SFC Licenceholders of Head & Shoulders Securities Limited 聯合證券有限公司
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Licenceholders | Role | Licences | Start date | End date |
|---|---|---|---|---|
| AU Yuk Ling 區玉玲 | RE | 1 | 27 December 2007 | 30 April 2009 |
| CHAN Cheuk Ling 陳卓伶 | RE | 4 | 02 August 2023 | |
| CHAN Cheuk Ling 陳卓伶 | RE | 1 | 02 August 2023 | |
| CHAN Chi Yin 陳志賢 | RE | 1 | 15 December 2004 | 01 August 2007 |
| CHAN Ching Fan, Oscar 陳政勳 | RE | 9 | 25 November 2011 | 04 January 2012 |
| CHAN Ching Fan, Oscar 陳政勳 | RO | 4 | 27 March 2012 | 01 May 2015 |
| CHAN Ching Fan, Oscar 陳政勳 | RE | 4 | 25 November 2011 | 27 March 2012 |
| CHAN Ching Fan, Oscar 陳政勳 | RE | 1 | 25 November 2011 | 27 March 2012 |
| CHAN Ching Fan, Oscar 陳政勳 | RO | 9 | 04 January 2012 | 21 May 2012 |
| CHAN Ching Fan, Oscar 陳政勳 | RO | 1 | 27 March 2012 | 01 May 2015 |
| CHAN Chui Wa, Anita 陳翠華 | RE | 1 | 06 May 2008 | 30 April 2009 |
| CHAN Chun Kit 陳俊傑 | RE | 4 | 03 April 2018 | 31 December 2022 |
| CHAN Chun Kit 陳俊傑 | RE | 1 | 03 April 2018 | 31 December 2022 |
| CHAN Chun Yiu, Thomas 陳浚曜 | RE | 4 | 15 October 2015 | 22 February 2017 |
| CHAN Chun Yiu, Thomas 陳浚曜 | RE | 1 | 15 October 2015 | 22 February 2017 |
| CHAN Chung Yan Stephen 陳中仁 | RE | 1 | 09 January 2004 | 27 October 2004 |
| CHAN Hiu Shun 陳曉信 | RE | 4 | 10 May 2018 | 13 March 2019 |
| CHAN Hiu Shun 陳曉信 | RE | 1 | 10 May 2018 | 13 March 2019 |
| CHAN Hoi Tim 陳海添 | RE | 1 | 19 January 2004 | 25 August 2007 |
| CHAN Kam Kwan 陳錦坤 | RO | 4 | 17 September 2010 | |
| CHAN Kam Kwan 陳錦坤 | RO | 1 | 09 April 2008 | |
| CHAN Kam Kwan 陳錦坤 | RE | 1 | 07 December 2006 | 09 April 2008 |
| CHAN Kwok Ying 陳幗盈 | RE | 2 | 05 July 2021 | |
| CHAN Kwok Ying 陳幗盈 | RE | 1 | 05 July 2021 | |
| CHAN Pak Kai, Patrick 陳伯佳 | RE | 1 | 26 February 2008 | 30 April 2009 |
| CHAN Siu Ping 陳少萍 | RE | 1 | 25 March 2008 | 30 April 2009 |
| CHAN Tung Ching 陳冬青 | RE | 1 | 02 April 2007 | 01 September 2007 |
| CHAN Wai Cheong 陳偉昌 | RO | 1 | 12 November 2020 | |
| CHAN Wai Cheong 陳偉昌 | RE | 2 | 08 January 2020 | |
| CHAN Wai Cheong 陳偉昌 | RE | 1 | 10 August 2015 | 12 November 2020 |
| CHAN Wai Cheong 陳偉昌 | RE | 4 | 10 August 2015 | |
| CHAN Wai Sang 陳偉生 | RO | 2 | 22 November 2018 | |
| CHAN Wai Sang 陳偉生 | RE | 4 | 23 November 2011 | 11 January 2012 |
| CHAN Wai Sang 陳偉生 | RE | 9 | 23 November 2011 | 21 May 2012 |
| CHAN Wai Sang 陳偉生 | RE | 1 | 23 November 2011 | 11 January 2012 |
| CHAN Wai Sang 陳偉生 | RE | 2 | 23 November 2011 | 13 July 2012 |
| CHAN Wai Sang 陳偉生 | RO | 4 | 11 January 2012 | |
| CHAN Wai Sang 陳偉生 | RO | 1 | 11 January 2012 | |
| CHAN Wai Sang 陳偉生 | RE | 1 | 08 March 2007 | 30 April 2009 |
| CHAN Wai Sang 陳偉生 | RE | 9 | 02 September 2008 | 22 March 2010 |
| CHAN Wai Sang 陳偉生 | RE | 4 | 02 September 2008 | 30 April 2009 |
| CHAN Yan Yu Jessica 陳欣餘 | RE | 4 | 01 June 2018 | 18 March 2019 |
| CHAN Yan Yu Jessica 陳欣餘 | RE | 1 | 01 June 2018 | 18 March 2019 |
| CHAN Yuk Kam 陳玉琴 | RE | 1 | 25 March 2008 | 02 July 2008 |
| CHANG Yan Wing 張潤榮 | RO | 4 | 21 April 2010 | 01 November 2011 |
| CHANG Yan Wing 張潤榮 | RO | 1 | 21 April 2010 | 01 November 2011 |
| CHANG Yan Wing 張潤榮 | RO | 9 | 28 July 2010 | 01 November 2011 |
| CHANG Yan Wing 張潤榮 | RO | 2 | 28 July 2010 | 01 November 2011 |
| CHAW Hing Wa 周興華 | RE | 1 | 25 March 2008 | 17 April 2008 |
| CHEN Kwan Hua, Rodriguez 陳季華 | RE | 1 | 16 May 2007 | 15 May 2008 |
| CHEN Qiming 陳啟明 | RE | 4 | 01 December 2011 | 02 July 2013 |
| CHEN Qiming 陳啟明 | RE | 9 | 01 December 2011 | 21 May 2012 |
| CHEN Qiming 陳啟明 | RE | 1 | 01 December 2011 | 02 July 2013 |
| CHENG Chun Kin Bill 鄭駿鍵 | RE | 1 | 12 February 2007 | 02 March 2009 |
| CHENG Piu Keung 鄭佩強 | RE | 1 | 31 October 2008 | 06 March 2009 |
| CHEUNG Suk Nar 張淑娜 | RE | 1 | 01 June 2007 | 29 December 2008 |
| CHEUNG Wai Yiu 張煒堯 | RE | 1 | 01 April 2011 | 08 June 2014 |
| CHEUNG Wai Yiu 張煒堯 | RE | 2 | 01 April 2011 | 13 July 2012 |
| CHIU Shu Pak 招樹柏 | RE | 1 | 26 August 2008 | 26 August 2008 |
| CHOI Chiu Fai, Stanley 蔡朝暉 | RO | 1 | 02 October 2003 | 17 November 2006 |
| CHOI Ka Wai 蔡嘉偉 | RO | 4 | 25 September 2023 | |
| CHOI Ka Wai 蔡嘉偉 | RO | 1 | 25 September 2023 | |
| CHOI Ka Wai 蔡嘉偉 | RE | 1 | 23 August 2018 | 25 September 2023 |
| CHOI Ka Wai 蔡嘉偉 | RE | 4 | 23 August 2018 | 25 September 2023 |
| CHOW Tit Man 周鐵民 | RE | 1 | 02 April 2008 | 30 April 2009 |
| CHU Ka Man 朱嘉文 | RE | 1 | 06 December 2007 | 30 June 2008 |
| DING Yi 丁屹 | RO | 9 | 10 November 2010 | 21 May 2012 |
| DING Yi 丁屹 | RE | 9 | 01 November 2010 | 10 November 2010 |
| DONG Gang 董綱 | RE | 4 | 14 August 2012 | 23 November 2016 |
| DONG Gang 董綱 | RE | 1 | 14 August 2012 | 23 November 2016 |
| DONG Gang 董綱 | RE | 9 | 01 December 2011 | 21 May 2012 |
| DOU Yan 竇艷 | RE | 4 | 08 October 2014 | 08 June 2015 |
| DOU Yan 竇艷 | RE | 1 | 01 September 2014 | 08 June 2015 |
| FAN Ying Fai 范應輝 | RO | 1 | 06 April 2018 | |
| FAN Ying Fai 范應輝 | RO | 2 | 22 November 2018 | |
| FAN Ying Fai 范應輝 | RE | 1 | 23 January 2018 | 06 April 2018 |
| FAN Ying Fai 范應輝 | RE | 4 | 23 January 2018 | 06 April 2018 |
| FAN Ying Fai 范應輝 | RO | 4 | 06 April 2018 | |
| FONG Wai Lok, Raymond 方偉諾 | RE | 1 | 04 December 2017 | 29 January 2018 |
| FONG Wai Lok, Raymond 方偉諾 | RE | 4 | 04 December 2017 | 15 June 2018 |
| FONG Wai Lok, Raymond 方偉諾 | RO | 1 | 29 January 2018 | 15 June 2018 |
| FUNG Geoffrey 馮卓煒 | RE | 1 | 10 August 2005 | 19 December 2005 |
| FUNG Loretta 馮陳香桃 | RO | 4 | 01 April 2003 | 15 October 2003 |
| FUNG Loretta 馮陳香桃 | RO | 9 | 01 April 2003 | 15 October 2003 |
| FUNG Loretta 馮陳香桃 | RO | 1 | 01 April 2003 | 15 October 2003 |
| FUNG Loretta 馮陳香桃 | RO | 6 | 01 April 2003 | 15 October 2003 |
| HO Chi Fai, Boogie 何志輝 | RO | 2 | 11 December 2008 | 02 July 2009 |
| HO Siu Yan, Jennifer 何紹茵 | RE | 4 | 15 September 2016 | 19 September 2018 |
| HO Siu Yan, Jennifer 何紹茵 | RE | 1 | 15 September 2016 | 19 September 2018 |
| HO Wing Lim 何永廉 | RE | 4 | 12 September 2016 | 31 May 2020 |
| HO Wing Lim 何永廉 | RE | 1 | 12 September 2016 | 31 May 2020 |
| HOR Kin Hung 何建雄 | RE | 1 | 23 August 2010 | 03 January 2011 |
| HOR Kin Hung 何建雄 | RE | 1 | 05 November 2007 | 30 April 2009 |
| HUANG Hongwei 黃鴻偉 | RE | 4 | 25 April 2013 | |
| HUANG Hongwei 黃鴻偉 | RE | 1 | 25 April 2013 | |
| HUI Wai Fat, Philip 許懷發 | RE | 1 | 14 March 2011 | 29 November 2013 |
| HUI Wai Fat, Philip 許懷發 | RE | 2 | 14 March 2011 | 13 July 2012 |
| KOO Sai Kwong 古世光 | RE | 1 | 15 December 2011 | 29 November 2013 |
| LAI Cheuk Ho 黎卓豪 | RE | 1 | 13 February 2008 | 17 March 2008 |
| LAM Chan Piu 林燦標 | RE | 1 | 01 April 2003 | 22 April 2004 |
| LAM Chan Piu 林燦標 | RE | 4 | 01 April 2003 | 24 September 2003 |
| LAM Chan Piu 林燦標 | RE | 9 | 01 April 2003 | 24 September 2003 |
| LAM Chan Piu 林燦標 | RE | 6 | 01 April 2003 | 24 September 2003 |
| LAM Kin Ying 林建英 | RE | 1 | 03 December 2008 | 30 April 2009 |
| LAM Kit Sun 林傑新 | RE | 1 | 09 October 2008 | 29 December 2008 |
| LAM Kwok Ho 林國浩 | RE | 1 | 21 November 2007 | 30 April 2009 |
| LAM Shun King 林順景 | RE | 1 | 27 December 2006 | 30 April 2009 |
| LAM So Ying 林素英 | RE | 1 | 23 January 2024 | |
| LAM Tung Woo 林東湖 | RO | 1 | 16 October 2003 | 16 June 2008 |
| LAM Tung Woo 林東湖 | RE | 1 | 15 October 2003 | 16 October 2003 |
| LAM Wing Man, Janice 林詠雯 | RE | 1 | 26 August 2008 | 31 October 2008 |
| LAU Cho Fung 劉祖鋒 | RE | 2 | 08 January 2020 | |
| LAU Cho Fung 劉祖鋒 | RE | 1 | 03 April 2018 | |
| LAU Cho Fung 劉祖鋒 | RE | 4 | 03 April 2018 | |
| LAW Man Wah 羅文華 | RE | 4 | 03 December 2010 | 20 December 2011 |
| LAW Man Wah 羅文華 | RE | 1 | 03 December 2010 | 20 December 2011 |
| LEE Lai Sha 李麗莎 | RE | 2 | 23 January 2020 | 31 December 2021 |
| LEE Lai Sha 李麗莎 | RO | 1 | 02 October 2015 | 31 December 2021 |
| LEE Lai Sha 李麗莎 | RE | 1 | 30 June 2015 | 02 October 2015 |
| LEE Lai Sha 李麗莎 | RE | 1 | 01 June 2007 | 30 April 2009 |
| LEE Shing Hei 李承熹 | RE | 1 | 30 May 2018 | |
| LEE Shing Hei 李承熹 | RE | 4 | 30 May 2018 | |
| LEUNG Yuen Ming 梁婉明 | RE | 1 | 01 April 2003 | 30 April 2009 |
| LEUNG Yuen Ming 梁婉明 | RE | 9 | 01 April 2003 | 17 September 2003 |
| LEUNG Yuen Ming 梁婉明 | RE | 6 | 01 April 2003 | 17 September 2003 |
| LEUNG Yuen Ming 梁婉明 | RE | 4 | 01 April 2003 | 17 September 2003 |
| LEUNG Yuen Yee, Cherry 梁婉儀 | RE | 4 | 20 January 2011 | 01 March 2011 |
| LEUNG Yuen Yee, Cherry 梁婉儀 | RE | 1 | 20 January 2011 | 01 March 2011 |
| LI Hoi Kam 李凱金 | RE | 1 | 01 April 2003 | 30 April 2009 |
| LI Hoi Kam 李凱金 | RE | 9 | 01 April 2003 | 17 September 2003 |
| LI Hoi Kam 李凱金 | RE | 6 | 01 April 2003 | 17 September 2003 |
| LI Hoi Kam 李凱金 | RE | 4 | 01 April 2003 | 17 September 2003 |
| LI Ka Yan, Fianna 李家茵 | RE | 1 | 29 October 2008 | 14 January 2009 |
| LI Yu Ying 李宇應 | RE | 1 | 29 January 2008 | 02 July 2008 |
| LIN Chuen Fung 連轉逢 | RE | 1 | 11 April 2007 | 30 April 2009 |
| LIU Ka Lim 廖嘉濂 | RE | 1 | 23 January 2024 | |
| LO Cho Ying 盧礎瑩 | RE | 1 | 26 June 2018 | 31 December 2020 |
| LO Pui Chi Lyon 盧佩芝 | RE | 1 | 19 September 2016 | 22 February 2017 |
| LO Yun Kuen 盧潤權 | RE | 1 | 14 May 2007 | 30 April 2009 |
| LU Gloria Yi 陸奕 | RO | 4 | 31 March 2014 | 22 August 2014 |
| LU Gloria Yi 陸奕 | RE | 4 | 13 March 2014 | 31 March 2014 |
| LU Gloria Yi 陸奕 | RE | 1 | 13 March 2014 | 22 August 2014 |
| LUI Wai Man 呂偉文 | RO | 2 | 20 January 2011 | 01 April 2012 |
| LUI Wai Man 呂偉文 | RO | 1 | 20 January 2011 | 01 April 2012 |
| LUI Wai Man 呂偉文 | RE | 1 | 06 January 2011 | 20 January 2011 |
| LUI Wai Man 呂偉文 | RE | 2 | 06 January 2011 | 20 January 2011 |
| MAK Ka Fat 麥家發 | RE | 1 | 04 December 2003 | 25 June 2004 |
| Mang Sheung Ling 孟常凌 | RE | 1 | 19 November 2008 | 25 November 2008 |
| NG Ka Pong 吳家邦 | RO | 1 | 10 June 2021 | |
| NG Ka Pong 吳家邦 | RE | 1 | 03 March 2017 | 10 June 2021 |
| NG Siu Lun Samson 伍兆麟 | RO | 1 | 20 February 2017 | 30 September 2018 |
| NG Siu Lun Samson 伍兆麟 | RE | 4 | 06 October 2016 | 30 September 2018 |
| NG Siu Lun Samson 伍兆麟 | RE | 1 | 06 October 2016 | 20 February 2017 |
| OR Chi Hang 柯志衡 | RE | 1 | 06 March 2007 | 30 April 2009 |
| POON Tin Ching 潘天青 | RE | 2 | 08 January 2020 | 01 September 2022 |
| POON Tin Ching 潘天青 | RE | 1 | 15 December 2016 | 01 September 2022 |
| RUI Yuanqing 芮元青 | RE | 9 | 01 December 2010 | 21 May 2012 |
| RUI Yuanqing 芮元青 | RE | 1 | 10 May 2010 | 12 February 2015 |
| RUI Yuanqing 芮元青 | RE | 2 | 07 April 2011 | 13 July 2012 |
| SO Chung Wai 蘇聰惠 | RE | 1 | 07 May 2007 | 03 November 2008 |
| SUEN Wai Wan, Julie 孫惠雲 | RE | 1 | 01 April 2003 | 31 May 2003 |
| SUEN Wai Wan, Julie 孫惠雲 | RE | 4 | 01 April 2003 | 31 May 2003 |
| SUEN Wai Wan, Julie 孫惠雲 | RE | 6 | 01 April 2003 | 31 May 2003 |
| SUEN Wai Wan, Julie 孫惠雲 | RE | 9 | 01 April 2003 | 31 May 2003 |
| TAM Chung Yin 譚仲賢 | RE | 1 | 12 March 2019 | 31 May 2020 |
| TAM Chung Yin 譚仲賢 | RE | 4 | 28 January 2019 | 31 May 2020 |
| TAM Siu Po 譚少保 | RE | 1 | 04 December 2003 | 30 April 2009 |
| TANG Wai Kee 鄧偉基 | RO | 2 | 11 December 2008 | 27 April 2010 |
| TANG Wai Kee 鄧偉基 | RO | 1 | 31 August 2007 | 27 April 2010 |
| TANG Wai Kee 鄧偉基 | RO | 4 | 27 March 2008 | 27 April 2010 |
| TANG Wai Kee 鄧偉基 | RO | 9 | 27 March 2008 | 27 April 2010 |
| TIN Kui Yi, Ben 田居易 | RE | 1 | 12 June 2008 | 30 April 2009 |
| TING Shu Fai 丁樹輝 | RE | 1 | 01 April 2003 | 03 June 2003 |
| TING Shu Fai 丁樹輝 | RE | 4 | 01 April 2003 | 31 May 2003 |
| TING Shu Fai 丁樹輝 | RE | 6 | 01 April 2003 | 31 May 2003 |
| TING Shu Fai 丁樹輝 | RE | 9 | 01 April 2003 | 31 May 2003 |
| TO Hang Ming 陶恆明 | RE | 2 | 08 April 2011 | 13 July 2012 |
| TO Hang Ming 陶恆明 | RE | 1 | 08 April 2011 | 05 February 2013 |
| TO Hang Ming 陶恆明 | RE | 4 | 08 April 2011 | 05 February 2013 |
| TO Yuen Ching 杜宛澄 | RE | 1 | 14 February 2017 | |
| TONG Ka Keung 湯家強 | RE | 1 | 09 January 2008 | 30 June 2008 |
| TSANG Kam Wing 曾錦榮 | RE | 1 | 18 June 2008 | 30 April 2009 |
| TSANG Yuet Lai Michelle 曾月麗 | RE | 1 | 09 January 2019 | 12 July 2019 |
| TSANG Yuet Lai Michelle 曾月麗 | RE | 4 | 09 January 2019 | 12 July 2019 |
| TSE Ming Chu 謝明珠 | RE | 4 | 02 March 2020 | 31 May 2020 |
| TSE Ming Chu 謝明珠 | RE | 1 | 02 March 2020 | 31 May 2020 |
| TSE Tim 謝添 | RO | 1 | 04 September 2018 | 04 May 2020 |
| TSE Tim 謝添 | RO | 4 | 04 September 2018 | 04 May 2020 |
| TSE Tim 謝添 | RE | 4 | 09 September 2016 | 04 September 2018 |
| TSE Tim 謝添 | RE | 1 | 09 September 2016 | 04 September 2018 |
| WAN Chi Shing 尹至誠 | RE | 1 | 28 February 2008 | 30 April 2009 |
| WONG Chung Wai 黃宗慧 | RE | 1 | 01 June 2007 | 26 November 2007 |
| WONG Kin Chun, Gilbert 黃健俊 | RO | 1 | 17 November 2006 | 01 May 2008 |
| WONG Kin Chun, Gilbert 黃健俊 | RO | 4 | 27 March 2008 | 31 August 2008 |
| WONG Kin Chun, Gilbert 黃健俊 | RO | 9 | 27 March 2008 | 31 August 2008 |
| WONG Kin Chun, Gilbert 黃健俊 | RE | 1 | 01 May 2008 | 31 August 2008 |
| WONG Kwan Pang 黃坤鵬 | RE | 1 | 26 July 2018 | 14 March 2019 |
| WONG Kwan Pang 黃坤鵬 | RE | 4 | 26 July 2018 | 14 March 2019 |
| WONG Wai Hean 黃慧嫺 | RE | 1 | 31 July 2007 | 30 April 2009 |
| WU Hin Lun 胡顯麟 | RE | 1 | 09 February 2017 | 31 May 2020 |
| WU Qi 吳琦 | RE | 1 | 17 March 2014 | 13 December 2014 |
| WU Qi 吳琦 | RE | 4 | 17 March 2014 | 13 December 2014 |
| YAU Chun Keung 邱鎮強 | RE | 1 | 27 October 2008 | 16 April 2009 |
| YAU Chun Keung 邱鎮強 | RE | 4 | 27 October 2008 | 16 April 2009 |
| YE Zhiyuan 叶志遠 | RE | 4 | 17 December 2018 | 17 April 2020 |
| YE Zhiyuan 叶志遠 | RE | 1 | 17 December 2018 | 17 April 2020 |
| YEUNG Ho Chun 楊皓駿 | RO | 1 | 16 April 2019 | 29 December 2020 |
| YEUNG Ho Chun 楊皓駿 | RE | 4 | 19 August 2015 | 29 December 2020 |
| YEUNG Ho Chun 楊皓駿 | RE | 1 | 19 August 2015 | 16 April 2019 |
| YU Ching Yat 于正一 | RE | 4 | 14 July 2014 | 22 July 2017 |
| YU Ching Yat 于正一 | RO | 1 | 19 May 2014 | 22 July 2017 |
| YU Ching Yat 于正一 | RE | 1 | 10 January 2014 | 19 May 2014 |
| YU Kit Yee, Lilian 余潔怡 | RE | 1 | 26 August 2011 | 26 June 2014 |
| ZHANG Damo 張大漠 | RE | 9 | 20 February 2012 | 21 May 2012 |
| ZHANG Damo 張大漠 | RE | 4 | 21 November 2011 | 30 June 2012 |
| ZHANG Damo 張大漠 | RE | 2 | 21 November 2011 | 30 June 2012 |
| ZHANG Damo 張大漠 | RE | 1 | 16 August 2011 | 30 June 2012 |
| ZHANG Ning 張寧 | RE | 1 | 30 December 2013 | |
| ZHANG Ning 張寧 | RE | 4 | 30 December 2013 |