SFC Licenceholders of PineBridge Investments Hong Kong Limited 柏瑞投資香港有限公司
- hkg_asiacompliance@pinebridge.com
- Website
- www.pinebridge.com.hk
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Licenceholders | Role | Licences | Start date | End date |
|---|---|---|---|---|
| BAYRON Heda Hamoy | RE | 1 | 02 May 2018 | 07 October 2022 |
| BEH Seog Won | RE | 9 | 02 August 2017 | 05 November 2023 |
| BEH Seog Won | RE | 1 | 02 August 2017 | 05 November 2023 |
| CHAE Michael Lee | RE | 1 | 30 June 2011 | 30 September 2011 |
| CHAN Chung Sze 陳頌斯 | RO | 1 | 10 September 2015 | 15 November 2019 |
| CHAN Chung Sze 陳頌斯 | RE | 1 | 03 May 2010 | 10 September 2015 |
| CHAN Emily Mei-Yee 陳美儀 | RE | 1 | 11 August 2008 | 17 June 2010 |
| CHAN Hin Wai, Patrick 陳獻為 | RE | 1 | 28 August 2013 | 09 June 2014 |
| CHAN Hoi Sun, Nicholas 陳凱燊 | RE | 1 | 10 March 2014 | 30 April 2023 |
| CHAN Kin Bong, Edwin 陳建邦 | RE | 1 | 28 June 2006 | 01 January 2009 |
| CHAN Nga Yee, Fiona 陳雅儀 | RO | 1 | 09 July 2021 | 15 July 2022 |
| CHAN Nga Yee, Fiona 陳雅儀 | RE | 1 | 12 December 2011 | 09 July 2021 |
| CHAN Tak Hin, Donald 陳德軒 | RE | 1 | 16 April 2003 | 30 April 2008 |
| CHAN Wing Yan, Gloria 陳穎欣 | RE | 1 | 16 April 2003 | 19 June 2009 |
| CHANG Chun Chieh 張鈞傑 | RE | 9 | 11 May 2020 | 09 June 2022 |
| CHANG Chun Chieh 張鈞傑 | RE | 1 | 11 May 2020 | 09 June 2022 |
| CHANG Hsiao Han 張筱函 | RE | 1 | 02 August 2022 | |
| CHANG Hsiao Han 張筱函 | RE | 9 | 02 August 2022 | |
| CHEN Jun 陳峻 | RE | 1 | 10 March 2009 | 07 August 2010 |
| CHEN Mengying 陳夢穎 | RE | 1 | 13 October 2014 | 29 April 2020 |
| CHEN Xinxin 陳欣欣 | RE | 1 | 06 December 2019 | |
| CHEN Xinxin 陳欣欣 | RE | 9 | 06 December 2019 | |
| CHENG Hoi Yan, Florence 鄭凱恩 | RE | 1 | 03 December 2007 | 11 September 2009 |
| CHEUNG Catherine Ka Man 張嘉敏 | RE | 9 | 23 September 2015 | 22 August 2018 |
| CHEUNG Catherine Ka Man 張嘉敏 | RE | 1 | 23 September 2015 | 22 August 2018 |
| CHEUNG Mei Wai 張美慧 | RE | 1 | 29 September 2020 | 31 December 2021 |
| CHEUNG Wing Yi 張詠儀 | RE | 1 | 26 June 2023 | |
| CHIN To 錢濤 | RE | 1 | 03 July 2019 | 15 December 2022 |
| CHIN To 錢濤 | RE | 9 | 03 July 2019 | 15 December 2022 |
| CHOI Ka Lai 蔡嘉麗 | RE | 9 | 01 February 2016 | 31 December 2017 |
| CHOI Ka Lai 蔡嘉麗 | RE | 1 | 01 February 2016 | 31 December 2017 |
| CHOI Shuk Ling 蔡淑玲 | RE | 1 | 03 July 2007 | 11 April 2008 |
| CHONG Ming Hang 莊銘恒 | RE | 1 | 01 June 2017 | 01 January 2019 |
| CHONG Ming Hang 莊銘恒 | RE | 9 | 01 June 2017 | 01 January 2019 |
| CHU Tai Wo, John 朱泰和 | RO | 9 | 01 April 2003 | 18 November 2009 |
| CHU Tai Wo, John 朱泰和 | RO | 4 | 01 April 2003 | 15 March 2005 |
| FAN Wai Man, Ana 樊惠文 | RE | 1 | 18 June 2012 | 30 June 2022 |
| FAN Wai Man, Ana 樊惠文 | RE | 9 | 18 June 2012 | 30 June 2022 |
| FASSO Anthony Gerard | RE | 1 | 09 April 2019 | 09 July 2019 |
| FASSO Anthony Gerard | RE | 9 | 09 April 2019 | 09 July 2019 |
| FASSO Anthony Gerard | RO | 1 | 09 July 2019 | 10 December 2021 |
| FASSO Anthony Gerard | RO | 9 | 09 July 2019 | 10 December 2021 |
| FONG Chi Wang 方志宏 | RE | 9 | 27 June 2016 | 14 April 2022 |
| FONG Chi Wang 方志宏 | RE | 1 | 27 June 2016 | 14 April 2022 |
| FOO Man Yin 符敏言 | RE | 9 | 06 August 2018 | 17 June 2022 |
| FOO Man Yin 符敏言 | RE | 1 | 06 August 2018 | 17 June 2022 |
| GAO Zhiheng 高智亨 | RE | 1 | 25 May 2022 | |
| GAO Zhiheng 高智亨 | RE | 9 | 25 May 2022 | |
| HENG Kelvin Chi Man 幸啟文 | RE | 9 | 02 September 2022 | |
| HENG Kelvin Chi Man 幸啟文 | RE | 1 | 02 September 2022 | |
| HO Ka Lun 何嘉倫 | RE | 1 | 11 March 2019 | 27 March 2020 |
| HON Sai Cheong, Swithin 韓世昌 | RE | 1 | 11 April 2008 | 19 June 2009 |
| HOU Xiaoyang 侯曉陽 | RE | 1 | 02 July 2019 | 15 April 2021 |
| HOU Xiaoyang 侯曉陽 | RE | 9 | 13 June 2019 | 15 April 2021 |
| HUNG Jacqueline Chi-ching 孔芷晴 | RE | 1 | 08 July 2020 | 07 October 2022 |
| JAIN Nisha | RE | 1 | 27 September 2022 | |
| JAIN Nisha | RE | 9 | 27 September 2022 | |
| JEON Jong Min | RE | 1 | 25 July 2019 | 18 March 2022 |
| JEON Jong Min | RE | 9 | 25 July 2019 | 18 March 2022 |
| JONES Viktoria Charlotte 翟毅雋 | RE | 9 | 01 February 2018 | 10 June 2022 |
| JONES Viktoria Charlotte 翟毅雋 | RE | 1 | 01 February 2018 | 10 June 2022 |
| KAN Sheung Tung, Julie 簡尚彤 | RE | 1 | 02 April 2013 | 23 August 2013 |
| KELLY Michael James | RE | 1 | 10 October 2012 | 17 October 2012 |
| KO Ka Wing, Priscilla 高家穎 | RE | 1 | 28 July 2008 | 19 June 2009 |
| KONG Xiangnan 孔祥南 | RE | 1 | 21 March 2014 | 27 October 2017 |
| KOPITSIS Nicolas | RE | 1 | 10 May 2022 | 23 May 2023 |
| KOPITSIS Nicolas | RO | 1 | 23 May 2023 | |
| KWAN Karen Po Chee 關寶芝 | RE | 1 | 01 August 2022 | |
| KWAN Karen Po Chee 關寶芝 | RE | 9 | 01 August 2022 | |
| LAI Hei In 賴曦妍 | RE | 1 | 04 September 2023 | |
| LAI Hoi Yan, Patricia 黎凱欣 | RE | 1 | 10 February 2017 | 30 November 2017 |
| LAI Sin Wan, Jenny 賴倩雲 | RE | 1 | 23 September 2004 | 15 September 2009 |
| LAM Chi Ming 林智明 | RE | 1 | 27 July 2015 | 31 August 2018 |
| LAM Yan Ping 林恩平 | RE | 1 | 02 October 2008 | 19 June 2009 |
| LAM Yee Kwan 林懿君 | RE | 1 | 23 November 2004 | 03 April 2008 |
| LAM Yik Fun 林憶芬 | RE | 1 | 19 November 2007 | 31 December 2008 |
| LAU Chu Ming, Arthur Egbert 劉曙明 | RO | 1 | 08 August 2011 | 01 September 2022 |
| LAU Chu Ming, Arthur Egbert 劉曙明 | RO | 9 | 02 June 2011 | 01 September 2022 |
| LAU Chu Ming, Arthur Egbert 劉曙明 | RE | 1 | 28 February 2011 | 08 August 2011 |
| LAU Chu Ming, Arthur Egbert 劉曙明 | RE | 9 | 28 February 2011 | 02 June 2011 |
| LAU Kwun Ping 劉冠平 | RE | 1 | 08 April 2021 | |
| LAU Kwun Ping 劉冠平 | RE | 9 | 08 April 2021 | |
| LAU Yan Yan Melannie 劉欣欣 | RE | 1 | 02 October 2015 | 11 November 2016 |
| LEE Lap Tak, Alfred 李立德 | RE | 9 | 10 August 2015 | 27 February 2018 |
| LEE Lap Tak, Alfred 李立德 | RE | 1 | 10 August 2015 | 27 February 2018 |
| LEE Yongho 李龍鎬 | RE | 1 | 09 June 2014 | 20 October 2017 |
| LEUNG Sin Yu 梁倩茹 | RE | 1 | 02 July 2014 | 26 September 2014 |
| LEUNG Suk Bing, Annie 梁淑冰 | RO | 9 | 14 February 2012 | 18 January 2015 |
| LEUNG Suk Bing, Annie 梁淑冰 | RO | 1 | 14 February 2012 | 18 January 2015 |
| LEUNG Suk Bing, Annie 梁淑冰 | RE | 9 | 21 October 2010 | 14 February 2012 |
| LEUNG Suk Bing, Annie 梁淑冰 | RE | 1 | 10 September 2008 | 14 February 2012 |
| LEUNG Sze Ki 梁思琪 | RE | 1 | 22 August 2022 | 21 February 2024 |
| LEW Kyunghyun 柳炅鉉 | RE | 1 | 29 February 2024 | |
| LI Liang 李梁 | RE | 9 | 05 September 2016 | 30 September 2022 |
| LI Liang 李梁 | RE | 1 | 05 September 2016 | 30 September 2022 |
| LI Xinyi 李心怡 | RE | 1 | 25 April 2023 | |
| LIU Yu 劉宇 | RE | 9 | 11 June 2021 | 24 February 2023 |
| LIU Yu 劉宇 | RE | 1 | 25 June 2021 | 24 February 2023 |
| LO Kit Ying 盧潔瀅 | RE | 1 | 09 October 2014 | |
| LO Thomas Tzan Hong 盧湛康 | RE | 1 | 16 March 2017 | 31 July 2022 |
| LO Thomas Tzan Hong 盧湛康 | RE | 9 | 16 March 2017 | 31 July 2022 |
| LO Wan Wai, Isaac 盧運威 | RE | 1 | 16 June 2006 | 10 November 2006 |
| LOKE Choo Li | RE | 1 | 25 May 2018 | |
| LOKE Choo Li | RE | 9 | 25 May 2018 | |
| LUI Suen Wah, Gary 呂舜華 | RE | 1 | 23 November 2004 | 04 January 2008 |
| LUK Wing Sze, Linda 陸穎詩 | RO | 1 | 02 February 2011 | 21 May 2012 |
| LUK Wing Sze, Linda 陸穎詩 | RE | 1 | 02 July 2008 | 02 February 2011 |
| LUO Peng 羅鵬 | RE | 1 | 18 September 2014 | 30 January 2015 |
| MA Calvin Kwai Shing 馬桂承 | RE | 1 | 30 May 2007 | 13 June 2010 |
| MAK Nixon Kim Ho 麥劍豪 | RE | 1 | 20 April 2007 | 26 August 2008 |
| MEHROTRA Ravi | RO | 1 | 10 September 2009 | 01 January 2011 |
| MITTAL Rajeev | RO | 9 | 11 August 2011 | 14 December 2018 |
| MITTAL Rajeev | RO | 1 | 11 August 2011 | 14 December 2018 |
| MO Wing Hau, Marcus 巫穎侯 | RE | 1 | 07 April 2008 | 19 June 2009 |
| NG Kay Chak, Eric 吳紀澤 | RE | 1 | 13 August 2007 | 13 October 2009 |
| NG Lok Lam 伍諾霖 | RE | 1 | 28 October 2009 | 30 September 2011 |
| NG Sunny Chung Kwong 吳重光 | RE | 9 | 23 January 2017 | |
| NG Sunny Chung Kwong 吳重光 | RE | 1 | 23 January 2017 | |
| POON Shing Chi 潘承智 | RE | 1 | 29 December 2014 | 29 January 2016 |
| POON Shing Chi 潘承智 | RE | 9 | 29 December 2014 | 29 January 2016 |
| SEN Anik Kumar | RE | 1 | 17 April 2018 | 09 October 2018 |
| SHAM Shiu Him Henry 岑劭謙 | RE | 1 | 29 March 2022 | |
| SIN Pik Hung 冼碧紅 | RO | 9 | 01 April 2003 | 07 August 2010 |
| SIN Pik Hung 冼碧紅 | RO | 1 | 01 April 2003 | 07 August 2010 |
| SIN Pik Hung 冼碧紅 | RE | 5 | 01 April 2003 | 15 March 2005 |
| SIN Pik Hung 冼碧紅 | RO | 4 | 01 April 2003 | 15 March 2005 |
| SINGH Siddhartha | RE | 1 | 24 July 2015 | 07 October 2022 |
| SINGH Siddhartha | RE | 9 | 24 July 2015 | 07 October 2022 |
| SO Hang Fai, Louis 蘇恒輝 | RE | 9 | 04 September 2017 | 10 October 2017 |
| SO Hang Fai, Louis 蘇恒輝 | RE | 1 | 04 September 2017 | 10 October 2017 |
| SO Tsz Yan Yenny 蘇子恩 | RE | 1 | 04 November 2016 | 01 June 2018 |
| SON KENG PO Dy Wilfred 孫偉銘 | RE | 1 | 02 May 2018 | 01 June 2018 |
| SON KENG PO Dy Wilfred 孫偉銘 | RO | 9 | 16 October 2017 | 01 June 2018 |
| SON KENG PO Dy Wilfred 孫偉銘 | RO | 1 | 16 October 2017 | 02 May 2018 |
| SON KENG PO Dy Wilfred 孫偉銘 | RE | 9 | 11 July 2012 | 16 October 2017 |
| SON KENG PO Dy Wilfred 孫偉銘 | RE | 1 | 11 July 2012 | 16 October 2017 |
| SOO Kok Beng, Peter 蘇國明 | RO | 1 | 01 April 2003 | 30 June 2011 |
| SOO Kok Beng, Peter 蘇國明 | RO | 9 | 01 April 2003 | 30 June 2011 |
| SOO Kok Beng, Peter 蘇國明 | RO | 4 | 01 April 2003 | 15 March 2005 |
| SOO Kok Beng, Peter 蘇國明 | RO | 5 | 01 April 2003 | 15 March 2005 |
| SOON Yan Seen 孫瑩心 | RO | 9 | 10 March 2009 | |
| SOON Yan Seen 孫瑩心 | RO | 1 | 10 March 2009 | |
| STEIMEL Stacy Elizabeth | RE | 1 | 14 March 2011 | 14 June 2011 |
| SUEN To Ham 孫道涵 | RE | 9 | 23 April 2020 | 17 July 2020 |
| SUEN To Ham 孫道涵 | RE | 1 | 23 April 2020 | 17 July 2020 |
| SUEN To Ham 孫道涵 | RO | 1 | 17 July 2020 | |
| SUEN To Ham 孫道涵 | RO | 9 | 17 July 2020 | |
| SWEENEY Kirk Chester | RO | 1 | 15 March 2022 | |
| SWEENEY Kirk Chester | RO | 9 | 15 March 2022 | |
| TAI Chung Hoe 戴宗豪 | RO | 1 | 02 April 2020 | |
| TAI Chung Hoe 戴宗豪 | RE | 9 | 11 May 2018 | |
| TAI Chung Hoe 戴宗豪 | RE | 1 | 11 May 2018 | 02 April 2020 |
| TAN Denise Bee Kwan 陳美歡 | RE | 1 | 30 April 2007 | 18 July 2008 |
| THORN Robin Carl | RE | 9 | 25 November 2011 | 24 May 2012 |
| THORN Robin Carl | RE | 1 | 25 November 2011 | 24 May 2012 |
| TING Fifi 丁美翡 | RE | 1 | 23 September 2004 | 29 October 2009 |
| TJIANG Man Kin 張文健 | RO | 1 | 11 March 2013 | 31 December 2015 |
| TJIANG Man Kin 張文健 | RO | 9 | 11 March 2013 | 31 December 2015 |
| TJIANG Man Kin 張文健 | RE | 9 | 14 October 2011 | 11 March 2013 |
| TJIANG Man Kin 張文健 | RE | 1 | 14 October 2011 | 11 March 2013 |
| TONG Kimberly Elaine 唐錦儀 | RE | 1 | 13 July 2020 | 21 April 2023 |
| TONG Kimberly Elaine 唐錦儀 | RE | 9 | 13 July 2020 | 21 April 2023 |
| TSAI Tsung Lin 蔡宗霖 | RE | 1 | 05 June 2023 | |
| TSAI Tsung Lin 蔡宗霖 | RE | 9 | 05 June 2023 | |
| TSE Chak Hei, Michael 謝澤曦 | RE | 1 | 28 November 2008 | 29 September 2010 |
| TSE Koon Hang, Ada 謝貫珩 | RO | 9 | 29 September 2005 | 31 May 2011 |
| TSE Pui Kwan 謝佩坤 | RE | 9 | 05 August 2010 | 21 May 2012 |
| TSE Pui Kwan 謝佩坤 | RE | 1 | 05 August 2010 | 21 May 2012 |
| TSOI Sze Yeung 蔡斯洋 | RE | 1 | 15 August 2016 | |
| TSOI Sze Yeung 蔡斯洋 | RE | 9 | 15 August 2016 | |
| TSUI Chun Man Benjamin 徐俊文 | RE | 1 | 17 May 2023 | |
| TSUI Chun Man Benjamin 徐俊文 | RE | 9 | 17 May 2023 | |
| TSUI Chun Man Benjamin 徐俊文 | RE | 9 | 29 May 2017 | 22 July 2020 |
| TSUI Chun Man Benjamin 徐俊文 | RE | 1 | 29 May 2017 | 22 July 2020 |
| VAN VLIET Willem Gustaaf Stephan | RE | 1 | 06 January 2014 | 17 October 2016 |
| WANG Lisa 汪慧之 | RE | 1 | 03 July 2017 | 13 July 2022 |
| WANG Xiaowen 王晓雯 | RE | 9 | 16 May 2019 | |
| WANG Xiaowen 王晓雯 | RE | 1 | 16 May 2019 | |
| WON Yoohee | RE | 1 | 16 September 2013 | 15 April 2021 |
| WONG Cheuk Wing, Daisy 黃卓頴 | RE | 1 | 25 June 2018 | 21 July 2020 |
| WONG Cheuk Yen Kristy 黃琸殷 | RE | 1 | 03 October 2023 | |
| WONG Chun, Jeffrey 黃臻 | RE | 1 | 19 November 2015 | 28 February 2017 |
| WONG Chun, Jeffrey 黃臻 | RE | 9 | 19 November 2015 | 28 February 2017 |
| WONG Hoi Ching 王海澄 | RE | 1 | 25 March 2008 | 23 June 2009 |
| WONG Mei Po, Mabel 黃美寶 | RE | 9 | 27 April 2017 | 20 April 2018 |
| WONG Mei Po, Mabel 黃美寶 | RE | 1 | 27 April 2017 | 20 April 2018 |
| WONG Mei Po, Mabel 黃美寶 | RO | 1 | 20 April 2018 | 31 December 2020 |
| WONG Mei Po, Mabel 黃美寶 | RO | 9 | 20 April 2018 | 31 December 2020 |
| WONG Ngai 王毅 | RE | 1 | 23 November 2004 | 19 June 2009 |
| WONG Wai San Wilson 黃偉辰 | RE | 9 | 21 September 2022 | |
| WONG Wai San Wilson 黃偉辰 | RE | 1 | 21 September 2022 | |
| WONG Wing Kei, Debra 王穎琪 | RE | 1 | 01 June 2006 | 07 March 2007 |
| WONG Wing Yan 黃穎恩 | RE | 1 | 21 December 2004 | 04 March 2007 |
| WU King Cheung 吳景祥 | RE | 9 | 15 February 2017 | |
| WU King Cheung 吳景祥 | RE | 1 | 15 February 2017 | |
| XU Wanlu 許晼璐 | RE | 1 | 19 September 2022 | 25 April 2023 |
| XU Wanlu 許晼璐 | RO | 1 | 25 April 2023 | |
| YAN Wai Kit, Conrad 甄偉傑 | RE | 1 | 29 August 2005 | 17 April 2009 |
| YANG Taiho | RE | 9 | 23 December 2015 | 30 November 2017 |
| YANG Taiho | RE | 1 | 23 December 2015 | 30 November 2017 |
| YEE Po Ling 余寶玲 | RE | 1 | 19 June 2014 | 20 November 2015 |
| YEUNG Shui Keung, Eddie 楊瑞強 | RE | 9 | 01 April 2003 | 31 March 2005 |
| YEUNG Shui Keung, Eddie 楊瑞強 | RE | 4 | 01 April 2003 | 15 March 2005 |
| YEUNG Shui Keung, Eddie 楊瑞強 | RE | 5 | 01 April 2003 | 15 March 2005 |
| YUEN Wing Ho 袁永豪 | RE | 1 | 05 June 2017 | 06 August 2021 |
| YUEN Wing Ho 袁永豪 | RE | 9 | 05 June 2017 | 06 August 2021 |
| ZALAMEA Cesar C. | RO | 9 | 01 April 2003 | 19 July 2005 |
| ZALAMEA Cesar C. | RO | 4 | 01 April 2003 | 15 March 2005 |
| ZHANG Fan 張凡 | RE | 9 | 06 December 2019 | |
| ZHANG Fan 張凡 | RE | 1 | 06 December 2019 | |
| ZHAO Mei 趙梅 | RE | 1 | 30 December 2020 | 16 December 2021 |
| ZHAO Mei 趙梅 | RO | 1 | 12 February 2020 | 30 December 2020 |
| ZHAO Mei 趙梅 | RE | 1 | 05 September 2016 | 12 February 2020 |
| ZHAO Mei 趙梅 | RE | 9 | 05 September 2016 | 16 December 2021 |