SFC Licenceholders of Axis Capital Management Limited 縱橫資產管理有限公司
- george@axiscm.com.hk
- Website
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Licenceholders | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CHEN Song 陳松 | RE | 9 | 02 May 2019 | |
| CHEN Song 陳松 | RE | 4 | 02 May 2019 | |
| CHEN Yibiao 陳宜飚 | RE | 9 | 02 December 2019 | 07 May 2020 |
| CHEN Yibiao 陳宜飚 | RE | 4 | 02 December 2019 | 07 May 2020 |
| CHENG Wing Tsan, Wilson 鄭永燦 | RE | 9 | 24 May 2019 | 24 April 2020 |
| CHENG Wing Tsan, Wilson 鄭永燦 | RE | 4 | 24 May 2019 | 24 April 2020 |
| CHEUNG Murray Ka Shun 張嘉舜 | RE | 9 | 03 August 2015 | 28 October 2015 |
| CHEUNG Murray Ka Shun 張嘉舜 | RE | 4 | 03 August 2015 | 28 October 2015 |
| CHIN Chi Kin, Edward 錢志健 | RO | 9 | 22 June 2009 | 22 April 2010 |
| CHIN Chi Kin, Edward 錢志健 | RO | 4 | 22 June 2009 | 22 April 2010 |
| FUNG Chi Chung 馮智冲 | RO | 4 | 28 July 2005 | 03 March 2011 |
| FUNG Chi Chung 馮智冲 | RO | 9 | 28 July 2005 | 28 January 2006 |
| FUNG Chi Chung 馮智冲 | RO | 6 | 28 July 2005 | 05 September 2005 |
| HONG Tsz Leung 康子亮 | RE | 9 | 28 June 2007 | 17 August 2007 |
| HONG Tsz Leung 康子亮 | RE | 4 | 28 June 2007 | 17 August 2007 |
| HUANG Chenxin 黃陳鑫 | RE | 4 | 18 November 2019 | 19 August 2022 |
| HUANG Chenxin 黃陳鑫 | RE | 9 | 18 November 2019 | 19 August 2022 |
| HUNG Chung Hei 洪仲熙 | RE | 4 | 01 February 2019 | 20 May 2020 |
| HUNG Chung Hei 洪仲熙 | RE | 9 | 29 January 2019 | 20 May 2020 |
| LAM Sheung Chu, Debbie 林嫦珠 | RE | 4 | 18 January 2008 | 12 July 2010 |
| LAM Sheung Chu, Debbie 林嫦珠 | RE | 9 | 18 January 2008 | 12 July 2010 |
| LEE Ping Kai 李炳佳 | RE | 9 | 21 January 2008 | 12 July 2010 |
| LEE Ping Kai 李炳佳 | RE | 4 | 21 January 2008 | 12 July 2010 |
| LI Gaosheng 李高生 | RO | 9 | 19 February 2024 | |
| LI Gaosheng 李高生 | RO | 4 | 19 February 2024 | |
| LI Gaosheng 李高生 | RE | 9 | 23 January 2024 | 19 February 2024 |
| LI Gaosheng 李高生 | RE | 4 | 23 January 2024 | 19 February 2024 |
| LI Gaosheng 李高生 | RO | 9 | 26 May 2021 | 31 October 2022 |
| LI Gaosheng 李高生 | RO | 4 | 26 May 2021 | 31 October 2022 |
| LI Gaosheng 李高生 | RE | 9 | 31 August 2018 | 26 May 2021 |
| LIU Zhen 劉震 | RE | 9 | 18 November 2019 | 18 August 2020 |
| LIU Zhen 劉震 | RE | 4 | 18 November 2019 | 18 August 2020 |
| MA Wai Kiu 馬煒喬 | RO | 4 | 15 April 2008 | 31 May 2008 |
| MA Wai Kiu 馬煒喬 | RE | 9 | 15 April 2008 | 31 May 2008 |
| MA Wai Kiu 馬煒喬 | RE | 4 | 07 March 2008 | 15 April 2008 |
| MAN Kam Tong 萬錦堂 | RE | 4 | 14 May 2014 | 01 June 2017 |
| MAN Kam Tong 萬錦堂 | RE | 9 | 10 March 2014 | 01 June 2017 |
| MAN Kong Yui 文剛銳 | RO | 9 | 06 March 2007 | 12 September 2008 |
| MAN Kong Yui 文剛銳 | RO | 9 | 21 October 2005 | 07 October 2006 |
| SUN Yi 孫毅 | RO | 9 | 08 August 2023 | 16 March 2024 |
| SUN Yi 孫毅 | RO | 4 | 08 August 2023 | 16 March 2024 |
| SUN Yi 孫毅 | RE | 9 | 10 May 2019 | 08 August 2023 |
| SUN Yi 孫毅 | RE | 4 | 10 May 2019 | 08 August 2023 |
| TAM Tsz Fung 譚梓鋒 | RO | 9 | 19 October 2021 | 31 March 2023 |
| TAM Tsz Fung 譚梓鋒 | RO | 4 | 28 October 2019 | 31 March 2023 |
| TAM Tsz Fung 譚梓鋒 | RE | 9 | 11 September 2019 | 19 October 2021 |
| TAM Tsz Fung 譚梓鋒 | RE | 4 | 11 September 2019 | 28 October 2019 |
| TANG Wai Po 鄧慧寶 | RE | 9 | 22 May 2007 | 31 August 2007 |
| TANG Wai Po 鄧慧寶 | RE | 4 | 22 May 2007 | 31 August 2007 |
| WAN Mun Wah 尹滿華 | RE | 9 | 06 June 2007 | 23 July 2007 |
| WAN Mun Wah 尹滿華 | RE | 4 | 06 June 2007 | 23 July 2007 |
| XIA Zhiquan 夏志全 | RE | 9 | 06 November 2014 | 03 January 2017 |
| YIP Ching Shan 葉青山 | RE | 9 | 29 December 2005 | 25 August 2006 |
| YIP Ching Shan 葉青山 | RE | 4 | 29 December 2005 | 25 August 2006 |
| YU Gang 余剛 | RO | 6 | 01 April 2003 | 05 September 2005 |
| YU Gang 余剛 | RO | 9 | 01 April 2003 | |
| YU Gang 余剛 | RO | 4 | 01 April 2003 | |
| YU Man Ho 余文浩 | RO | 4 | 16 September 2020 | 21 October 2020 |
| YU Man Ho 余文浩 | RO | 9 | 04 June 2019 | 21 October 2020 |
| YU Man Ho 余文浩 | RE | 4 | 25 June 2018 | 16 September 2020 |
| YU Man Ho 余文浩 | RE | 9 | 25 June 2018 | 04 June 2019 |
| YU Man Ho 余文浩 | RE | 4 | 12 October 2017 | 06 March 2018 |
| YU Man Ho 余文浩 | RE | 9 | 12 October 2017 | 06 March 2018 |
| YU Qijun 郁琦俊 | RE | 9 | 16 December 2022 | 31 January 2024 |
| YU Qijun 郁琦俊 | RE | 4 | 16 December 2022 | 31 January 2024 |
| YU Tat Chi, Michael 余達志 | RO | 9 | 28 February 2011 | 28 February 2019 |
| YU Tat Chi, Michael 余達志 | RO | 4 | 28 February 2011 | 28 February 2019 |
| YU Tat Chi, Michael 余達志 | RE | 9 | 05 January 2011 | 28 February 2011 |
| YU Tat Chi, Michael 余達志 | RE | 4 | 05 January 2011 | 28 February 2011 |
| YU Yee Fung 余苡蜂 | RE | 9 | 03 August 2015 | 17 April 2017 |
| YU Yee Fung 余苡蜂 | RE | 4 | 03 August 2015 | 17 April 2017 |