SFC Licenceholders of Doric Capital Corporation 多利資本有限公司
- pennywlchan@yahoo.com
- Website
- www.doricapital.com
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Licenceholders | Role | Licences | Start date | End date |
---|---|---|---|---|
AU Bo Shan 區寶珊 | RO | 9 | 04 March 2024 | |
AU Bo Shan 區寶珊 | RO | 5 | 04 March 2024 | |
AU Bo Shan 區寶珊 | RO | 4 | 04 March 2024 | |
CAMPBELL Shawn | RE | 9 | 02 March 2009 | 15 February 2020 |
CHAN Wai Lam 陳緯霖 | RO | 9 | 23 February 2024 | |
CHAN Wai Lam 陳緯霖 | RO | 5 | 23 February 2024 | |
CHAN Wai Lam 陳緯霖 | RO | 4 | 23 February 2024 | |
CHAN Wai Lam 陳緯霖 | RE | 9 | 09 February 2024 | 23 February 2024 |
CHAN Wai Lam 陳緯霖 | RE | 4 | 09 February 2024 | 23 February 2024 |
CHOI Chi Hon 蔡志寒 | RE | 9 | 20 November 2007 | 30 June 2021 |
CHOI Chi Hon 蔡志寒 | RE | 5 | 20 November 2007 | 30 June 2021 |
CHOI Chi Hon 蔡志寒 | RE | 4 | 20 November 2007 | 30 June 2021 |
CHU TSE Alina Sui Han 朱謝瑞嫻 | RO | 4 | 04 September 2008 | 09 December 2008 |
CHU TSE Alina Sui Han 朱謝瑞嫻 | RO | 5 | 04 September 2008 | 09 December 2008 |
CHU TSE Alina Sui Han 朱謝瑞嫻 | RO | 9 | 04 September 2008 | 09 December 2008 |
CSELLAK Linda Marie | RE | 9 | 05 September 2005 | 02 June 2006 |
CSELLAK Linda Marie | RE | 4 | 05 September 2005 | 02 June 2006 |
CSELLAK Linda Marie | RE | 5 | 05 September 2005 | 02 June 2006 |
DONG Wei 董煒 | RO | 9 | 07 August 2020 | 28 October 2021 |
DONG Wei 董煒 | RO | 5 | 07 August 2020 | 28 October 2021 |
DONG Wei 董煒 | RO | 4 | 07 August 2020 | 28 October 2021 |
DONG Wei 董煒 | RE | 5 | 18 June 2019 | 07 August 2020 |
DONG Wei 董煒 | RE | 4 | 18 June 2019 | 07 August 2020 |
DONG Wei 董煒 | RE | 9 | 08 May 2019 | 07 August 2020 |
DONG Wei 董煒 | RE | 4 | 17 November 2014 | 10 November 2017 |
DONG Wei 董煒 | RE | 5 | 17 November 2014 | 10 November 2017 |
ENRAGHT-MOONY Laura | RE | 9 | 13 December 2007 | 16 July 2008 |
ENRAGHT-MOONY Laura | RE | 4 | 13 December 2007 | 16 July 2008 |
ENRAGHT-MOONY Laura | RE | 5 | 13 December 2007 | 16 July 2008 |
FOO Shigen 符史根 | RE | 4 | 26 March 2007 | 13 February 2009 |
FOO Shigen 符史根 | RE | 5 | 26 March 2007 | 13 February 2009 |
FOO Shigen 符史根 | RE | 9 | 26 March 2007 | 13 February 2009 |
HWANG Gia 黃智雅 | RE | 9 | 16 November 2005 | 13 March 2007 |
HWANG Gia 黃智雅 | RE | 5 | 16 November 2005 | 13 March 2007 |
HWANG Gia 黃智雅 | RE | 4 | 16 November 2005 | 13 March 2007 |
KIM Kyuh Bom | RE | 4 | 06 May 2005 | 20 February 2006 |
KIM Kyuh Bom | RE | 5 | 06 May 2005 | 20 February 2006 |
KIM Kyuh Bom | RE | 9 | 06 May 2005 | 20 February 2006 |
LEE Chi Fai 李志輝 | RE | 4 | 13 April 2004 | 09 December 2008 |
LEE Chi Fai 李志輝 | RE | 5 | 13 April 2004 | 09 December 2008 |
LEE Chi Fai 李志輝 | RE | 9 | 13 April 2004 | 09 December 2008 |
LEE Mei Chi 李美芝 | RE | 9 | 15 November 2004 | 31 August 2005 |
LEE Mei Chi 李美芝 | RE | 4 | 15 November 2004 | 31 August 2005 |
LEE Mei Chi 李美芝 | RE | 5 | 15 November 2004 | 31 August 2005 |
LEUNG Tat Ming 梁達明 | RE | 4 | 14 November 2005 | 18 August 2006 |
LEUNG Tat Ming 梁達明 | RE | 5 | 14 November 2005 | 18 August 2006 |
LEUNG Tat Ming 梁達明 | RE | 9 | 08 August 2005 | 14 November 2005 |
LEUNG Tat Ming 梁達明 | RO | 9 | 14 November 2005 | 18 August 2006 |
LEUNG Yue Hein 梁宇軒 | RE | 4 | 19 September 2007 | 09 December 2008 |
LEUNG Yue Hein 梁宇軒 | RE | 5 | 19 September 2007 | 09 December 2008 |
LEUNG Yue Hein 梁宇軒 | RE | 9 | 19 September 2007 | 09 December 2008 |
LEWIS Timothy Peter | RE | 9 | 24 March 2005 | 01 June 2007 |
LEWIS Timothy Peter | RE | 5 | 24 March 2005 | 01 June 2007 |
LEWIS Timothy Peter | RE | 4 | 24 March 2005 | 01 June 2007 |
LI Fung Yee, Mandy 李鳳儀 | RE | 9 | 03 November 2020 | 31 March 2022 |
LI Fung Yee, Mandy 李鳳儀 | RE | 4 | 08 May 2007 | 07 March 2013 |
LI Fung Yee, Mandy 李鳳儀 | RE | 5 | 08 May 2007 | 07 March 2013 |
LI Fung Yee, Mandy 李鳳儀 | RE | 9 | 08 May 2007 | 07 March 2013 |
LIU Lan, Nancy 劉嵐 | RO | 5 | 14 November 2003 | 30 December 2008 |
LIU Lan, Nancy 劉嵐 | RO | 9 | 11 November 2003 | 30 December 2008 |
LIU Lan, Nancy 劉嵐 | RO | 4 | 01 April 2003 | 30 December 2008 |
LIU Mengqiao 劉夢喬 | RE | 4 | 16 March 2018 | 31 July 2019 |
LIU Shih Yuan, Jeff 劉仕元 | RO | 9 | 03 March 2009 | 16 December 2011 |
LIU Shih Yuan, Jeff 劉仕元 | RE | 9 | 18 April 2008 | 03 March 2009 |
LIU Shih Yuan, Jeff 劉仕元 | RE | 4 | 06 May 2008 | 03 March 2009 |
LIU Shih Yuan, Jeff 劉仕元 | RE | 5 | 06 May 2008 | 03 March 2009 |
LIU Shih Yuan, Jeff 劉仕元 | RO | 4 | 03 March 2009 | 16 December 2011 |
LIU Shih Yuan, Jeff 劉仕元 | RO | 5 | 03 March 2009 | 16 December 2011 |
MAK Siu Chung 麥兆忠 | RE | 5 | 27 January 2005 | 18 May 2005 |
MAK Siu Chung 麥兆忠 | RE | 9 | 27 January 2005 | 18 May 2005 |
MAK Siu Chung 麥兆忠 | RE | 4 | 27 January 2005 | 18 May 2005 |
NEWMAN James Shields | RE | 4 | 02 March 2004 | 30 September 2004 |
NEWMAN James Shields | RE | 9 | 02 March 2004 | 30 September 2004 |
NEWMAN James Shields | RE | 5 | 02 March 2004 | 30 September 2004 |
NG Chun Yuen, Alexander 伍俊源 | RE | 9 | 19 September 2008 | 27 February 2009 |
NOCK Michael Norman | RE | 4 | 23 January 2009 | 17 September 2009 |
NOCK Michael Norman | RE | 5 | 23 January 2009 | 17 September 2009 |
NOCK Michael Norman | RE | 9 | 23 January 2009 | 17 September 2009 |
NOCK Michael Norman | RO | 5 | 14 November 2003 | 23 January 2009 |
NOCK Michael Norman | RO | 4 | 01 April 2003 | 23 January 2009 |
NOCK Michael Norman | RO | 9 | 01 April 2003 | 23 January 2009 |
NOCK Michael Norman | RO | 6 | 01 April 2003 | 10 November 2003 |
PARK Jung Min 朴廷敏 | RE | 9 | 18 October 2007 | 09 December 2008 |
PARK Jung Min 朴廷敏 | RE | 5 | 18 October 2007 | 09 December 2008 |
PARK Jung Min 朴廷敏 | RE | 4 | 18 October 2007 | 09 December 2008 |
PRICE Josephine | RE | 4 | 25 August 2008 | 22 January 2009 |
PRICE Josephine | RE | 9 | 25 August 2008 | 22 January 2009 |
RANGANATHAN Rajesh | RO | 4 | 31 January 2008 | 15 December 2023 |
RANGANATHAN Rajesh | RO | 5 | 31 January 2008 | 15 December 2023 |
RANGANATHAN Rajesh | RO | 9 | 31 January 2008 | 15 December 2023 |
RANGANATHAN Rajesh | RE | 9 | 05 February 2005 | 31 January 2008 |
RANGANATHAN Rajesh | RE | 5 | 05 February 2005 | 31 January 2008 |
RANGANATHAN Rajesh | RE | 4 | 05 February 2005 | 31 January 2008 |
SCRASE Neil John 單國雄 | RE | 4 | 27 September 2005 | 07 November 2006 |
SCRASE Neil John 單國雄 | RE | 9 | 27 September 2005 | 07 November 2006 |
SCRASE Neil John 單國雄 | RE | 5 | 27 September 2005 | 07 November 2006 |
SHIMADA Satomi | RE | 4 | 09 July 2003 | 24 June 2005 |
SHIMADA Satomi | RE | 5 | 02 December 2003 | 24 June 2005 |
SHIMADA Satomi | RE | 9 | 09 July 2003 | 24 June 2005 |
SIU Lai On, Diana 蕭麗安 | RE | 4 | 31 October 2006 | 22 December 2006 |
SIU Lai On, Diana 蕭麗安 | RE | 5 | 31 October 2006 | 22 December 2006 |
SIU Lai On, Diana 蕭麗安 | RE | 9 | 31 October 2006 | 22 December 2006 |
SUN Xukanghong 孫徐康弘 | RE | 9 | 31 October 2019 | 16 October 2020 |
SUN Xukanghong 孫徐康弘 | RE | 4 | 31 October 2019 | 16 October 2020 |
WILLS David Richard | RE | 5 | 22 March 2006 | 26 February 2007 |
WILLS David Richard | RE | 9 | 22 March 2006 | 26 February 2007 |
WILLS David Richard | RE | 4 | 22 March 2006 | 26 February 2007 |
WONG Ching Ho, Howard 黃正豪 | RO | 4 | 14 September 2004 | 15 December 2023 |
WONG Ching Ho, Howard 黃正豪 | RO | 5 | 14 September 2004 | 15 December 2023 |
WONG Ching Ho, Howard 黃正豪 | RO | 9 | 14 September 2004 | 15 December 2023 |
WONG Ching Ho, Howard 黃正豪 | RE | 5 | 22 November 2003 | 14 September 2004 |
WONG Ching Ho, Howard 黃正豪 | RE | 4 | 01 April 2003 | 14 September 2004 |
WONG Ching Ho, Howard 黃正豪 | RE | 9 | 01 April 2003 | 14 September 2004 |
WONG Ching Ho, Howard 黃正豪 | RE | 6 | 01 April 2003 | 12 November 2003 |
WONG Kwok Chung 黃國聰 | RE | 4 | 21 November 2003 | 24 June 2005 |
WONG Kwok Chung 黃國聰 | RE | 5 | 21 November 2003 | 24 June 2005 |
WONG Kwok Chung 黃國聰 | RE | 9 | 21 November 2003 | 24 June 2005 |