SFC Licenceholders of Investec Capital Asia Limited 天達融資亞洲有限公司

Addresses
Suites 3901-08, 39/F, Jardine House, 1 Connaught Place, Central, Hong Kong
香港中環康樂廣場1號怡和大廈39樓3901-08室
Email
[email protected]
Website
www.investec.com

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Licenceholders Role Licences Start date End date
CHAU Sze Yuen 周思源
RE 1, 4, 9 18 October 2021
LI Jason Sze Kwok 李思國
RE 1, 4, 9 17 September 2021
LI Jason Sze Kwok 李思國
RE 1, 4, 9 04 January 2021 01 September 2021
SZE Chung Lok 施仲樂
RE 1, 4, 9 24 December 2020
CHOU Michael 周曉思
RE 1, 4, 9 19 October 2020
WINTER Stephen John
RO 1, 4 07 October 2020
WANG Jie 王杰
RE 1, 4, 9 06 March 2020
RIGBY Samuel Anthony
RE 4 05 December 2019
WAN Yufeng 万宇峰
RO 9 21 November 2019
KAPOOR Harit
RE 4 25 September 2019
ZHANG Kun 張堃
RE 9 17 September 2019
WINTER Stephen John
RE 9 18 July 2019
CHEN Ting 陳挺
SZE Yau Nam 施酉南
LI Yihan 李軼寒
RE 9 16 July 2019
RUMBLE Lawrence Nicholas
RE 9 16 July 2019 30 November 2021
COWNEY Nicholas Edward
RE 1, 4, 9 19 June 2019 31 December 2020
WANG Fei 王非
RE 1, 4, 9 05 June 2019 21 February 2020
DE MASCAREL DE LA CORBIERE Nicolas Charles Philippe
RO 9 08 May 2019
LI Yihan 李軼寒
RE 1, 4 22 February 2019
RUMBLE Lawrence Nicholas
RO 1, 4 16 January 2019 30 November 2021
SZE Yau Nam 施酉南
RE 1, 4 31 December 2018
ZHANG Kun 張堃
RE 1, 4 09 November 2018
DU PLESSIS Kim Alexandra
RE 1, 4 24 September 2018 14 December 2018
LEONG An Qiang Henley 梁安強
RE 4 06 September 2018 06 January 2019
CLARK Matthew John
RE 1, 4 30 August 2018 31 March 2021
ZHAO Danni 趙丹妮
RE 1, 4 30 August 2018 30 September 2020
GUPTA Anshuman
THAKKER Mehul
RE 4 13 August 2018
WAN Yufeng 万宇峰
RE 1, 4 27 June 2018
CHEN Ting 陳挺
RE 1, 4 27 April 2018
WINTER Stephen John
RE 1, 4 27 April 2018 07 October 2020
MADHUSUDAN Aniruddh
RO 4 16 April 2018
KOCHHAR Mukul
RO 4 06 March 2018
LEUNG Kwok Kit, Donald 梁國傑
RO 1 05 January 2018 23 September 2018
DE MASCAREL DE LA CORBIERE Nicolas Charles Philippe
RO 1, 4 06 December 2017
JHAWAR Aditya Hiralal
RE 4 30 August 2017
RUMBLE Lawrence Nicholas
RE 1, 4 10 August 2017 16 January 2019
DE MASCAREL DE LA CORBIERE Nicolas Charles Philippe
RE 1, 4 21 July 2017 06 December 2017
MOK Chit Hang 莫哲恒
RE 1 18 July 2017 27 May 2018
PANIKKAR Kesava Rajat
RO 1, 6 26 April 2017 30 June 2018
PANIKKAR Kesava Rajat
RE 1, 6 03 March 2017 26 April 2017
LAI Chun Yu, Lewis 黎振宇
RO 1 05 December 2016 30 November 2017
WONG Kwok Yin 王國賢
RO 1, 6 04 November 2016 30 June 2017
VELAMAKANNI Sri Karthik
JAIN Nidhesh
RE 4 05 October 2016
BHARTIA Aditya
RE 4 13 July 2016
TO Pui Yan, Jessica 杜珮茵
RE 1 18 March 2016 21 July 2017
LEUNG Kwok Kit, Donald 梁國傑
RO 6 29 January 2016 23 September 2018
CHAN Chun Yan, Lionel 陳俊因
RE 1, 6 01 December 2015 30 March 2017
LEUNG Kwok Kit, Donald 梁國傑
RE 1 19 November 2015 05 January 2018
LEUNG Kwok Kit, Donald 梁國傑
RE 6 19 November 2015 29 January 2016
LEONG An Qiang Henley 梁安強
RE 1 16 November 2015 06 January 2019
LEONG An Qiang Henley 梁安強
RE 6 16 November 2015 06 September 2018
SHAH Ritesh Jagadishchandra
SHAH Sunny Atul
RE 4 04 November 2015
MERCHANT Amir
RE 4 04 November 2015 29 December 2020
MADHAVJI Premal
RE 4 04 November 2015 09 October 2020
KIRCHMANN Catherine Louise
RO 1, 4, 9 30 October 2015 30 November 2019
SLEATH Jonathan William Trevor
RO 1, 4, 9 30 October 2015 31 July 2019
MA Wing Yin, Janice 馬穎妍
RE 1 24 August 2015 31 July 2019
LAU Arthur Nicholas Tsz-him 劉子謙
RE 1, 6 10 August 2015 30 November 2017
ROBERTS Alistair Charles Alton
RO 4 28 July 2015 15 July 2018
NOTHNAGEL Stefan
RE 1, 6 27 July 2015 04 January 2016
JAIN Nidhesh
RE 4 19 June 2015 16 October 2015
PADMANABHAN Nitin
RE 4 18 June 2015
KOCHHAR Mukul
RE 4 18 June 2015 06 March 2018
BHARTIA Aditya
VELAMAKANNI Sri Karthik
JHAWAR Aditya Hiralal
RE 4 18 June 2015 16 October 2015
WONG Gregory Yu Tak 黃宇德
RE 1, 6 10 June 2015 07 January 2017
GELDENHUYS Jarrett Richard Krebs
RE 4 22 September 2014 08 February 2017
WHITTALL Matthew St Clair
RE 1, 6 25 August 2014 14 July 2015
POPE Leavitt Joseph
RE 1, 6 22 August 2014 14 July 2015
WONG Wai Ting 黃煒庭
RE 6 10 July 2014 30 November 2017
WONG Wai Ting 黃煒庭
RE 1 22 May 2014 30 November 2017
GELDENHUYS Jarrett Richard Krebs
RE 4 02 May 2014 30 June 2014
CHEN Tsun Kit 陳俊傑
RO 6 14 April 2014 30 November 2017
RUMBLE Lawrence Nicholas
RE 6 25 March 2014 15 December 2016
ZHAO Yuekai 趙悅凱
RE 1, 6 20 March 2014 14 April 2015
LAI Chun Yu, Lewis 黎振宇
RO 6 11 March 2014 30 November 2017
RUMBLE Lawrence Nicholas
RE 1, 4 05 February 2014 15 December 2016
ZHANG Heather Heqian
RE 1 24 January 2014 02 February 2017
ROBERTS Alistair Charles Alton
RO 1 21 January 2014 15 July 2018
CLAIRET Simon Pierre Marie Eric
RO 4 15 January 2014 23 July 2015
DE MASCAREL DE LA CORBIERE Nicolas Charles Philippe
RE 1, 4 12 November 2013 20 January 2017
LI Wen Hong 李文鴻
RE 1, 6 03 September 2013 05 September 2013
KING Timothy Andrew
RE 1 08 August 2013 30 September 2013
MALLARD Nicola Victoria
RE 4 09 July 2013 11 December 2013
DU Josh Sheng 杜晟
RE 4 02 July 2013 08 November 2013
CHU Joseph Sze Ho 朱思濠
RO 4 20 May 2013 09 January 2014
ZHAO Danni 趙丹妮
RE 1, 6 02 May 2013 15 October 2016
HO Kin Wan, Kevin 何建宏
RE 1, 4 23 April 2013 31 May 2013
WHITTALL Matthew St Clair
RO 4 05 February 2013 01 September 2014
REDBOURN James Robert
RE 1, 4 01 February 2013 02 February 2015
CLAIRET Simon Pierre Marie Eric
RO 1 30 January 2013 23 July 2015
CLAIRET Simon Pierre Marie Eric
RE 4 30 January 2013 15 January 2014
SPARROW Jeremy Anthony Simon
RO 1, 4, 6 30 January 2013 20 December 2013
ROBERTS Alistair Charles Alton
RE 4 28 January 2013 28 July 2015
ROBBINS William Ralph Quentin
RE 1, 4 28 January 2013 14 July 2015
ROBERTS Alistair Charles Alton
RE 1 28 January 2013 21 January 2014
LEUNG Terence Ho Chi 梁浩智
RE 1, 4, 6 02 January 2013 31 March 2014
POPE Leavitt Joseph
RE 4 29 November 2012 01 September 2014
WHITTALL Matthew St Clair
RE 4 29 November 2012 05 February 2013
SPARROW Jeremy Anthony Simon
RE 1, 6 10 September 2012 30 January 2013
WU Chaai Chaai 吳猜猜
RE 1, 6 12 January 2012 29 June 2012
LEE Sai Hong 李世康
RE 1, 6 29 December 2011 15 May 2014
KAM Chor Wang 金楚泓
RE 1, 6 29 December 2011 06 April 2014
DING Wei 丁瑋
RE 6 19 August 2011 16 November 2011
MAN Yiu Kwong, Nick 文耀光
RO 1, 4, 6 22 March 2011 31 July 2015
CHEUNG Yee Man, Elaine 張綺雯
RO 1, 4, 6 08 November 2010 28 February 2011
CHAN Wing Kin 陳永健
RE 1, 6 24 March 2010 21 March 2013
CHEN Tsun Kit 陳俊傑
RE 1 26 August 2008 30 November 2017
CHEN Tsun Kit 陳俊傑
RE 6 26 August 2008 14 April 2014
LAI Cheuk Ho, Victor 賴卓豪
RE 1, 6 11 August 2008 05 November 2011
TAI Kwok Leung, Alexander 戴國良
RO 1 29 February 2008 31 July 2017
ZHANG Bijia 張必佳
RE 1, 6 13 February 2008 11 June 2008
MAN Yiu Kwong, Nick 文耀光
RE 1 01 February 2008 22 March 2011
CHAN Chuk Cheung, Ivan 陳祝祥
RE 1 01 February 2008 26 November 2009
LAI Chun Yu, Lewis 黎振宇
RE 1 24 January 2008 05 December 2016
LAI Chun Yu, Lewis 黎振宇
RE 6 24 January 2008 11 March 2014
TAI Kwok Leung, Alexander 戴國良
RO 4, 6, 9 09 August 2007 31 July 2017
CHUNG Kin Shun, Jimmy 鍾建舜
RO 1, 4 20 June 2007 22 December 2014
CHAN Chuk Cheung, Ivan 陳祝祥
RO 6 13 June 2007 26 November 2009
CHAN Chuk Cheung, Ivan 陳祝祥
RE 4 13 June 2007 26 November 2009
MAN Yiu Kwong, Nick 文耀光
RE 4, 6 22 May 2007 22 March 2011
CHEUNG Yee Man, Elaine 張綺雯
RE 4, 6 22 May 2007 08 November 2010
CHAN Chuk Cheung, Ivan 陳祝祥
RE 6 22 May 2007 13 June 2007
WONG Kwok Yin 王國賢
RE 1, 6 04 May 2007 04 November 2016
CHUNG Kin Shun, Jimmy 鍾建舜
RO 6 13 March 2007 22 December 2014
CHUNG Kin Shun, Jimmy 鍾建舜
RE 1 13 March 2007 20 June 2007
YU Lup Fat, Joseph 余立發
RE 1 08 March 2007 11 July 2011
BARDWELL Timothy John
RE 1 08 February 2007 01 January 2009
LOK Wing Huen, Esther 駱穎萱
RE 1, 6 06 October 2005 01 April 2007
CHUNG Kin Shun, Jimmy 鍾建舜
RE 6 27 August 2005 13 March 2007
PANG Chungho, Peter 彭頌豪
RE 1, 6 14 June 2005 17 August 2005
WONG Yui Wah 黃銳華
RE 1, 6 27 May 2004 17 November 2004
CHUNG Kin Shun, Jimmy 鍾建舜
RE 6 13 August 2003 13 January 2005
LAM Wai Hon 林懷漢
RO 1, 4, 6, 9 01 April 2003 31 October 2017
LI Wen Hong 李文鴻
RE 6 01 April 2003 15 July 2011
BARDWELL Timothy John
RE 6 01 April 2003 01 January 2009
LEUNG Churk Yin, Jeanny 梁綽然
RO 1, 4, 6, 9 01 April 2003 01 September 2007
FUNG Daniel Kenneth 馮裕志
RE 1, 4, 6, 9 01 April 2003 16 September 2006
CHEUNG Chung Man, Caroline 張頌敏
RE 1, 4, 6, 9 01 April 2003 10 August 2004