Current licenceholders of AFN604 Sino-Rich Securities & Futures Limited 中順證券期貨有限公司

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Licenceholder Role Licences Start date
LAU Chun Lam 劉振琳 RE 4 (Advising on Securities), 9 (Asset Management), 1 (Dealing in Securities) 2021-04-01
CHEUNG Ka Ho 張家豪 RO 9 (Asset Management) 2021-03-31
GUO Xingyou 郭星佑 RE 4 (Advising on Securities), 9 (Asset Management), 1 (Dealing in Securities) 2021-03-02
HUNG Lok Ming, Gary 熊洛銘 RE 4 (Advising on Securities) 2021-01-04
HUI Man Yan 許文恩 RE 4 (Advising on Securities), 1 (Dealing in Securities) 2020-09-24
LIU Chujun 劉楚君 RE 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) 2019-12-24
CHENG Wa Kun 鄭華根 RE 1 (Dealing in Securities) 2019-11-12
LEUNG Tak Ki 梁德其 RO 1 (Dealing in Securities) 2019-09-20
TANG LAM Wai Fong 鄧林惠芳 RE 4 (Advising on Securities), 1 (Dealing in Securities), 9 (Asset Management) 2019-05-17
YUEN Tsung King, Charles 袁崇敬 RE 9 (Asset Management), 2 (Dealing in Futures Contracts), 5 (Advising on Futures Contracts) 2019-03-05
YUEN Tsung King, Charles 袁崇敬 RE 4 (Advising on Securities), 1 (Dealing in Securities) 2019-02-18
SO Yat Wa 蘇日華 RE 4 (Advising on Securities), 1 (Dealing in Securities), 5 (Advising on Futures Contracts), 9 (Asset Management), 2 (Dealing in Futures Contracts) 2018-05-28
TSANG Cheuk Fung 曾卓鋒 RE 9 (Asset Management) 2018-04-23
HON Yam Ip 康欽燁 RE 4 (Advising on Securities), 9 (Asset Management) 2017-10-18
HON Yam Ip 康欽燁 RE 1 (Dealing in Securities) 2017-08-24
CHEUNG Ka Ho 張家豪 RE 5 (Advising on Futures Contracts), 4 (Advising on Securities) 2017-01-18
CHEUNG Ka Ho 張家豪 RE 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2016-05-16
YU Hoi Yan 余凱茵 RE 1 (Dealing in Securities) 2016-02-29
SHING Yan 盛欣 RO 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) 2015-11-13
TANG Tsz Kwong 鄧子剛 RE 9 (Asset Management) 2015-09-24
TANG Tsz Kwong 鄧子剛 RE 1 (Dealing in Securities), 2 (Dealing in Futures Contracts), 5 (Advising on Futures Contracts), 4 (Advising on Securities) 2015-09-08
YIP Kwok Leung 葉國樑 RE 2 (Dealing in Futures Contracts) 2015-07-15
YIP Kwok Leung 葉國樑 RE 1 (Dealing in Securities) 2015-04-22
CHAN Chak Yin 陳澤賢 RE 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2014-11-12
NGAI Ling Kwan 魏令君 RE 4 (Advising on Securities) 2014-10-10
TSANG Cheuk Fung 曾卓鋒 RE 2 (Dealing in Futures Contracts), 1 (Dealing in Securities), 4 (Advising on Securities) 2014-10-09
CHOI Dzi Luk Fino 蔡之錄 RE 1 (Dealing in Securities), 2 (Dealing in Futures Contracts), 9 (Asset Management) 2014-04-28
SIU Shing Hing 蕭承興 RE 1 (Dealing in Securities), 2 (Dealing in Futures Contracts), 9 (Asset Management) 2014-04-25
CHEUNG Ka Keung, Andy 張家強 RE 2 (Dealing in Futures Contracts) 2014-01-24
CHEUNG Ka Keung, Andy 張家強 RE 1 (Dealing in Securities) 2013-12-16
TSE Wing Fai 謝榮輝 RO 9 (Asset Management) 2013-09-02
BUDIHARDJO Wilhelm Soeharsono 沈振偉 RO 9 (Asset Management) 2013-09-02
TSE Wing Fai 謝榮輝 RO 5 (Advising on Futures Contracts), 4 (Advising on Securities) 2012-06-21
BUDIHARDJO Wilhelm Soeharsono 沈振偉 RO 4 (Advising on Securities), 5 (Advising on Futures Contracts) 2012-06-21
TSE Wing Fai 謝榮輝 RE 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) 2012-03-06
BUDIHARDJO Wilhelm Soeharsono 沈振偉 RO 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2011-08-22
TSUN Tracy Chui Shan 秦翠珊 RE 1 (Dealing in Securities) 2011-08-19
NGAI Ling Kwan 魏令君 RE 1 (Dealing in Securities) 2008-12-02
CHOW Pak Lin, Kenneth 周伯年 RE 1 (Dealing in Securities) 2005-09-20
TSE Cheung Fat, Jude 謝祥發 RE 1 (Dealing in Securities) 2003-04-01