SFC Licenceholders of CCB Securities Limited 建行證券有限公司
- CCB.Securities@asia.ccb.com
- Website
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Licenceholders | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CHAN Chi Bun 陳志賓 | RE | 9 | 05 August 2020 | 05 October 2020 |
| CHAN Chi Bun 陳志賓 | RE | 4 | 05 August 2020 | 05 October 2020 |
| CHAN Mo Ching, Christine 陳慕貞 | RE | 1 | 01 April 2003 | 25 February 2005 |
| CHAN Mo Ching, Christine 陳慕貞 | RE | 4 | 01 April 2003 | 02 September 2003 |
| CHAN Mo Ching, Christine 陳慕貞 | RE | 9 | 01 April 2003 | 02 September 2003 |
| CHAN Mo Ching, Christine 陳慕貞 | RE | 6 | 01 April 2003 | 02 September 2003 |
| CHEN Shanshan 陳姍姍 | RO | 1 | 01 February 2018 | 09 July 2019 |
| CHEN Shanshan 陳姍姍 | RE | 9 | 04 May 2017 | 09 July 2019 |
| CHEN Shanshan 陳姍姍 | RE | 4 | 04 May 2017 | 09 July 2019 |
| CHENG Tat Kin 鄭達堅 | RO | 9 | 01 April 2003 | 02 September 2003 |
| CHENG Tat Kin 鄭達堅 | RO | 4 | 01 April 2003 | 02 September 2003 |
| CHENG Tat Kin 鄭達堅 | RO | 6 | 01 April 2003 | 02 September 2003 |
| CHENG Tat Kin 鄭達堅 | RO | 1 | 01 April 2003 | |
| HO Cheuk Hang, Ryan 何卓恒 | RO | 1 | 20 January 2023 | |
| HO Cheuk Hang, Ryan 何卓恒 | RE | 1 | 11 November 2022 | 20 January 2023 |
| HO Ka Yee 何嘉誼 | RE | 1 | 18 July 2005 | |
| JIANG Yongning 江永宁 | RE | 9 | 23 January 2017 | 05 September 2019 |
| JIN Jing 金晶 | RE | 9 | 03 January 2018 | 24 June 2021 |
| JIN Jing 金晶 | RE | 4 | 03 January 2018 | 24 June 2021 |
| LAU Lai Ha 劉麗霞 | RE | 1 | 19 October 2006 | |
| LI Sai Cheong 李世昌 | RO | 1 | 01 April 2003 | 01 July 2022 |
| LI Sai Cheong 李世昌 | RO | 4 | 01 April 2003 | 02 September 2003 |
| LI Sai Cheong 李世昌 | RO | 6 | 01 April 2003 | 02 September 2003 |
| LI Sai Cheong 李世昌 | RO | 9 | 01 April 2003 | 02 September 2003 |
| LIU Lei 劉蕾 | RO | 9 | 14 November 2018 | 05 November 2019 |
| LIU Lei 劉蕾 | RO | 4 | 14 November 2018 | 05 November 2019 |
| LIU Xiaoyu 劉曉雨 | RE | 1 | 04 May 2020 | 13 March 2023 |
| LIU Xiaoyu 劉曉雨 | RE | 4 | 04 May 2020 | 13 March 2023 |
| LIU Xiaoyu 劉曉雨 | RE | 9 | 04 May 2020 | 13 March 2023 |
| LU Wan Li 陸萬里 | RO | 9 | 19 May 2017 | 30 June 2017 |
| LU Wan Li 陸萬里 | RE | 9 | 20 January 2017 | 19 May 2017 |
| NI Hanzi 倪晗子 | RE | 1 | 31 March 2022 | 12 July 2023 |
| NI Hanzi 倪晗子 | RE | 9 | 10 May 2021 | 12 July 2023 |
| NI Hanzi 倪晗子 | RE | 4 | 10 May 2021 | 12 July 2023 |
| SHIH Pui Ying 施佩瑛 | RE | 4 | 23 December 2021 | 13 January 2023 |
| SHIH Pui Ying 施佩瑛 | RE | 1 | 23 December 2021 | 13 January 2023 |
| SHIH Pui Ying 施佩瑛 | RE | 9 | 26 November 2021 | 13 January 2023 |
| TAM Wai Sum 譚惠心 | RE | 9 | 17 November 2016 | 24 November 2019 |
| TAM Wai Sum 譚惠心 | RE | 4 | 17 November 2016 | 24 November 2019 |
| TAO Chutian 陶楚恬 | RE | 9 | 23 January 2017 | 08 August 2019 |
| TSE Raymond 謝禮文 | RO | 1 | 05 January 2018 | 21 March 2018 |
| TSE Raymond 謝禮文 | RO | 9 | 20 June 2016 | 21 March 2018 |
| TSE Raymond 謝禮文 | RO | 4 | 20 June 2016 | 21 March 2018 |
| TSUI Chek Ming 徐澤明 | RE | 1 | 16 June 2003 | 17 June 2006 |
| TSUI Chek Ming 徐澤明 | RE | 9 | 16 June 2003 | 02 September 2003 |
| TSUI Chek Ming 徐澤明 | RE | 6 | 16 June 2003 | 02 September 2003 |
| TSUI Chek Ming 徐澤明 | RE | 4 | 16 June 2003 | 02 September 2003 |
| WAN Ka Yee, Michelle 溫嘉兒 | RE | 1 | 28 September 2007 | |
| WAN Ka Yee, Michelle 溫嘉兒 | RE | 1 | 01 April 2003 | 25 April 2005 |
| WAN Ka Yee, Michelle 溫嘉兒 | RE | 4 | 01 April 2003 | 02 September 2003 |
| WAN Ka Yee, Michelle 溫嘉兒 | RE | 6 | 01 April 2003 | 02 September 2003 |
| WAN Ka Yee, Michelle 溫嘉兒 | RE | 9 | 01 April 2003 | 02 September 2003 |
| WU Jieli 吳潔荔 | RE | 9 | 26 January 2017 | 05 September 2019 |
| XIE Zhiqiu 謝知秋 | RE | 9 | 25 April 2019 | 05 August 2019 |
| XIE Zhiqiu 謝知秋 | RE | 1 | 25 April 2019 | 05 August 2019 |
| XIE Zhiqiu 謝知秋 | RE | 4 | 25 April 2019 | 05 August 2019 |
| YAN Ka Lok 甄嘉樂 | RO | 1 | 12 December 2017 | 31 July 2019 |
| YAN Ka Lok 甄嘉樂 | RO | 9 | 20 June 2016 | 31 July 2019 |
| YAN Ka Lok 甄嘉樂 | RO | 4 | 20 June 2016 | 31 July 2019 |
| YAO Peng 姚鵬 | RO | 9 | 05 November 2019 | 31 July 2020 |
| YAO Peng 姚鵬 | RO | 4 | 05 November 2019 | 31 July 2020 |
| YEUNG Sin Chor, Jason 楊先楚 | RO | 9 | 28 June 2021 | 01 September 2023 |
| YEUNG Sin Chor, Jason 楊先楚 | RO | 4 | 28 June 2021 | 01 September 2023 |
| YEUNG Sin Chor, Jason 楊先楚 | RO | 1 | 28 June 2021 | 01 September 2023 |
| YI Zhe 易哲 | RE | 9 | 08 May 2019 | 07 August 2023 |
| YI Zhe 易哲 | RE | 4 | 08 May 2019 | 07 August 2023 |
| YI Zhe 易哲 | RE | 1 | 08 May 2019 | 07 August 2023 |
| YING Jianjia 應健佳 | RO | 4 | 10 April 2018 | 24 December 2021 |
| YING Jianjia 應健佳 | RO | 1 | 10 April 2018 | 24 December 2021 |
| YING Jianjia 應健佳 | RO | 9 | 07 February 2018 | 24 December 2021 |
| YIP Sai Ho, Desmond 葉世豪 | RE | 1 | 06 June 2005 | 02 May 2008 |
| ZHANG Ting 張婷 | RO | 9 | 21 July 2020 | 22 October 2021 |
| ZHANG Ting 張婷 | RO | 4 | 21 July 2020 | 22 October 2021 |
| ZHANG Ting 張婷 | RE | 9 | 28 February 2018 | 21 July 2020 |
| ZHAO He 趙赫 | RO | 9 | 22 December 2021 | 01 September 2023 |
| ZHAO He 趙赫 | RO | 4 | 22 December 2021 | 01 September 2023 |
| ZHAO He 趙赫 | RO | 1 | 22 December 2021 | 01 September 2023 |
| ZHAO He 趙赫 | RE | 4 | 08 November 2021 | 22 December 2021 |
| ZHAO He 趙赫 | RE | 1 | 08 November 2021 | 22 December 2021 |
| ZHAO He 趙赫 | RE | 9 | 19 October 2018 | 22 December 2021 |