SFC Licenceholders of Nikko Asset Management Hong Kong Limited 日興資產管理香港有限公司
- cynthia.yeung@nikkoam.com
- Website
- www.nikkoam.com
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Licenceholders | Role | Licences | Start date | End date |
|---|---|---|---|---|
| BONG Peng Leong Terence | RE | 1 | 05 January 2015 | 29 December 2017 |
| BONG Peng Leong Terence | RE | 4 | 05 January 2015 | 29 December 2017 |
| BONG Peng Leong Terence | RE | 9 | 05 January 2015 | 29 December 2017 |
| CHAN Kum Kong | RE | 9 | 14 June 2006 | 06 September 2012 |
| CHAN Kum Kong | RE | 4 | 16 May 2006 | 06 September 2012 |
| CHEONG Kum Foo | RE | 4 | 24 January 2007 | 05 April 2008 |
| CHEONG Kum Foo | RE | 9 | 24 January 2007 | 05 April 2008 |
| CHIANG Ngee Onn Peter | RE | 9 | 29 November 2006 | 18 May 2010 |
| CHIANG Ngee Onn Peter | RE | 4 | 29 November 2006 | 18 May 2010 |
| CHOI Hong Chun 蔡康進 | RE | 9 | 11 October 2023 | |
| CHOI Hong Chun 蔡康進 | RE | 4 | 11 October 2023 | |
| CHOI Hong Chun 蔡康進 | RE | 1 | 11 October 2023 | |
| CHOO Chian | RE | 9 | 24 August 2006 | 30 June 2007 |
| CHOO Chian | RE | 4 | 24 August 2006 | 30 June 2007 |
| CHOW Mitchelle Tze Wei 周紫蕙 | RE | 9 | 16 October 2020 | 18 August 2023 |
| CHOW Mitchelle Tze Wei 周紫蕙 | RE | 4 | 16 September 2020 | 18 August 2023 |
| CHOW Mitchelle Tze Wei 周紫蕙 | RE | 1 | 16 September 2020 | 18 August 2023 |
| CHOY Tsz Hong, David 蔡子康 | RO | 9 | 24 August 2005 | 08 August 2006 |
| CHOY Tsz Hong, David 蔡子康 | RO | 4 | 24 August 2005 | 08 August 2006 |
| CHOY Tsz Hong, David 蔡子康 | RE | 9 | 27 August 2004 | 24 August 2005 |
| CHOY Tsz Hong, David 蔡子康 | RE | 4 | 27 August 2004 | 24 August 2005 |
| CHU Lei Mei 朱莉薇 | RE | 9 | 22 September 2015 | 16 October 2017 |
| CHU Lei Mei 朱莉薇 | RE | 4 | 22 September 2015 | 16 October 2017 |
| CHU Lei Mei 朱莉薇 | RE | 1 | 22 September 2015 | 16 October 2017 |
| CHU Wai Ling, Marianna 朱偉苓 | RE | 4 | 01 April 2003 | 17 February 2005 |
| CHU Wai Ling, Marianna 朱偉苓 | RE | 9 | 01 April 2003 | 17 February 2005 |
| CHUNG Kyung Il | RE | 9 | 31 March 2021 | |
| CHUNG Kyung Il | RE | 4 | 31 March 2021 | |
| CHUNG Kyung Il | RE | 1 | 31 March 2021 | |
| DU Yizhong 杜毅忠 | RE | 9 | 07 August 2012 | |
| DU Yizhong 杜毅忠 | RE | 4 | 07 August 2012 | |
| FUNG Kwok On 馮國安 | RO | 9 | 06 October 2011 | 08 March 2013 |
| FUNG Kwok On 馮國安 | RO | 4 | 06 October 2011 | 08 March 2013 |
| GREATON Timothy Love | RO | 9 | 26 September 2019 | |
| GREATON Timothy Love | RO | 4 | 26 September 2019 | |
| GREATON Timothy Love | RO | 1 | 26 September 2019 | |
| GREATON Timothy Love | RE | 1 | 14 May 2015 | 26 September 2019 |
| GREATON Timothy Love | RE | 4 | 14 May 2015 | 26 September 2019 |
| GREATON Timothy Love | RE | 9 | 14 May 2015 | 26 September 2019 |
| HAR Vivian 夏慧芸 | RE | 4 | 25 May 2005 | 18 April 2007 |
| HO Nyuk Choo Deborah Joanne | RE | 4 | 17 September 2007 | 11 October 2011 |
| HO Nyuk Choo Deborah Joanne | RE | 9 | 17 September 2007 | 11 October 2011 |
| HU Chia-Ming 胡家銘 | RE | 4 | 06 February 2012 | 22 March 2013 |
| HU Chia-Ming 胡家銘 | RE | 9 | 06 February 2012 | 22 March 2013 |
| IMAI Koei 今井幸英 | RE | 4 | 30 October 2017 | 30 October 2017 |
| IMAI Koei 今井幸英 | RE | 1 | 30 October 2017 | 30 October 2017 |
| IMAI Koei 今井幸英 | RE | 4 | 11 May 2017 | 12 May 2017 |
| IMAI Koei 今井幸英 | RE | 1 | 11 May 2017 | 12 May 2017 |
| IMAI Koei 今井幸英 | RE | 1 | 16 September 2014 | 17 September 2014 |
| IMAI Koei 今井幸英 | RE | 4 | 16 September 2014 | 17 September 2014 |
| IMAI Koei 今井幸英 | RE | 4 | 14 April 2016 | 15 April 2016 |
| IMAI Koei 今井幸英 | RE | 1 | 14 April 2016 | 15 April 2016 |
| IMAI Koei 今井幸英 | RE | 1 | 08 June 2015 | 11 June 2015 |
| IMAI Koei 今井幸英 | RE | 4 | 08 June 2015 | 11 June 2015 |
| IMAI Koei 今井幸英 | RE | 1 | 15 May 2014 | 16 May 2014 |
| IMAI Koei 今井幸英 | RE | 4 | 15 May 2014 | 16 May 2014 |
| KAM Yoke Meng | RE | 9 | 18 January 2008 | 25 May 2010 |
| KAM Yoke Meng | RE | 4 | 18 January 2008 | 25 May 2010 |
| KANG Tae Jong 姜太鐘 | RE | 9 | 03 July 2017 | 11 November 2020 |
| KANG Tae Jong 姜太鐘 | RE | 4 | 03 July 2017 | 11 November 2020 |
| KANG Tae Jong 姜太鐘 | RE | 1 | 03 July 2017 | 11 November 2020 |
| KEMP Andrew John | RE | 4 | 17 September 2007 | 03 June 2008 |
| KEMP Andrew John | RE | 9 | 17 September 2007 | 03 June 2008 |
| KOH Liang Choon 許良俊 | RO | 9 | 28 September 2004 | 15 August 2005 |
| KOH Liang Choon 許良俊 | RO | 4 | 28 September 2004 | 15 August 2005 |
| KOH Wee Kok, Steven | RE | 9 | 15 November 2007 | 15 July 2008 |
| KOH Wee Kok, Steven | RE | 4 | 15 November 2007 | 15 July 2008 |
| KWONG Kok Woei | RE | 9 | 16 July 2007 | 18 July 2011 |
| LEE Tze Lai, Amanda 李子麗 | RE | 9 | 08 May 2007 | 02 January 2011 |
| LEE Tze Lai, Amanda 李子麗 | RE | 4 | 08 May 2007 | 02 January 2011 |
| LIANG Michael Peng Aun | RE | 9 | 06 February 2007 | 16 November 2007 |
| LIANG Michael Peng Aun | RE | 4 | 06 February 2007 | 16 November 2007 |
| LIM Chin Pang | RE | 9 | 20 February 2009 | 13 September 2009 |
| LIM Chin Pang | RE | 4 | 20 February 2009 | 13 September 2009 |
| LIU Jane Yin | RE | 9 | 31 October 2006 | 19 April 2010 |
| LIU Jane Yin | RE | 4 | 31 October 2006 | 19 April 2010 |
| LO Wing Yin 盧頴賢 | RE | 9 | 23 June 2008 | 09 March 2017 |
| LO Wing Yin 盧頴賢 | RE | 4 | 23 June 2008 | 09 March 2017 |
| MEHTA Rachana | RE | 4 | 19 July 2007 | 26 July 2008 |
| MEHTA Rachana | RE | 9 | 19 July 2007 | 26 July 2008 |
| MURAKAMI Shuhei | RE | 4 | 18 September 2018 | 21 September 2018 |
| MURAKAMI Shuhei | RE | 1 | 18 September 2018 | 21 September 2018 |
| MURAKAMI Shuhei | RE | 4 | 28 May 2018 | 30 May 2018 |
| MURAKAMI Shuhei | RE | 1 | 28 May 2018 | 30 May 2018 |
| MURAKAMI Shuhei | RE | 4 | 26 February 2018 | 02 March 2018 |
| MURAKAMI Shuhei | RE | 1 | 26 February 2018 | 02 March 2018 |
| MURAKAMI Shuhei | RE | 4 | 18 September 2017 | 22 September 2017 |
| MURAKAMI Shuhei | RE | 1 | 18 September 2017 | 22 September 2017 |
| MURAKAMI Shuhei | RE | 4 | 22 February 2017 | 24 February 2017 |
| MURAKAMI Shuhei | RE | 1 | 22 February 2017 | 24 February 2017 |
| MURAKAMI Shuhei | RE | 4 | 25 October 2016 | 28 October 2016 |
| MURAKAMI Shuhei | RE | 4 | 15 February 2016 | 19 February 2016 |
| MURAKAMI Shuhei | RE | 1 | 15 February 2016 | 19 February 2016 |
| MURAKAMI Shuhei | RE | 1 | 25 October 2016 | 28 October 2016 |
| NG Guan Mean | RE | 4 | 24 August 2006 | 27 April 2007 |
| NG Guan Mean | RE | 9 | 24 August 2006 | 27 April 2007 |
| NG Shiu Cheong 吳兆昌 | RO | 9 | 01 April 2003 | 15 June 2004 |
| NG Shiu Cheong 吳兆昌 | RO | 4 | 01 April 2003 | 15 June 2004 |
| NHAN Bao Chau 顏宝珠 | RE | 9 | 09 September 2013 | 25 March 2014 |
| NHAN Bao Chau 顏宝珠 | RE | 1 | 09 September 2013 | 25 March 2014 |
| NHAN Bao Chau 顏宝珠 | RE | 4 | 09 September 2013 | 25 March 2014 |
| NORONHA Choi Ping, Virginia 彩平 | RO | 4 | 15 November 2006 | 21 May 2008 |
| NORONHA Choi Ping, Virginia 彩平 | RO | 9 | 15 November 2006 | 21 May 2008 |
| OGIWARA Yasuaki | RO | 9 | 09 July 2015 | |
| OGIWARA Yasuaki | RO | 1 | 09 July 2015 | |
| OGIWARA Yasuaki | RE | 9 | 18 May 2015 | 09 July 2015 |
| OGIWARA Yasuaki | RE | 4 | 18 May 2015 | 09 July 2015 |
| OGIWARA Yasuaki | RE | 1 | 18 May 2015 | 09 July 2015 |
| OGIWARA Yasuaki | RO | 4 | 09 July 2015 | |
| PEDERSEN Endre Gaski | RE | 4 | 15 November 2007 | 14 June 2008 |
| PEDERSEN Endre Gaski | RE | 9 | 15 November 2007 | 14 June 2008 |
| PICKERELL Blair Chilton | RO | 1 | 19 March 2013 | 31 July 2015 |
| PICKERELL Blair Chilton | RO | 9 | 21 July 2011 | 31 July 2015 |
| PICKERELL Blair Chilton | RO | 4 | 21 July 2011 | 31 July 2015 |
| QUAH Chum Yong 柯燦勇 | RE | 4 | 24 January 2007 | 16 November 2007 |
| QUAH Chum Yong 柯燦勇 | RE | 4 | 25 January 2008 | 28 March 2008 |
| QUAH Chum Yong 柯燦勇 | RE | 9 | 25 January 2008 | 28 March 2008 |
| QUAH Chum Yong 柯燦勇 | RE | 9 | 24 January 2007 | 16 November 2007 |
| QUEK Mui Mui | RE | 9 | 31 January 2007 | 18 May 2010 |
| SAW Cheng Hin | RE | 4 | 24 August 2006 | 20 January 2007 |
| SAW Cheng Hin | RE | 9 | 24 August 2006 | 20 January 2007 |
| SOON Yin Moi Desmond | RE | 9 | 03 July 2008 | 31 December 2010 |
| SOON Yin Moi Desmond | RE | 4 | 03 July 2008 | 31 December 2010 |
| TAN Haw | RE | 4 | 18 January 2008 | 15 June 2008 |
| TAN Haw | RE | 9 | 18 January 2008 | 15 June 2008 |
| TAN Keng Sin Patrick | RO | 4 | 01 April 2003 | 09 March 2004 |
| TAN Keng Sin Patrick | RO | 9 | 01 April 2003 | 09 March 2004 |
| TANG Wing Kin 鄧永健 | RO | 9 | 31 August 2009 | 31 July 2011 |
| TANG Wing Kin 鄧永健 | RO | 4 | 31 August 2009 | 31 July 2011 |
| TANG Wing Kin 鄧永健 | RO | 4 | 01 April 2003 | 19 August 2006 |
| TANG Wing Kin 鄧永健 | RO | 9 | 01 April 2003 | 19 August 2006 |
| TEO Chon Kiat | RO | 9 | 19 October 2006 | 16 March 2012 |
| TEO Chon Kiat | RO | 4 | 19 October 2006 | 16 March 2012 |
| TEO Kheang Hui Robin | RE | 4 | 07 September 2015 | 26 May 2016 |
| TEO Kheang Hui Robin | RE | 1 | 07 September 2015 | 26 May 2016 |
| TERN Yuh Sheng Joseph | RO | 9 | 01 April 2003 | 09 March 2004 |
| TERN Yuh Sheng Joseph | RO | 4 | 01 April 2003 | 09 March 2004 |
| TING Chuan Hui, Frederick | RE | 9 | 27 October 2006 | 13 November 2008 |
| TING Chuan Hui, Frederick | RE | 4 | 27 October 2006 | 13 November 2008 |
| TSUJIMURA Hiroki | RE | 1 | 25 October 2016 | 28 October 2016 |
| TSUJIMURA Hiroki | RE | 4 | 25 October 2016 | 28 October 2016 |
| WANG Yu-Ming 王裕閔 | RO | 1 | 19 March 2013 | 24 January 2020 |
| WANG Yu-Ming 王裕閔 | RO | 9 | 05 March 2013 | 24 January 2020 |
| WANG Yu-Ming 王裕閔 | RO | 4 | 05 March 2013 | 24 January 2020 |
| WANG Yu-Ming 王裕閔 | RE | 9 | 08 February 2013 | 05 March 2013 |
| WANG Yu-Ming 王裕閔 | RE | 4 | 08 February 2013 | 05 March 2013 |
| WONG Lai Kwok, Ruby 黃麗幗 | RE | 4 | 22 November 2021 | |
| WONG Lai Kwok, Ruby 黃麗幗 | RE | 1 | 22 November 2021 | |
| WONG Shi Ming, Jermyn | RE | 9 | 13 April 2016 | 19 May 2022 |
| WONG Shi Ming, Jermyn | RE | 4 | 13 April 2016 | 19 May 2022 |
| WONG Shi Ming, Jermyn | RE | 1 | 13 April 2016 | 19 May 2022 |
| WOO Jack Man, Jimmy 吳積民 | RO | 9 | 16 May 2008 | 14 May 2010 |
| WOO Jack Man, Jimmy 吳積民 | RO | 4 | 16 May 2008 | 14 May 2010 |
| XU Wei 許薇 | RE | 1 | 09 April 2015 | 13 November 2015 |
| XU Wei 許薇 | RE | 4 | 09 April 2015 | 13 November 2015 |
| XU Wei 許薇 | RE | 9 | 09 April 2015 | 13 November 2015 |
| YAN Kai Chi, Danny 甄啟智 | RE | 4 | 20 November 2007 | 18 July 2008 |
| YAN Kai Chi, Danny 甄啟智 | RE | 9 | 20 November 2007 | 18 July 2008 |
| YAN Weiying, Grace | RE | 1 | 11 June 2014 | 22 March 2017 |
| YAN Weiying, Grace | RE | 9 | 11 June 2014 | |
| YAN Weiying, Grace | RE | 4 | 11 June 2014 | |
| YAP Tuck Choy 葉德才 | RE | 4 | 15 November 2007 | 19 February 2010 |
| YAP Tuck Choy 葉德才 | RE | 9 | 15 November 2007 | 19 February 2010 |
| YEO Phuay Lik Phillip | RE | 4 | 09 April 2018 | 13 April 2018 |
| YEO Phuay Lik Phillip | RE | 1 | 09 April 2018 | 13 April 2018 |
| YEO Phuay Lik Phillip | RE | 9 | 12 November 2007 | 18 June 2008 |
| YEO Phuay Lik Phillip | RE | 4 | 12 November 2007 | 18 June 2008 |
| YEUNG Ernest Sze Lok 楊思樂 | RE | 4 | 02 February 2006 | 01 September 2011 |
| YEUNG Ernest Sze Lok 楊思樂 | RE | 9 | 02 February 2006 | 01 September 2011 |
| YEUNG Sze Lai, Cynthia 楊斯麗 | RE | 9 | 19 December 2007 | 09 March 2017 |
| YEUNG Sze Lai, Cynthia 楊斯麗 | RE | 4 | 19 December 2007 | 09 March 2017 |
| YIP Tsz Kin Joe 葉子健 | RE | 9 | 28 September 2020 | 23 September 2021 |
| YIP Tsz Kin Joe 葉子健 | RE | 4 | 28 September 2020 | 23 September 2021 |
| YIP Tsz Kin Joe 葉子健 | RE | 1 | 28 September 2020 | 23 September 2021 |
| YIP Yok Tak, Amy 葉約德 | RO | 9 | 12 May 2006 | 01 October 2010 |
| YIP Yok Tak, Amy 葉約德 | RO | 4 | 12 May 2006 | 01 October 2010 |
| YOONG Leonie | RE | 4 | 31 January 2007 | 05 August 2007 |
| YOONG Leonie | RE | 9 | 31 January 2007 | 05 August 2007 |
| ZHANG Bo 張博 | RE | 9 | 14 August 2007 | 13 November 2008 |
| ZHANG Bo 張博 | RE | 4 | 14 August 2007 | 13 November 2008 |
| ZHANG Yingdong 張穎冬 | RE | 4 | 17 April 2018 | 20 January 2022 |
| ZHANG Yingdong 張穎冬 | RE | 1 | 17 April 2018 | 20 January 2022 |