SFC Licenceholders of United Securities Limited 團結證券有限公司
- info@unitedsecurities.com.hk
- Website
- www.unitedsecurities.com.hk
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Licenceholders | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CHENG Wai Ho 鄭偉浩 | RO | 9 | 18 January 2016 | 26 January 2017 |
| CHENG Wai Ho 鄭偉浩 | RO | 4 | 18 January 2016 | 26 January 2017 |
| CHENG Wai Ho 鄭偉浩 | RO | 1 | 18 January 2016 | 26 January 2017 |
| CHEUNG Lai Nga 張麗雅 | RE | 4 | 12 April 2018 | 10 August 2018 |
| CHEUNG Lai Nga 張麗雅 | RE | 1 | 12 April 2018 | 10 August 2018 |
| CHOI Tsz Ming 蔡子銘 | RO | 9 | 22 June 2018 | |
| CHOI Tsz Ming 蔡子銘 | RO | 4 | 22 June 2018 | |
| CHOI Tsz Ming 蔡子銘 | RO | 1 | 22 June 2018 | |
| CHOW Chak Chi, Patrick 周澤雌 | RE | 1 | 01 April 2003 | 17 July 2009 |
| CHOW Chak Chi, Patrick 周澤雌 | RE | 9 | 01 April 2003 | 30 May 2003 |
| CHOW Chak Chi, Patrick 周澤雌 | RE | 7 | 01 April 2003 | 30 May 2003 |
| CHOW Chak Chi, Patrick 周澤雌 | RE | 6 | 01 April 2003 | 30 May 2003 |
| CHOW Chak Chi, Patrick 周澤雌 | RE | 4 | 01 April 2003 | 30 May 2003 |
| CHUI Oi Ming 崔藹明 | RE | 1 | 12 May 2021 | 03 February 2022 |
| CHUI Oi Ming 崔藹明 | RE | 4 | 12 May 2021 | 03 February 2022 |
| CHUI Yun Ming 徐潤鳴 | RE | 1 | 01 April 2003 | 26 January 2017 |
| CHUI Yun Ming 徐潤鳴 | RE | 9 | 01 April 2003 | 05 August 2003 |
| CHUI Yun Ming 徐潤鳴 | RE | 7 | 01 April 2003 | 05 August 2003 |
| CHUI Yun Ming 徐潤鳴 | RE | 6 | 01 April 2003 | 05 August 2003 |
| CHUI Yun Ming 徐潤鳴 | RE | 4 | 01 April 2003 | 05 August 2003 |
| CHUNG Hei Tong 鍾曦同 | RE | 1 | 24 January 2018 | 12 July 2018 |
| CHUNG Hei Tong 鍾曦同 | RE | 4 | 20 February 2018 | 12 July 2018 |
| CHUNG Hei Tong 鍾曦同 | RE | 9 | 20 February 2018 | 12 July 2018 |
| FU Huihui 付慧慧 | RE | 1 | 30 August 2018 | 05 April 2019 |
| HO Kwok Kwan 何國鈞 | RO | 9 | 01 April 2003 | 20 October 2015 |
| HO Kwok Kwan 何國鈞 | RO | 4 | 01 April 2003 | 20 October 2015 |
| HO Kwok Kwan 何國鈞 | RO | 1 | 01 April 2003 | 20 October 2015 |
| HO Kwok Kwan 何國鈞 | RO | 7 | 01 April 2003 | 24 January 2005 |
| HUNG Hing Man 孔慶文 | RE | 1 | 01 April 2003 | 25 October 2008 |
| HUNG Hing Man 孔慶文 | RE | 9 | 01 April 2003 | 30 May 2003 |
| HUNG Hing Man 孔慶文 | RE | 7 | 01 April 2003 | 30 May 2003 |
| HUNG Hing Man 孔慶文 | RE | 6 | 01 April 2003 | 30 May 2003 |
| HUNG Hing Man 孔慶文 | RE | 4 | 01 April 2003 | 30 May 2003 |
| LAM Chi Hin, Stanley 林子軒 | RO | 9 | 21 December 2020 | 30 November 2022 |
| LAM Chi Hin, Stanley 林子軒 | RO | 4 | 08 May 2018 | 31 August 2018 |
| LAM Chi Hin, Stanley 林子軒 | RE | 4 | 01 March 2018 | 08 May 2018 |
| LAM Chi Hin, Stanley 林子軒 | RE | 9 | 01 March 2018 | 08 May 2018 |
| LAM Chi Hin, Stanley 林子軒 | RO | 9 | 08 May 2018 | 31 August 2018 |
| LAU Ka Lung, Ali 劉嘉隆 | RO | 1 | 06 July 2017 | 22 June 2018 |
| LAU Ka Lung, Ali 劉嘉隆 | RO | 4 | 06 July 2017 | 22 June 2018 |
| LAW Tak Chi 羅德智 | RO | 9 | 22 December 2022 | |
| LAW Tak Chi 羅德智 | RE | 9 | 15 November 2021 | 22 December 2022 |
| LAW Tak Chi 羅德智 | RO | 4 | 03 July 2019 | |
| LAW Tak Chi 羅德智 | RO | 1 | 03 July 2019 | |
| LAW Tak Chi 羅德智 | RE | 4 | 19 June 2019 | 03 July 2019 |
| LAW Tak Chi 羅德智 | RE | 1 | 19 June 2019 | 03 July 2019 |
| LOK Wan Wai, Sam 駱穩威 | RO | 4 | 15 September 2016 | 29 May 2017 |
| LOK Wan Wai, Sam 駱穩威 | RO | 1 | 15 September 2016 | 29 May 2017 |
| LOK Wan Wai, Sam 駱穩威 | RE | 4 | 01 August 2016 | 15 September 2016 |
| LOK Wan Wai, Sam 駱穩威 | RE | 1 | 01 August 2016 | 15 September 2016 |
| LUK Kam Wah 陸錦華 | RE | 9 | 23 June 2006 | 03 April 2007 |
| LUK Kam Wah 陸錦華 | RE | 4 | 23 June 2006 | 03 April 2007 |
| LUK Kam Wah 陸錦華 | RE | 1 | 23 June 2006 | 03 April 2007 |
| LUK Kam Wah 陸錦華 | RO | 9 | 22 August 2005 | 23 June 2006 |
| LUK Kam Wah 陸錦華 | RO | 4 | 22 August 2005 | 23 June 2006 |
| LUK Kam Wah 陸錦華 | RO | 1 | 22 August 2005 | 23 June 2006 |
| MA Kin Lung 馬健龍 | RE | 1 | 01 April 2003 | 26 January 2017 |
| MA Kin Lung 馬健龍 | RE | 9 | 01 April 2003 | 29 January 2004 |
| MA Kin Lung 馬健龍 | RE | 7 | 01 April 2003 | 29 January 2004 |
| MA Kin Lung 馬健龍 | RE | 4 | 01 April 2003 | 29 January 2004 |
| MA Kin Lung 馬健龍 | RE | 6 | 01 April 2003 | 29 January 2004 |
| MENG Yichen 孟一辰 | RE | 9 | 25 September 2020 | 27 February 2022 |
| NG Hon Sau, Larry 吳翰綬 | RO | 4 | 10 March 2016 | 26 January 2017 |
| NG Hon Sau, Larry 吳翰綬 | RO | 1 | 10 March 2016 | 26 January 2017 |
| OU Hui 歐暉 | RO | 9 | 19 April 2022 | 11 May 2023 |
| OU Hui 歐暉 | RO | 4 | 19 April 2022 | 11 May 2023 |
| OU Hui 歐暉 | RO | 1 | 19 April 2022 | 11 May 2023 |
| OU Hui 歐暉 | RO | 4 | 05 January 2021 | 08 November 2021 |
| OU Hui 歐暉 | RO | 1 | 05 January 2021 | 08 November 2021 |
| OU Hui 歐暉 | RO | 9 | 23 June 2020 | 08 November 2021 |
| SHUM Kin Wai, Frankie 岑建偉 | RO | 9 | 12 March 2007 | 26 January 2017 |
| SHUM Kin Wai, Frankie 岑建偉 | RO | 4 | 12 March 2007 | 26 January 2017 |
| SHUM Kin Wai, Frankie 岑建偉 | RO | 1 | 12 March 2007 | 26 January 2017 |
| TSE Chi Ying 謝智英 | RE | 9 | 01 April 2003 | 15 November 2003 |
| TSE Chi Ying 謝智英 | RE | 7 | 01 April 2003 | 15 November 2003 |
| TSE Chi Ying 謝智英 | RE | 1 | 01 April 2003 | 15 November 2003 |
| TSE Chi Ying 謝智英 | RE | 6 | 01 April 2003 | 15 November 2003 |
| TSE Chi Ying 謝智英 | RE | 4 | 01 April 2003 | 15 November 2003 |
| WONG Kin Chung 黃健聰 | RE | 4 | 30 May 2019 | 24 June 2019 |
| WONG Kin Chung 黃健聰 | RE | 1 | 07 May 2019 | 24 June 2019 |
| WU Man Yu 胡文宇 | RO | 1 | 08 July 2020 | 10 May 2021 |
| WU Man Yu 胡文宇 | RE | 9 | 23 January 2020 | 10 May 2021 |
| WU Man Yu 胡文宇 | RE | 4 | 10 October 2019 | 10 May 2021 |
| WU Man Yu 胡文宇 | RE | 1 | 10 October 2019 | 08 July 2020 |
| YEUNG Nga Ying 楊雅瑩 | RE | 4 | 04 September 2019 | 05 March 2020 |
| YEUNG Nga Ying 楊雅瑩 | RE | 1 | 04 September 2019 | 05 March 2020 |
| YEUNG Nga Ying 楊雅瑩 | RE | 1 | 30 July 2018 | 14 September 2018 |
| YEUNG Nga Ying 楊雅瑩 | RE | 4 | 30 July 2018 | 14 September 2018 |
| YEUNG Nga Ying 楊雅瑩 | RO | 1 | 14 September 2018 | 04 September 2019 |
| YEUNG Nga Ying 楊雅瑩 | RO | 4 | 14 September 2018 | 04 September 2019 |
| YEUNG Nga Ying 楊雅瑩 | RE | 9 | 22 October 2018 | 05 March 2020 |
| YEUNG Nga Ying 楊雅瑩 | RO | 4 | 06 September 2016 | 14 August 2017 |
| YEUNG Nga Ying 楊雅瑩 | RO | 1 | 06 September 2016 | 14 August 2017 |
| YEUNG Nga Ying 楊雅瑩 | RE | 4 | 02 August 2016 | 06 September 2016 |
| YEUNG Nga Ying 楊雅瑩 | RE | 1 | 02 August 2016 | 06 September 2016 |
| YIP Ho Pak 葉浩柏 | RO | 4 | 25 June 2019 | 07 October 2019 |
| YIP Ho Pak 葉浩柏 | RO | 1 | 25 June 2019 | 07 October 2019 |
| YIP Ho Pak 葉浩柏 | RE | 1 | 28 August 2018 | 25 June 2019 |
| YIP Ho Pak 葉浩柏 | RE | 4 | 04 September 2018 | 25 June 2019 |
| YUEN Ka Leung 袁家樑 | RE | 9 | 12 March 2018 | 31 March 2019 |
| YUEN Ka Leung 袁家樑 | RO | 4 | 20 September 2017 | 31 March 2019 |
| YUEN Ka Leung 袁家樑 | RO | 1 | 20 September 2017 | 31 March 2019 |
| YUEN Ka Leung 袁家樑 | RE | 4 | 07 September 2017 | 20 September 2017 |
| YUEN Ka Leung 袁家樑 | RE | 1 | 07 September 2017 | 20 September 2017 |
| ZENG Hongbo 曾紅波 | RO | 9 | 01 August 2018 | 07 September 2020 |