Current licenceholders of AFK209 BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Licenceholder Role Licences Start date
SO Man Na 蘇敏娜 RE 4 (Advising on Securities), 1 (Dealing in Securities) 2021-01-11
CHEUNG Nga Ying 張雅盈 RE 4 (Advising on Securities), 1 (Dealing in Securities) 2020-11-27
MO Ka Wan 毛嘉韻 RE 1 (Dealing in Securities), 4 (Advising on Securities) 2020-10-08
CHAN King Wo Daniel 陳敬和 RE 1 (Dealing in Securities), 4 (Advising on Securities) 2020-07-22
CHEUNG Mei Yee 張美儀 RE 6 (Advising on Corporate Finance), 1 (Dealing in Securities), 4 (Advising on Securities) 2020-07-09
DIU Chun Yin Clement 刁俊然 RE 1 (Dealing in Securities), 4 (Advising on Securities) 2020-04-08
WU Nga Chee 胡雅姿 RE 1 (Dealing in Securities) 2020-01-10
WONG Man Cheung 黃文祥 RE 1 (Dealing in Securities) 2020-01-10
YIM Ka Man 嚴嘉雯 RE 1 (Dealing in Securities) 2020-01-10
LAU Man 劉敏 RE 1 (Dealing in Securities) 2020-01-10
WONG Man Kit 黃文傑 RE 9 (Asset Management) 2019-11-12
YIP Kam Kei 葉錦基 RE 4 (Advising on Securities), 1 (Dealing in Securities) 2019-07-17
LAU Matthew 劉峻瑋 RE 9 (Asset Management), 4 (Advising on Securities) 2019-05-27
CHAN Tai Yu 陳泰如 RE 4 (Advising on Securities), 1 (Dealing in Securities) 2019-05-17
WONG Yim Chun 王炎震 RE 1 (Dealing in Securities) 2019-05-17
LU Jiehao 陸杰豪 RE 1 (Dealing in Securities), 4 (Advising on Securities), 9 (Asset Management) 2019-04-30
CHAN Tsz Yan, Timmy 陳子欣 RO 1 (Dealing in Securities), 4 (Advising on Securities) 2019-01-10
TSE Yau Sheung 謝友嫦 RO 1 (Dealing in Securities), 4 (Advising on Securities) 2019-01-10
WONG Pun Yuen, Anthony 王鵬遠 RO 1 (Dealing in Securities), 4 (Advising on Securities) 2019-01-10
MAK Yuen Kwun, Winnie 麥婉鈞 RO 4 (Advising on Securities), 1 (Dealing in Securities) 2019-01-10
OWYONG David Tuck Meng 歐陽德銘 RO 6 (Advising on Corporate Finance), 9 (Asset Management) 2018-12-12
CHAN Yik Lam 陳奕霖 RE 1 (Dealing in Securities), 4 (Advising on Securities) 2018-11-30
TONG Chak Hang 湯澤恒 RE 1 (Dealing in Securities), 4 (Advising on Securities) 2018-11-09
LEE Kam Sheung, Karen 李錦嫦 RE 4 (Advising on Securities) 2018-10-23
LEE Kam Sheung, Karen 李錦嫦 RE 1 (Dealing in Securities) 2018-09-17
IP Ching Man 葉靜雯 RE 4 (Advising on Securities), 1 (Dealing in Securities) 2018-09-06
CHENG Pui Shan 鄭珮珊 RE 6 (Advising on Corporate Finance) 2018-09-04
TAI Mei Kan 戴美勤 RE 6 (Advising on Corporate Finance) 2018-09-04
LEE Yui Leung 李銳良 RO 5 (Advising on Futures Contracts), 9 (Asset Management), 6 (Advising on Corporate Finance) 2018-08-16
MUI Wing Hing 梅永慶 RE 6 (Advising on Corporate Finance) 2018-08-13
LI Jiexiong 李杰雄 RE 9 (Asset Management), 4 (Advising on Securities), 1 (Dealing in Securities) 2018-08-13
CHAN Sai Fan 陳世凡 RE 6 (Advising on Corporate Finance) 2018-07-17
CHEUNG Shui Fai 張穗輝 RE 9 (Asset Management) 2018-02-22
LAW Chun Tong 羅震棠 RE 1 (Dealing in Securities), 9 (Asset Management), 4 (Advising on Securities) 2017-12-22
HU Mingan 胡銘安 RE 4 (Advising on Securities), 9 (Asset Management), 1 (Dealing in Securities) 2017-12-18
LAW Man Chiu 羅文超 RE 4 (Advising on Securities), 1 (Dealing in Securities) 2017-11-16
TANG Wing Chi 鄧穎姿 RE 1 (Dealing in Securities), 4 (Advising on Securities) 2017-10-27
HO Sau Yee 何秀儀 RE 1 (Dealing in Securities), 4 (Advising on Securities) 2017-10-12
CHAN Tai Yu 陳泰如 RE 9 (Asset Management) 2017-10-11
TAI Mei Kan 戴美勤 RE 1 (Dealing in Securities), 4 (Advising on Securities) 2017-08-16
CHENG Pui Shan 鄭珮珊 RE 1 (Dealing in Securities), 4 (Advising on Securities) 2017-08-07
LAU Ka Man 劉嘉汶 RE 9 (Asset Management), 4 (Advising on Securities) 2017-05-16
LUK Chi Kwan 陸志坤 RE 4 (Advising on Securities), 1 (Dealing in Securities) 2017-01-09
WONG Chui Hong 王聚康 RE 4 (Advising on Securities), 1 (Dealing in Securities) 2016-06-30
LEONG Tsz San 梁子珊 RE 9 (Asset Management) 2016-04-21
MAO Ting 毛汀 RE 4 (Advising on Securities), 1 (Dealing in Securities), 9 (Asset Management) 2016-02-25
MUI Wing Hing 梅永慶 RE 1 (Dealing in Securities), 4 (Advising on Securities) 2015-10-07
LUI Siu Fung 雷少峯 RE 1 (Dealing in Securities) 2015-07-27
SO Yi Miu 蘇懿苗 RE 1 (Dealing in Securities), 4 (Advising on Securities) 2015-07-20
CHAN Sau Yin, Gloria 陳秀妍 RE 4 (Advising on Securities), 9 (Asset Management), 1 (Dealing in Securities) 2015-03-23
LAI Yat Hong 黎逸康 RE 9 (Asset Management) 2014-09-10
LO Ting Cheung 盧廷彰 RE 1 (Dealing in Securities), 4 (Advising on Securities) 2014-08-11
CHOI Man Hung 蔡文雄 RE 1 (Dealing in Securities), 4 (Advising on Securities) 2014-06-13
LEE Siu Ping 李小萍 RE 1 (Dealing in Securities) 2013-12-20
IP Kit Sum, Emila 葉潔心 RE 1 (Dealing in Securities) 2013-12-20
SIN Wing Kin 冼永健 RE 1 (Dealing in Securities) 2013-12-20
CHANG Gar Man 鄭嘉敏 RE 1 (Dealing in Securities) 2013-12-20
TSANG Cheuk Wing, Michael 曾卓榮 RE 1 (Dealing in Securities) 2013-12-20
NG Ka Lok, Derek 吳家樂 RE 1 (Dealing in Securities) 2013-12-20
LEE Wai Han, Louisa 李慧嫻 RE 4 (Advising on Securities), 9 (Asset Management), 1 (Dealing in Securities) 2013-09-27
IP Kit Sum, Emila 葉潔心 RE 4 (Advising on Securities) 2013-09-02
CHEUNG Yin Cheong 張彥昌 RE 4 (Advising on Securities), 9 (Asset Management) 2013-07-24
MIU Yik 苗奕 RE 9 (Asset Management), 4 (Advising on Securities), 1 (Dealing in Securities) 2013-06-11
LAI Kin Chuen 黎健全 RE 4 (Advising on Securities), 9 (Asset Management), 1 (Dealing in Securities) 2013-02-08
LAM Wai Chun 林偉俊 RE 1 (Dealing in Securities), 4 (Advising on Securities) 2012-12-19
YEUNG Kwok Sum 楊國深 RE 4 (Advising on Securities), 1 (Dealing in Securities) 2012-06-04
CHU Yu Shan 朱如山 RE 1 (Dealing in Securities) 2012-03-05
WONG Siu Man, Simon 黃紹文 RE 1 (Dealing in Securities) 2012-01-26
WONG Tai Tai, Betty 王帶娣 RE 4 (Advising on Securities) 2011-11-01
OWYONG David Tuck Meng 歐陽德銘 RE 4 (Advising on Securities), 1 (Dealing in Securities) 2011-09-12
WONG Chi Lung, Richard 黃子驊 RE 4 (Advising on Securities), 9 (Asset Management) 2011-05-23
CHOW Wai Man 周慧敏 RE 9 (Asset Management), 4 (Advising on Securities) 2011-02-18
ZHOU Yuan 周原 RE 4 (Advising on Securities), 9 (Asset Management) 2010-12-08
CHAN Sai Fan 陳世凡 RE 4 (Advising on Securities), 1 (Dealing in Securities), 9 (Asset Management) 2010-11-03
LAI Yiu Fai 黎耀輝 RE 1 (Dealing in Securities), 9 (Asset Management) 2010-09-03
YU Hau Hung 余巧紅 RE 1 (Dealing in Securities) 2010-08-02
LEUNG Yee Kwan, Carmen 梁宜筠 RE 1 (Dealing in Securities) 2010-08-02
CHAU Yee Wa 周綺華 RE 1 (Dealing in Securities) 2010-08-02
MAN Wan, Winnie 文韻 RE 4 (Advising on Securities) 2010-05-24
NG Kam Oi, Rebecca 吳金愛 RE 4 (Advising on Securities) 2010-04-08
LAM Chi Man 林子敏 RE 4 (Advising on Securities) 2010-03-01
CHAN Chi Fai 陳志輝 RE 4 (Advising on Securities) 2010-03-01
WONG Pui Ling 王佩玲 RE 1 (Dealing in Securities) 2009-05-19
KWOK Wing Sze, Priscilla 郭泳思 RE 1 (Dealing in Securities) 2009-05-19
LAW Sui Lin 羅瑞蓮 RE 1 (Dealing in Securities) 2009-05-19
SIT Wai Ling 薛惠玲 RE 1 (Dealing in Securities) 2009-05-19
SHEK Siu Mei, May 石少媚 RE 1 (Dealing in Securities) 2009-05-19
SIU Koon Ming 蕭貫鳴 RE 4 (Advising on Securities) 2009-03-24
LOW Wing Kit 羅詠潔 RE 1 (Dealing in Securities) 2009-01-20
LAM Siu Ling 林少玲 RE 6 (Advising on Corporate Finance), 1 (Dealing in Securities) 2009-01-05
CHU Yu Shan 朱如山 RE 4 (Advising on Securities) 2008-11-06
LEE Siu Ping 李小萍 RE 4 (Advising on Securities) 2008-08-19
YEUNG Shek Man 楊碩文 RE 9 (Asset Management), 5 (Advising on Futures Contracts), 4 (Advising on Securities) 2008-08-14
LAU Man 劉敏 RE 4 (Advising on Securities) 2008-08-04
CHOI Man Cheong 蔡文昌 RE 4 (Advising on Securities), 1 (Dealing in Securities) 2008-06-18
YIM Ka Man 嚴嘉雯 RE 4 (Advising on Securities) 2008-05-21
WU Nga Chee 胡雅姿 RE 4 (Advising on Securities) 2007-12-20
LAI Yiu Fai 黎耀輝 RE 4 (Advising on Securities) 2007-11-05
LAU Wai Ho, Vio 劉偉豪 RE 9 (Asset Management), 1 (Dealing in Securities), 5 (Advising on Futures Contracts), 4 (Advising on Securities) 2007-10-15
CHOY Kam Lun 蔡錦倫 RE 6 (Advising on Corporate Finance) 2007-10-05
GE Hui 葛慧 RE 9 (Asset Management), 6 (Advising on Corporate Finance), 1 (Dealing in Securities), 4 (Advising on Securities) 2007-10-04
CHOY Kam Lun 蔡錦倫 RE 9 (Asset Management), 5 (Advising on Futures Contracts) 2007-08-08
WONG Siu Man, Simon 黃紹文 RE 9 (Asset Management), 4 (Advising on Securities), 6 (Advising on Corporate Finance) 2007-07-31
CHOY Kam Lun 蔡錦倫 RE 4 (Advising on Securities), 1 (Dealing in Securities) 2007-07-23
LOR Seton Tak Chiu 羅德昭 RO 6 (Advising on Corporate Finance) 2007-07-04
MAK Man Kok 麥文覺 RE 4 (Advising on Securities), 9 (Asset Management), 5 (Advising on Futures Contracts) 2007-02-23
LOR Seton Tak Chiu 羅德昭 RO 4 (Advising on Securities), 9 (Asset Management), 1 (Dealing in Securities), 5 (Advising on Futures Contracts) 2007-02-09
YIM Susanna 嚴藹文 RE 5 (Advising on Futures Contracts) 2006-10-05
WONG Yim Chun 王炎震 RE 5 (Advising on Futures Contracts), 9 (Asset Management), 4 (Advising on Securities) 2006-09-25
LAU Fai Wong 劉輝煌 RE 5 (Advising on Futures Contracts), 9 (Asset Management), 1 (Dealing in Securities) 2006-04-10
CHAN Wai Lun, Alan 陳偉倫 RO 5 (Advising on Futures Contracts), 1 (Dealing in Securities), 4 (Advising on Securities), 9 (Asset Management) 2006-03-07
LEE Yui Leung 李銳良 RO 1 (Dealing in Securities), 4 (Advising on Securities) 2005-12-16
WONG Pui Ling 王佩玲 RE 4 (Advising on Securities) 2005-04-28
LAM Pak Yan 林栢恩 RE 4 (Advising on Securities) 2005-04-25
AU Siu Fai 區紹輝 RE 4 (Advising on Securities) 2005-04-21
YAU Kwei Lin 游桂年 RE 4 (Advising on Securities) 2005-04-19
SO Yat Fai, Jimmy 蘇日輝 RE 4 (Advising on Securities) 2005-04-18
PAU Tsui Mee, Michelle 鮑翠薇 RE 4 (Advising on Securities) 2005-04-18
LAU Sau King, Annaking 劉秀琼 RE 4 (Advising on Securities) 2005-04-18
YIM Susanna 嚴藹文 RE 9 (Asset Management), 4 (Advising on Securities) 2004-12-07
HO Mei Fu 何美芙 RE 4 (Advising on Securities), 5 (Advising on Futures Contracts), 9 (Asset Management), 1 (Dealing in Securities) 2004-03-31
SHEK Siu Mei, May 石少媚 RE 4 (Advising on Securities) 2003-10-22
TSANG Cheuk Wing, Michael 曾卓榮 RE 4 (Advising on Securities) 2003-04-26
LUI Siu Fung 雷少峯 RE 4 (Advising on Securities) 2003-04-01
WONG Man Cheung 黃文祥 RE 4 (Advising on Securities) 2003-04-01
YU Hau Hung 余巧紅 RE 4 (Advising on Securities) 2003-04-01
TONG Man Yee, Mandy 唐曼儀 RE 4 (Advising on Securities), 9 (Asset Management) 2003-04-01
KWOK Wing Sze, Priscilla 郭泳思 RE 4 (Advising on Securities) 2003-04-01
LAU Fai Wong 劉輝煌 RE 4 (Advising on Securities) 2003-04-01
LAW Mei Yuk 羅美玉 RE 9 (Asset Management), 4 (Advising on Securities) 2003-04-01
LAW Sui Lin 羅瑞蓮 RE 4 (Advising on Securities) 2003-04-01
NG Ka Lok, Derek 吳家樂 RE 4 (Advising on Securities) 2003-04-01
LEUNG Yee Kwan, Carmen 梁宜筠 RE 4 (Advising on Securities) 2003-04-01
SIN Wing Kin 冼永健 RE 4 (Advising on Securities) 2003-04-01
CHANG Gar Man 鄭嘉敏 RE 4 (Advising on Securities) 2003-04-01
HO Pan Yin 何斌賢 RE 4 (Advising on Securities) 2003-04-01
CHAU Yee Wa 周綺華 RE 4 (Advising on Securities) 2003-04-01
SIT Wai Ling 薛惠玲 RE 4 (Advising on Securities) 2003-04-01
LEE Ka Ming 李嘉鳴 RE 4 (Advising on Securities) 2003-04-01