SFC Licenceholders of ICBC (Asia) Securities Limited 工銀亞洲証券有限公司
- beta.yeung@icbcasia.com
- Website
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Licenceholders | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CHAN Kevin Kwok Keung 陳國強 | RO | 4 | 23 February 2011 | 08 June 2011 |
| CHAN Kevin Kwok Keung 陳國強 | RO | 1 | 23 February 2011 | 08 June 2011 |
| CHAN Oi Hing 陳愛卿 | RE | 4 | 01 April 2003 | 30 September 2020 |
| CHAN Oi Hing 陳愛卿 | RE | 1 | 01 April 2003 | 30 September 2020 |
| CHAN Oi Hing 陳愛卿 | RE | 9 | 01 April 2003 | 04 January 2005 |
| CHAN Oi Hing 陳愛卿 | RE | 6 | 01 April 2003 | 04 January 2005 |
| CHAN Oi Hing 陳愛卿 | RE | 7 | 01 April 2003 | 04 January 2005 |
| CHAN Tin Wai 陳天偉 | RE | 1 | 16 June 2011 | 02 July 2013 |
| CHEUNG Man Keung 張文強 | RO | 4 | 01 April 2003 | 07 November 2005 |
| CHEUNG Man Keung 張文強 | RO | 1 | 01 April 2003 | 07 November 2005 |
| CHEUNG Man Keung 張文強 | RO | 9 | 01 April 2003 | 25 January 2005 |
| CHEUNG Man Keung 張文強 | RO | 7 | 01 April 2003 | 25 January 2005 |
| CHEUNG Man Keung 張文強 | RO | 6 | 01 April 2003 | 25 January 2005 |
| CHOI Fung Yee 蔡鳳儀 | RE | 1 | 01 April 2003 | 31 December 2016 |
| CHOI Fung Yee 蔡鳳儀 | RE | 4 | 01 April 2003 | 31 December 2016 |
| CHOI Fung Yee 蔡鳳儀 | RE | 6 | 01 April 2003 | 04 November 2004 |
| CHOI Fung Yee 蔡鳳儀 | RE | 7 | 01 April 2003 | 04 November 2004 |
| CHOI Fung Yee 蔡鳳儀 | RE | 9 | 01 April 2003 | 04 November 2004 |
| FONG Wai Man Joy 方偉文 | RE | 1 | 15 June 2011 | 07 October 2013 |
| HO Kwok Wai, Gareth 何國偉 | RE | 1 | 05 November 2012 | |
| HO Kwok Wai, Gareth 何國偉 | RE | 4 | 26 November 2008 | 20 June 2011 |
| HO Kwok Wai, Gareth 何國偉 | RE | 1 | 26 November 2008 | 20 June 2011 |
| HO Man Kit 何文傑 | RE | 4 | 22 November 2022 | |
| HO Man Kit 何文傑 | RE | 1 | 22 November 2022 | |
| LAI Shek Wo 賴錫和 | RO | 4 | 18 March 2008 | |
| LAI Shek Wo 賴錫和 | RO | 1 | 18 March 2008 | |
| LAU Ka Man 劉嘉敏 | RE | 4 | 22 November 2022 | |
| LAU Ka Man 劉嘉敏 | RE | 1 | 22 November 2022 | |
| LAU Tung Shing 劉東成 | RE | 1 | 03 May 2012 | 30 June 2019 |
| LAU Wing Yi 劉詠儀 | RE | 1 | 05 November 2012 | 30 June 2019 |
| LAW Chui Ha, Joanne 羅翠霞 | RE | 1 | 03 May 2012 | 05 October 2022 |
| LEE Man Ching 李敏菁 | RE | 6 | 01 April 2003 | 31 July 2004 |
| LEE Man Ching 李敏菁 | RE | 9 | 01 April 2003 | 31 July 2004 |
| LEE Man Ching 李敏菁 | RE | 1 | 01 April 2003 | 31 July 2004 |
| LEE Man Ching 李敏菁 | RE | 7 | 01 April 2003 | 31 July 2004 |
| LEE Man Ching 李敏菁 | RE | 4 | 01 April 2003 | 31 July 2004 |
| LEUNG Wai Ha 梁惠霞 | RE | 4 | 01 April 2003 | 30 November 2018 |
| LEUNG Wai Ha 梁惠霞 | RE | 1 | 01 April 2003 | 30 November 2018 |
| LEUNG Wai Ha 梁惠霞 | RE | 6 | 01 April 2003 | 04 November 2004 |
| LEUNG Wai Ha 梁惠霞 | RE | 7 | 01 April 2003 | 04 November 2004 |
| LEUNG Wai Ha 梁惠霞 | RE | 9 | 01 April 2003 | 04 November 2004 |
| LI Dun Yuen, Daniel 李敦源 | RE | 1 | 02 March 2011 | 30 June 2019 |
| LIU Tsz Mei 廖子美 | RE | 1 | 01 April 2003 | 30 June 2019 |
| LIU Tsz Mei 廖子美 | RE | 4 | 01 April 2003 | 30 June 2019 |
| LIU Tsz Mei 廖子美 | RE | 6 | 01 April 2003 | 04 November 2004 |
| LIU Tsz Mei 廖子美 | RE | 9 | 01 April 2003 | 04 November 2004 |
| LIU Tsz Mei 廖子美 | RE | 7 | 01 April 2003 | 04 November 2004 |
| LO Kok Hong 盧覺康 | RO | 4 | 27 January 2023 | |
| LO Kok Hong 盧覺康 | RO | 1 | 27 January 2023 | |
| LO Kok Hong 盧覺康 | RE | 1 | 20 April 2012 | 27 January 2023 |
| LUI Wai Ling 呂慧鈴 | RE | 1 | 15 June 2011 | 20 November 2017 |
| MOK Hiu Yan 莫曉欣 | RE | 4 | 01 April 2003 | 30 June 2019 |
| MOK Hiu Yan 莫曉欣 | RE | 1 | 01 April 2003 | 30 June 2019 |
| MOK Hiu Yan 莫曉欣 | RE | 9 | 01 April 2003 | 04 November 2004 |
| MOK Hiu Yan 莫曉欣 | RE | 7 | 01 April 2003 | 04 November 2004 |
| MOK Hiu Yan 莫曉欣 | RE | 6 | 01 April 2003 | 04 November 2004 |
| NG Chi Wah 吳志華 | RE | 1 | 09 July 2007 | 26 February 2021 |
| POON Bo Ching 潘步程 | RO | 4 | 22 February 2008 | 11 September 2012 |
| POON Bo Ching 潘步程 | RO | 1 | 22 February 2008 | 11 September 2012 |
| TAM Kim Sing 談儉成 | RE | 4 | 20 June 2007 | 12 August 2010 |
| TAM Kim Sing 談儉成 | RE | 1 | 20 June 2007 | 12 August 2010 |
| TAM Kim Sing 談儉成 | RO | 4 | 21 December 2006 | 20 June 2007 |
| TAM Kim Sing 談儉成 | RO | 1 | 21 December 2006 | 20 June 2007 |
| TAM Siu Ling 譚少玲 | RO | 4 | 01 April 2003 | 07 January 2024 |
| TAM Siu Ling 譚少玲 | RO | 1 | 01 April 2003 | 07 January 2024 |
| TAM Siu Ling 譚少玲 | RO | 6 | 01 April 2003 | 25 January 2005 |
| TAM Siu Ling 譚少玲 | RO | 9 | 01 April 2003 | 25 January 2005 |
| TAM Siu Ling 譚少玲 | RO | 7 | 01 April 2003 | 25 January 2005 |
| WONG Muk Yiu 黃木耀 | RO | 4 | 02 November 2005 | 11 June 2009 |
| WONG Muk Yiu 黃木耀 | RO | 1 | 02 November 2005 | 11 June 2009 |
| WONG Tin Yu 黃天宇 | RE | 1 | 17 May 2004 | 27 May 2007 |
| WONG Wai Han 黃惠嫺 | RE | 4 | 04 January 2013 | 16 February 2022 |
| WONG Wai Han 黃惠嫺 | RE | 1 | 04 January 2013 | 16 February 2022 |
| WU Yuk Kwan 胡玉羣 | RE | 1 | 01 April 2003 | 16 October 2018 |
| WU Yuk Kwan 胡玉羣 | RE | 4 | 01 April 2003 | 16 October 2018 |
| WU Yuk Kwan 胡玉羣 | RE | 6 | 01 April 2003 | 04 November 2004 |
| WU Yuk Kwan 胡玉羣 | RE | 9 | 01 April 2003 | 04 November 2004 |
| WU Yuk Kwan 胡玉羣 | RE | 7 | 01 April 2003 | 04 November 2004 |
| XIONG Jun 熊俊 | RO | 4 | 22 November 2023 | |
| XIONG Jun 熊俊 | RO | 1 | 22 November 2023 | |
| XIONG Jun 熊俊 | RE | 4 | 27 September 2023 | 22 November 2023 |
| XIONG Jun 熊俊 | RE | 1 | 27 September 2023 | 22 November 2023 |
| YANG Yan 楊仁 | RO | 4 | 24 August 2009 | 18 November 2019 |
| YANG Yan 楊仁 | RO | 1 | 24 August 2009 | 18 November 2019 |
| YEUNG Kai Ming 楊啟明 | RO | 4 | 29 October 2015 | |
| YEUNG Kai Ming 楊啟明 | RO | 1 | 29 October 2015 | |
| YEUNG Kai Ming 楊啟明 | RE | 1 | 09 July 2007 | 29 October 2015 |
| YEUNG Wing Sim 楊穎嬋 | RE | 1 | 20 April 2012 | 04 March 2013 |
| YIP Chak Hang 葉澤恒 | RE | 4 | 02 March 2022 | |
| YIP Chak Hang 葉澤恒 | RE | 1 | 02 March 2022 | |
| YIU Ho Ching 姚浩清 | RE | 1 | 05 November 2012 | 24 July 2019 |
| YUNG Chi Hong 容志康 | RE | 1 | 20 April 2012 | 09 November 2015 |