SFC Licenceholders of Cowen and Company (Asia) Limited 高宏亞洲投資有限公司
- hk-sfc@cowen.com
- Website
- www.cowen.com
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Licenceholders | Role | Licences | Start date | End date |
|---|---|---|---|---|
| AU Kwok Yu, Francis 區國譽 | RO | 1 | 08 July 2011 | 30 April 2012 |
| AU Kwok Yu, Francis 區國譽 | RO | 4 | 28 March 2007 | 30 April 2012 |
| AU Kwok Yu, Francis 區國譽 | RO | 6 | 31 May 2004 | 30 April 2012 |
| AU Kwok Yu, Francis 區國譽 | RE | 4 | 01 April 2003 | 28 March 2007 |
| BECZAK Thaddeus Thomas | RO | 4 | 09 March 2009 | 30 April 2012 |
| BECZAK Thaddeus Thomas | RO | 6 | 09 March 2009 | 20 December 2010 |
| BECZAK Thaddeus Thomas | RE | 6 | 09 April 2008 | 09 March 2009 |
| BRISTOWE Michael Gerald | RE | 4 | 01 November 2010 | 01 February 2011 |
| CHEUNG Tak Man Amy 張德敏 | RE | 1 | 16 July 2021 | 30 November 2023 |
| FENG Xiaowei 馮曉薇 | RE | 4 | 15 June 2009 | 24 August 2012 |
| FENG Xiaowei 馮曉薇 | RE | 6 | 15 January 2009 | 24 August 2012 |
| FU Cheuk Kei, Frederick 符卓基 | RE | 4 | 15 June 2009 | 28 March 2013 |
| FU Cheuk Kei, Frederick 符卓基 | RE | 6 | 27 September 2007 | 28 March 2013 |
| GIERHAKE Ortwin | RO | 2 | 17 May 2019 | 30 November 2023 |
| GIERHAKE Ortwin | RO | 1 | 17 May 2019 | 30 November 2023 |
| HOU Sze Lam 侯詩霖 | RE | 1 | 04 April 2022 | 13 November 2023 |
| JUNG Christopher Lam 曾俊文 | RO | 2 | 17 May 2019 | 30 November 2023 |
| JUNG Christopher Lam 曾俊文 | RO | 1 | 17 May 2019 | 30 November 2023 |
| KUO Peter C | RO | 6 | 08 July 2010 | 24 May 2011 |
| KUO Peter C | RO | 4 | 08 July 2010 | 24 May 2011 |
| KUO Peter C | RE | 6 | 18 May 2010 | 08 July 2010 |
| KUO Peter C | RE | 4 | 18 May 2010 | 08 July 2010 |
| LAM LOUIE MICHAEL TAN 林義德 | RE | 1 | 10 May 2023 | 30 November 2023 |
| LAM Wing Yuen 林穎源 | RE | 2 | 04 November 2020 | 30 November 2023 |
| LAM Wing Yuen 林穎源 | RE | 1 | 04 November 2020 | 30 November 2023 |
| LOBO Alfredo Paulo | RO | 6 | 22 December 2003 | 20 March 2009 |
| LOBO Alfredo Paulo | RO | 4 | 01 April 2003 | 20 March 2009 |
| LOPRIMO Kevin Michael | RO | 2 | 17 May 2019 | 16 March 2020 |
| LOPRIMO Kevin Michael | RO | 1 | 17 May 2019 | 16 March 2020 |
| LU Hai Ge | RO | 6 | 30 March 2012 | 12 July 2013 |
| LU Hai Ge | RO | 4 | 30 March 2012 | 12 July 2013 |
| LU Hai Ge | RO | 1 | 30 March 2012 | 12 July 2013 |
| MI Zixue | RO | 6 | 12 July 2012 | 14 May 2013 |
| MI Zixue | RO | 4 | 12 July 2012 | 14 May 2013 |
| MI Zixue | RO | 1 | 12 July 2012 | 14 May 2013 |
| MUELLER Jason Thomas | RE | 6 | 17 February 2009 | 31 August 2010 |
| MUELLER Jason Thomas | RE | 4 | 17 February 2009 | 31 August 2010 |
| NASH Stephen J | RO | 6 | 08 October 2013 | 08 April 2014 |
| NASH Stephen J | RO | 4 | 08 October 2013 | 08 April 2014 |
| NASH Stephen J | RO | 1 | 08 October 2013 | 08 April 2014 |
| OLVER Parizad June | RO | 6 | 22 April 2013 | 27 November 2015 |
| OLVER Parizad June | RO | 4 | 22 April 2013 | 27 November 2015 |
| OLVER Parizad June | RO | 1 | 22 April 2013 | 27 November 2015 |
| OLVER Parizad June | RE | 4 | 25 October 2012 | 22 April 2013 |
| OLVER Parizad June | RE | 1 | 25 October 2012 | 22 April 2013 |
| PRINGLE Brian Fredric | RE | 4 | 31 December 2010 | 31 March 2011 |
| ROSEN Michael Scott | RO | 1 | 17 May 2019 | 08 December 2023 |
| ROSEN Michael Scott | RO | 2 | 17 May 2019 | 08 December 2023 |
| TAI Benedict 戴並達 | RO | 6 | 22 December 2003 | 08 June 2007 |
| TAI Benedict 戴並達 | RO | 4 | 18 December 2003 | 08 June 2007 |
| TAI Benedict 戴並達 | RE | 4 | 01 April 2003 | 18 December 2003 |
| TANG Constant Chi-ping 鄧子平 | RO | 1 | 08 July 2011 | 28 March 2013 |
| TANG Constant Chi-ping 鄧子平 | RO | 6 | 12 January 2009 | 28 March 2013 |
| TANG Constant Chi-ping 鄧子平 | RO | 4 | 07 May 2008 | 28 March 2013 |
| TANG Constant Chi-ping 鄧子平 | RE | 6 | 04 June 2007 | 12 January 2009 |
| TANG Constant Chi-ping 鄧子平 | RE | 4 | 04 June 2007 | 07 May 2008 |
| WONG Jason Yuk Lun 王鈺麟 | RE | 4 | 15 June 2009 | 28 March 2013 |
| WONG Jason Yuk Lun 王鈺麟 | RE | 6 | 15 December 2008 | 28 March 2013 |
| XU Zuoli 徐祚立 | RO | 4 | 04 January 2011 | 10 February 2011 |
| XU Zuoli 徐祚立 | RE | 4 | 22 October 2010 | 04 January 2011 |
| ZHENG Xinyuan 鄭心源 | RE | 2 | 26 June 2019 | 30 November 2023 |
| ZHENG Xinyuan 鄭心源 | RE | 1 | 26 June 2019 | 30 November 2023 |