SFC Licenceholders of KCG Securities Asia Limited 寶通證券亞洲有限公司
- yammywong@kcghk.com
- Website
- www.kcgmarket.com
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Licenceholders | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CHAN Chi Sheung, Henry 陳志尚 | RE | 9 | 16 March 2012 | 01 March 2013 |
| CHAN Chi Sheung, Henry 陳志尚 | RE | 4 | 16 March 2012 | 01 March 2013 |
| CHAN Chi Sheung, Henry 陳志尚 | RE | 1 | 16 March 2012 | 01 March 2013 |
| CHAN Kwok Chiu 陳國超 | RO | 9 | 27 March 2009 | 04 September 2009 |
| CHAN Kwok Chiu 陳國超 | RO | 4 | 27 March 2009 | 04 September 2009 |
| CHAN Kwok Chiu 陳國超 | RE | 1 | 17 July 2007 | 04 September 2009 |
| CHAN Kwok Chiu 陳國超 | RE | 4 | 17 July 2007 | 27 March 2009 |
| CHAN Kwok Chiu 陳國超 | RE | 9 | 17 July 2007 | 27 March 2009 |
| CHAN Leong Ching 陳亮禎 | RE | 4 | 18 November 2019 | 14 July 2021 |
| CHAN Leong Ching 陳亮禎 | RE | 1 | 18 November 2019 | 14 July 2021 |
| CHAN Pak Ka 陳柏嘉 | RE | 9 | 28 April 2017 | 02 November 2017 |
| CHAN Shun Kuen, Eric 陳舜權 | RO | 6 | 01 March 2004 | 07 June 2006 |
| CHEN Xiaobing 陳小冰 | RE | 1 | 04 August 2008 | 01 August 2014 |
| CHEN Yang 陳楊 | RE | 9 | 26 November 2018 | 24 July 2020 |
| CHEN Yang 陳楊 | RE | 4 | 26 November 2018 | 24 July 2020 |
| HO Ngar Yan 何雅茵 | RO | 1 | 25 February 2011 | 07 February 2015 |
| HO Ngar Yan 何雅茵 | RE | 4 | 25 March 2010 | 07 February 2015 |
| HO Ngar Yan 何雅茵 | RE | 1 | 19 May 2009 | 25 February 2011 |
| HONG Yang 洪洋 | RE | 1 | 28 September 2010 | 06 June 2013 |
| KUANG Yam Lung, Peter 鄺任能 | RO | 6 | 19 December 2005 | 19 June 2006 |
| KWAN Wai Sheung 關惠嫦 | RE | 1 | 01 April 2003 | 31 August 2017 |
| KWAN Wai Sheung 關惠嫦 | RE | 9 | 01 April 2003 | 03 March 2004 |
| KWAN Wai Sheung 關惠嫦 | RE | 6 | 01 April 2003 | 03 March 2004 |
| KWAN Wai Sheung 關惠嫦 | RE | 4 | 01 April 2003 | 03 March 2004 |
| KWOK Shun Tim 郭純恬 | RE | 1 | 19 May 2004 | 15 December 2004 |
| KWOK Shun Tim 郭純恬 | RE | 6 | 04 May 2004 | 15 December 2004 |
| LAM Chi Lam 林智霖 | RO | 9 | 13 April 2022 | |
| LAM Chi Lam 林智霖 | RO | 4 | 13 April 2022 | |
| LAM Chi Lam 林智霖 | RO | 1 | 13 April 2022 | |
| LAM Chi Lam 林智霖 | RE | 4 | 15 February 2022 | 13 April 2022 |
| LAM Chi Lam 林智霖 | RE | 1 | 15 February 2022 | 13 April 2022 |
| LAM Wai Kit 林惠傑 | RO | 4 | 13 May 2009 | 01 May 2012 |
| LAM Wai Kit 林惠傑 | RO | 1 | 29 October 2008 | 01 May 2012 |
| LAM Wai Kit 林惠傑 | RE | 1 | 01 April 2003 | 29 October 2008 |
| LAM Wai Kit 林惠傑 | RE | 9 | 01 April 2003 | 02 March 2004 |
| LAM Wai Kit 林惠傑 | RE | 4 | 01 April 2003 | 02 March 2004 |
| LAM Wai Kit 林惠傑 | RE | 6 | 01 April 2003 | 02 March 2004 |
| LAU Hing Bun 劉慶斌 | RO | 6 | 10 February 2012 | 05 July 2016 |
| LAU Hing Bun 劉慶斌 | RE | 6 | 05 January 2012 | 10 February 2012 |
| LAU Ka Chun 劉嘉俊 | RO | 9 | 29 July 2019 | 14 December 2021 |
| LAU Ka Chun 劉嘉俊 | RO | 4 | 29 July 2019 | 14 December 2021 |
| LAU Ka Chun 劉嘉俊 | RE | 9 | 11 September 2018 | 29 July 2019 |
| LAU Ka Chun 劉嘉俊 | RE | 4 | 10 July 2017 | 29 July 2019 |
| LAU Ka Chun 劉嘉俊 | RO | 1 | 17 February 2017 | 14 December 2021 |
| LAU Ka Chun 劉嘉俊 | RE | 1 | 17 June 2015 | 17 February 2017 |
| LAU Kai Yam 劉佳鑫 | RE | 1 | 20 September 2017 | 07 August 2018 |
| LAU Lai Ling 劉麗玲 | RE | 1 | 03 May 2008 | 01 August 2008 |
| LAU Wing Yip, Thomas 劉永業 | RE | 4 | 16 July 2013 | 07 October 2015 |
| LAU Wing Yip, Thomas 劉永業 | RE | 1 | 16 July 2013 | 07 October 2015 |
| LEE Ka Ki 李家驥 | RE | 1 | 30 April 2007 | 31 May 2012 |
| LEE Ka Ki 李家驥 | RE | 1 | 01 April 2003 | 06 March 2007 |
| LEE Ka Ki 李家驥 | RE | 4 | 01 April 2003 | 03 March 2004 |
| LEE Ka Ki 李家驥 | RE | 6 | 01 April 2003 | 03 March 2004 |
| LEE Ka Ki 李家驥 | RE | 9 | 01 April 2003 | 03 March 2004 |
| LEI Yonglang 雷永朗 | RO | 6 | 07 February 2017 | 05 January 2024 |
| LEI Yonglang 雷永朗 | RO | 9 | 23 June 2009 | 31 December 2013 |
| LEI Yonglang 雷永朗 | RO | 6 | 23 June 2009 | 31 December 2013 |
| LEI Yonglang 雷永朗 | RO | 9 | 17 April 2007 | 24 October 2008 |
| LI Ho Fung 李可鋒 | RO | 9 | 01 November 2018 | 23 December 2019 |
| LI Ho Fung 李可鋒 | RO | 4 | 01 November 2018 | 23 December 2019 |
| LI Ho Fung 李可鋒 | RO | 1 | 01 November 2018 | 23 December 2019 |
| LI Ho Fung 李可鋒 | RE | 9 | 07 September 2018 | 01 November 2018 |
| LI Ho Fung 李可鋒 | RE | 4 | 07 September 2018 | 01 November 2018 |
| LI Ho Fung 李可鋒 | RE | 1 | 07 September 2018 | 01 November 2018 |
| LI Zhifeng 李智鋒 | RE | 4 | 20 November 2012 | 26 March 2013 |
| LI Zhifeng 李智鋒 | RE | 1 | 20 November 2012 | 26 March 2013 |
| LIM Tak Hung 林德鴻 | RO | 2 | 08 July 2016 | 06 September 2016 |
| LOUIE Yuen Ki, Janet 呂婉琪 | RE | 6 | 06 August 2004 | 15 April 2005 |
| LUK Wai Kit 陸偉傑 | RE | 9 | 06 February 2007 | 12 September 2007 |
| LUK Wai Kit 陸偉傑 | RE | 6 | 28 August 2006 | 12 September 2007 |
| MUI Chok Wah 梅作華 | RO | 6 | 21 July 2022 | |
| MUI Chok Wah 梅作華 | RE | 1 | 21 July 2022 | |
| MUI Chok Wah 梅作華 | RE | 6 | 16 May 2022 | 21 July 2022 |
| MUI Chok Wah 梅作華 | RE | 4 | 01 April 2003 | 12 May 2004 |
| MUI Chok Wah 梅作華 | RE | 6 | 01 April 2003 | 12 May 2004 |
| NG Hong Wing 吳匡榮 | RO | 2 | 08 July 2016 | 01 December 2016 |
| NG Hong Wing 吳匡榮 | RO | 4 | 28 May 2015 | 01 January 2017 |
| NG Hong Wing 吳匡榮 | RO | 1 | 02 April 2015 | 01 January 2017 |
| NG Hong Wing 吳匡榮 | RE | 1 | 02 March 2015 | 02 April 2015 |
| NG Siu Wai 吳小委 | RE | 1 | 12 December 2012 | 03 April 2015 |
| PANG Keng Chan 彭鏡塵 | RO | 9 | 25 November 2004 | |
| PANG Keng Chan 彭鏡塵 | RO | 9 | 01 April 2003 | 11 February 2004 |
| PANG Keng Chan 彭鏡塵 | RO | 1 | 01 April 2003 | |
| PANG Keng Chan 彭鏡塵 | RO | 4 | 01 April 2003 | |
| PANG Keng Chan 彭鏡塵 | RO | 6 | 01 April 2003 | |
| PENG Luyuan 彭鹿原 | RE | 9 | 24 March 2020 | |
| PENG Luyuan 彭鹿原 | RE | 4 | 24 March 2020 | |
| PENG Luyuan 彭鹿原 | RE | 1 | 24 March 2020 | |
| PENG Wenjuan 彭文娟 | RE | 9 | 27 March 2012 | 15 June 2012 |
| PENG Wenjuan 彭文娟 | RE | 4 | 27 March 2012 | 15 June 2012 |
| QU Keqin 曲克勤 | RE | 9 | 03 May 2008 | 31 December 2008 |
| QU Keqin 曲克勤 | RE | 1 | 03 May 2008 | 31 December 2008 |
| SHIU Kin Hoi 蕭建凱 | RE | 1 | 25 July 2012 | 09 November 2012 |
| SUNG Hilda 宋玲鋆 | RE | 9 | 16 December 2004 | 11 May 2005 |
| SUNG Hilda 宋玲鋆 | RE | 6 | 16 December 2004 | 11 May 2005 |
| SUNG Hilda 宋玲鋆 | RE | 1 | 16 December 2004 | 11 May 2005 |
| TAM Ka Chun 譚嘉俊 | RE | 1 | 17 May 2017 | 13 July 2018 |
| TAM Kwong Ting 譚光庭 | RE | 4 | 06 November 2015 | 07 April 2017 |
| TAM Kwong Ting 譚光庭 | RE | 9 | 06 November 2015 | 07 April 2017 |
| TSOI Kwok Keung 蔡國強 | RO | 6 | 22 October 2008 | 16 November 2010 |
| TSOI Kwok Keung 蔡國強 | RO | 4 | 22 October 2008 | 16 November 2010 |
| TSOI Kwok Keung 蔡國強 | RO | 1 | 22 October 2008 | 16 November 2010 |
| TSOI Kwok Keung 蔡國強 | RE | 9 | 30 September 2008 | 22 October 2008 |
| TSOI Kwok Keung 蔡國強 | RE | 4 | 30 September 2008 | 22 October 2008 |
| TSOI Kwok Keung 蔡國強 | RE | 1 | 30 September 2008 | 22 October 2008 |
| TSOI Kwok Keung 蔡國強 | RO | 9 | 22 October 2008 | 16 November 2010 |
| WEN Chen 文宸 | RO | 9 | 18 September 2020 | |
| WEN Chen 文宸 | RO | 4 | 18 September 2020 | |
| WEN Chen 文宸 | RO | 1 | 18 September 2020 | |
| WEN Chen 文宸 | RE | 1 | 19 July 2018 | 18 September 2020 |
| WEN Chen 文宸 | RE | 9 | 02 June 2017 | 18 September 2020 |
| WEN Chen 文宸 | RE | 4 | 02 June 2017 | 18 September 2020 |
| WENG Wing Yee 翁永燚 | RE | 9 | 12 September 2013 | 18 March 2015 |
| WONG Hong Sing 黃康鋮 | RE | 1 | 01 April 2003 | 12 September 2005 |
| WONG Hong Sing 黃康鋮 | RE | 9 | 01 April 2003 | 03 March 2004 |
| WONG Hong Sing 黃康鋮 | RE | 6 | 01 April 2003 | 03 March 2004 |
| WONG Hong Sing 黃康鋮 | RE | 4 | 01 April 2003 | 03 March 2004 |
| WONG Lok Yi 黃樂怡 | RE | 9 | 15 August 2011 | 12 July 2012 |
| WONG Lok Yi 黃樂怡 | RE | 6 | 21 December 2007 | 12 July 2012 |
| XIE Huahui 謝華輝 | RE | 1 | 14 April 2008 | 31 January 2015 |
| XIONG Xiangdong 熊向東 | RE | 9 | 29 May 2019 | 28 June 2019 |
| XIONG Xiangdong 熊向東 | RE | 4 | 29 May 2019 | 28 June 2019 |
| XIONG Xiangdong 熊向東 | RE | 1 | 29 May 2019 | 28 June 2019 |
| XIONG Xiangdong 熊向東 | RE | 6 | 23 March 2016 | 28 June 2019 |
| XIONG Xiangdong 熊向東 | RO | 9 | 11 March 2010 | 29 May 2019 |
| XIONG Xiangdong 熊向東 | RO | 4 | 11 March 2010 | 29 May 2019 |
| XIONG Xiangdong 熊向東 | RO | 1 | 11 March 2010 | 29 May 2019 |
| XIONG Xiangdong 熊向東 | RE | 1 | 23 June 2006 | 11 March 2010 |
| XIONG Xiangdong 熊向東 | RE | 9 | 23 June 2006 | 11 March 2010 |
| XU Ning 許寧 | RE | 1 | 20 July 2009 | 24 May 2014 |
| YEUNG Mario Bercasio 楊青山 | RE | 6 | 06 August 2004 | 05 July 2005 |
| YU Zhi 于志 | RE | 9 | 06 March 2007 | 18 October 2012 |
| YUEN Shing Kuen 袁承權 | RO | 9 | 25 November 2004 | 01 September 2013 |
| YUEN Shing Kuen 袁承權 | RO | 1 | 01 April 2003 | 01 September 2013 |
| YUEN Shing Kuen 袁承權 | RO | 4 | 01 April 2003 | 01 September 2013 |
| YUEN Shing Kuen 袁承權 | RO | 6 | 01 April 2003 | 01 September 2013 |
| YUEN Shing Kuen 袁承權 | RO | 9 | 01 April 2003 | 27 November 2003 |
| ZHANG Yong 張勇 | RE | 6 | 02 August 2006 | 31 December 2008 |
| ZHANG Yong 張勇 | RE | 1 | 02 August 2006 | 31 December 2008 |
| ZHANG Yong 張勇 | RE | 9 | 30 July 2007 | 31 December 2008 |
| ZHEN Zeyu 甄澤玉 | RE | 9 | 03 September 2020 | 03 June 2021 |
| ZHEN Zeyu 甄澤玉 | RE | 4 | 11 June 2019 | 03 June 2021 |
| ZHEN Zeyu 甄澤玉 | RE | 1 | 28 June 2018 | 03 June 2021 |