SFC Licenceholders of First Shanghai Futures Limited 第一上海期貨有限公司
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Licenceholders | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CHAK Kam Piu 翟錦標 | RE | 2 | 01 April 2003 | 01 August 2014 |
| CHAK Kam Piu 翟錦標 | RE | 9 | 01 April 2003 | 10 August 2004 |
| CHAK Kam Piu 翟錦標 | RE | 5 | 01 April 2003 | 10 August 2004 |
| CHAK Kam Piu 翟錦標 | RE | 7 | 01 April 2003 | 05 September 2003 |
| CHAN Chau Kam 陳周金 | RE | 2 | 20 October 2020 | |
| CHAN Chi Ming, Simon 陳志明 | RE | 2 | 01 November 2004 | 31 March 2011 |
| CHAN Choi Hung 陳彩虹 | RE | 2 | 03 September 2009 | 14 October 2015 |
| CHAN Christina Simin 陳關思敏 | RE | 2 | 16 July 2015 | 03 January 2016 |
| CHAN Chun Wai 陳振為 | RE | 2 | 16 April 2020 | 30 June 2023 |
| CHAN Hon Wai, Bernard 陳漢偉 | RE | 9 | 01 April 2003 | 10 August 2004 |
| CHAN Hon Wai, Bernard 陳漢偉 | RE | 5 | 01 April 2003 | 10 August 2004 |
| CHAN Hon Wai, Bernard 陳漢偉 | RE | 7 | 01 April 2003 | 05 September 2003 |
| CHAN Hon Wai, Bernard 陳漢偉 | RE | 2 | 01 April 2003 | |
| CHAN Man Yan 陳文恩 | RE | 2 | 23 November 2011 | 24 April 2013 |
| CHAN Oi Lam 陳藹琳 | RE | 2 | 15 November 2021 | 19 January 2023 |
| CHAN Pang 陳鵬 | RE | 2 | 20 December 2005 | |
| CHAN Sok Yin, Sophia 陳淑妍 | RE | 2 | 18 November 2003 | 19 November 2003 |
| CHAN Wang Fai 陳宏輝 | RO | 2 | 04 February 2005 | 29 May 2009 |
| CHAN Wang Fai 陳宏輝 | RE | 2 | 01 April 2003 | 04 February 2005 |
| CHAN Wang Fai 陳宏輝 | RE | 5 | 01 April 2003 | 10 August 2004 |
| CHAN Wang Fai 陳宏輝 | RE | 9 | 01 April 2003 | 10 August 2004 |
| CHAN Wang Fai 陳宏輝 | RE | 7 | 01 April 2003 | 05 September 2003 |
| CHAN Yan Yan 陳欣欣 | RE | 2 | 03 April 2023 | |
| CHAN Yat Lam 陳日霖 | RE | 2 | 19 May 2014 | 14 June 2015 |
| CHAN Yuen Yee 陳婉兒 | RE | 7 | 26 May 2003 | 05 September 2003 |
| CHAN Yuen Yee 陳婉兒 | RE | 2 | 22 May 2003 | 29 October 2020 |
| CHEN Chao 陳超 | RE | 2 | 07 April 2008 | 14 August 2008 |
| CHEN Peili 陳培莉 | RE | 2 | 26 July 2005 | |
| CHENG Lit Fai 鄭烈輝 | RE | 2 | 01 April 2003 | 10 June 2011 |
| CHENG Lit Fai 鄭烈輝 | RE | 5 | 01 April 2003 | 10 August 2004 |
| CHENG Lit Fai 鄭烈輝 | RE | 9 | 01 April 2003 | 10 August 2004 |
| CHENG Lit Fai 鄭烈輝 | RE | 7 | 01 April 2003 | 05 September 2003 |
| CHENG Yuen Yi, Judy 鄭宛儀 | RE | 2 | 28 July 2003 | 06 July 2005 |
| CHENG Yuen Yi, Judy 鄭宛儀 | RE | 7 | 28 July 2003 | 05 September 2003 |
| CHEUK Hoi Ki 卓凱淇 | RE | 2 | 01 June 2018 | 24 June 2019 |
| CHEUK Yeung Shing 卓楊成 | RE | 2 | 05 August 2015 | 04 July 2017 |
| CHEUNG Chik Fai 張藉輝 | RE | 2 | 29 March 2023 | |
| CHEUNG Chik Fai 張藉輝 | RE | 2 | 01 April 2003 | 24 June 2022 |
| CHEUNG Chik Fai 張藉輝 | RE | 9 | 01 April 2003 | 11 August 2004 |
| CHEUNG Chik Fai 張藉輝 | RE | 5 | 01 April 2003 | 11 August 2004 |
| CHEUNG Chik Fai 張藉輝 | RE | 7 | 01 April 2003 | 05 September 2003 |
| CHEUNG Fung San 張鳳珊 | RE | 2 | 16 May 2003 | 13 March 2009 |
| CHEUNG Fung San 張鳳珊 | RE | 7 | 26 May 2003 | 05 September 2003 |
| CHEUNG Ping Kuen 張秉權 | RE | 2 | 22 May 2003 | |
| CHEUNG Ping Kuen 張秉權 | RE | 7 | 26 May 2003 | 05 September 2003 |
| CHEUNG Tik Lun 張迪倫 | RE | 2 | 13 August 2020 | 25 August 2020 |
| CHEUNG Yik Man 張益民 | RE | 2 | 18 March 2013 | 31 October 2018 |
| CHING Ah Chye 莊益才 | RO | 9 | 01 April 2003 | 18 July 2011 |
| CHING Ah Chye 莊益才 | RO | 5 | 01 April 2003 | 08 May 2019 |
| CHING Ah Chye 莊益才 | RO | 2 | 01 April 2003 | 08 May 2019 |
| CHING Ah Chye 莊益才 | RO | 7 | 01 April 2003 | 05 September 2003 |
| CHIU Siu Ngan 趙少雁 | RE | 2 | 23 April 2010 | 06 December 2010 |
| CHOW King Ling 鄒景玲 | RE | 2 | 26 February 2021 | 12 July 2022 |
| CHU Chun Shing 朱俊胜 | RE | 2 | 19 April 2017 | 04 October 2021 |
| CHU Wai Leung 朱偉良 | RE | 2 | 22 May 2003 | 30 September 2005 |
| CHU Wai Leung 朱偉良 | RE | 7 | 26 May 2003 | 05 September 2003 |
| CHUNG Chi Ming 鍾志明 | RE | 2 | 22 May 2003 | 17 June 2016 |
| CHUNG Chi Ming 鍾志明 | RE | 7 | 26 May 2003 | 05 September 2003 |
| CHUNG Ho Yin 鍾浩然 | RE | 2 | 17 December 2015 | 04 September 2019 |
| CHUNG Lai Kit 鍾禮杰 | RE | 2 | 02 January 2024 | 06 February 2024 |
| FAN Mei Mei 范微微 | RE | 2 | 20 June 2018 | 28 February 2021 |
| FANG Ming 方明 | RE | 2 | 01 April 2003 | 16 June 2008 |
| FANG Ming 方明 | RE | 5 | 01 April 2003 | 11 August 2004 |
| FANG Ming 方明 | RE | 9 | 01 April 2003 | 11 August 2004 |
| FANG Ming 方明 | RE | 7 | 01 April 2003 | 05 September 2003 |
| FOK Chi Hung 霍智鴻 | RE | 2 | 06 June 2016 | |
| FUNG Kwok Lun 馮國倫 | RE | 2 | 26 July 2018 | 03 November 2018 |
| GAO Mei 高梅 | RE | 2 | 08 June 2016 | |
| HO Chip Hang 何接恆 | RE | 5 | 01 April 2003 | 10 August 2004 |
| HO Chip Hang 何接恆 | RE | 9 | 01 April 2003 | 10 August 2004 |
| HO Chip Hang 何接恆 | RE | 7 | 01 April 2003 | 05 September 2003 |
| HO Chip Hang 何接恆 | RE | 2 | 01 April 2003 | |
| HO Chun Yu, Jonathan 何俊諭 | RE | 2 | 07 April 2020 | |
| HO Kar Loong, Kenneth 何家隆 | RE | 2 | 05 July 2012 | 31 July 2018 |
| HO Yui 何銳 | RE | 2 | 06 May 2010 | 19 August 2011 |
| HO Yui Kin, Michael 何銳堅 | RE | 2 | 01 April 2003 | 18 April 2003 |
| HO Yui Kin, Michael 何銳堅 | RE | 5 | 01 April 2003 | 18 April 2003 |
| HO Yui Kin, Michael 何銳堅 | RE | 9 | 01 April 2003 | 18 April 2003 |
| HO Yui Kin, Michael 何銳堅 | RE | 7 | 01 April 2003 | 18 April 2003 |
| HON Yi Kuen, Virginia 韓儀娟 | RE | 2 | 09 September 2013 | |
| HU Yi Ming 胡一鳴 | RE | 2 | 18 October 2004 | 23 May 2005 |
| HUI Yee Mei 許綺媚 | RE | 2 | 06 December 2013 | 15 October 2014 |
| HUNG Tsz Ching 洪紫晴 | RE | 2 | 28 December 2020 | 26 February 2021 |
| JIM Chu Sing 詹柱星 | RE | 2 | 12 April 2010 | 06 October 2016 |
| KAN Hin Chung 簡顯聰 | RE | 2 | 05 February 2018 | 08 March 2022 |
| KWAN Kam Hung 關錦雄 | RE | 2 | 16 March 2004 | 24 June 2004 |
| LAM Chue Him 林佇謙 | RE | 2 | 01 April 2003 | 18 July 2014 |
| LAM Chue Him 林佇謙 | RE | 5 | 01 April 2003 | 10 August 2004 |
| LAM Chue Him 林佇謙 | RE | 9 | 01 April 2003 | 10 August 2004 |
| LAM Chue Him 林佇謙 | RE | 7 | 01 April 2003 | 05 September 2003 |
| LAM Chun Bun 林晉彬 | RE | 2 | 09 August 2017 | 07 June 2019 |
| LAM Lok Tin, Timothy 林樂天 | RE | 2 | 15 May 2007 | 30 November 2007 |
| LAM Lun Tun 林龍敦 | RE | 2 | 09 December 2008 | 04 February 2012 |
| LAM Sing Kuen 林城乾 | RE | 2 | 23 February 2023 | |
| LAM Siu Wing Cynthia 林兆泳 | RE | 2 | 18 November 2008 | 30 June 2023 |
| LAM Sung Wai 林崇偉 | RE | 2 | 10 November 2016 | 20 April 2018 |
| LAU Chi Keung 劉志強 | RE | 2 | 07 April 2008 | |
| LAU Cho Ki 劉楚琪 | RE | 2 | 25 March 2024 | |
| LEE Chak Fai 李澤輝 | RE | 2 | 16 November 2015 | 16 March 2018 |
| LEE Chong Shan 李創山 | RE | 2 | 22 May 2003 | 30 September 2005 |
| LEE Chong Shan 李創山 | RE | 7 | 26 May 2003 | 05 September 2003 |
| LEE Chun Hung 李振鴻 | RE | 2 | 13 November 2018 | 03 April 2020 |
| LEE Kwun Hei 李冠禧 | RE | 2 | 28 August 2006 | 31 May 2007 |
| LEE Lok Man, Carol 李樂雯 | RE | 2 | 26 April 2010 | 27 April 2012 |
| LEE Tai Tong 李棣棠 | RE | 2 | 01 April 2003 | 06 February 2011 |
| LEE Tai Tong 李棣棠 | RE | 9 | 01 April 2003 | 10 August 2004 |
| LEE Tai Tong 李棣棠 | RE | 5 | 01 April 2003 | 10 August 2004 |
| LEE Tai Tong 李棣棠 | RE | 7 | 01 April 2003 | 05 September 2003 |
| LEE Ying Kei 李英琪 | RE | 2 | 01 April 2003 | 27 January 2006 |
| LEE Ying Kei 李英琪 | RE | 9 | 01 April 2003 | 10 August 2004 |
| LEE Ying Kei 李英琪 | RE | 5 | 01 April 2003 | 10 August 2004 |
| LEE Ying Kei 李英琪 | RE | 7 | 01 April 2003 | 05 September 2003 |
| LEUNG Chi Hung 梁志鴻 | RE | 2 | 26 May 2009 | |
| LEUNG Chi Shun 梁志信 | RE | 2 | 13 June 2008 | |
| LEUNG Chi Yuen, Stanley 梁志源 | RE | 2 | 22 May 2003 | |
| LEUNG Chi Yuen, Stanley 梁志源 | RE | 7 | 26 May 2003 | 05 September 2003 |
| LEUNG Rosanna 梁凱琳 | RE | 2 | 15 May 2007 | 31 January 2008 |
| LEUNG Soi Chi 梁瑞芝 | RE | 2 | 13 December 2019 | |
| LEUNG Wai Kei 梁煒基 | RE | 2 | 04 September 2020 | 23 March 2021 |
| LI Chi Keung Eliot 李智強 | RE | 2 | 11 January 2017 | |
| LI Chi Keung Eliot 李智強 | RE | 2 | 05 July 2013 | 19 May 2015 |
| LI Chun 李俊 | RE | 2 | 01 June 2018 | |
| LI Hang 李航 | RE | 2 | 30 March 2017 | |
| LI Kwok Hung 李國雄 | RO | 5 | 01 April 2003 | 30 June 2010 |
| LI Kwok Hung 李國雄 | RO | 2 | 01 April 2003 | 30 June 2010 |
| LI Kwok Hung 李國雄 | RO | 9 | 01 April 2003 | 30 June 2010 |
| LI Kwok Hung 李國雄 | RO | 7 | 01 April 2003 | 05 September 2003 |
| LIN Fong Ki 林芳奇 | RE | 2 | 21 May 2018 | 22 October 2021 |
| LO Ho Tak 盧浩德 | RE | 2 | 27 September 2011 | 31 October 2011 |
| LO Ho Yin 盧浩然 | RE | 2 | 21 January 2011 | |
| LO Kwok Loong, Sammy 羅國龍 | RO | 5 | 27 August 2019 | 21 October 2022 |
| LO Kwok Loong, Sammy 羅國龍 | RO | 2 | 30 November 2007 | 21 October 2022 |
| LO Kwok Loong, Sammy 羅國龍 | RE | 2 | 26 April 2003 | 30 November 2007 |
| LU Hui Bing 呂惠冰 | RE | 2 | 07 May 2021 | 06 July 2023 |
| LU Xiaoxun 陸曉遜 | RE | 5 | 20 May 2010 | 31 October 2012 |
| LUI Yuet Tin 呂悅天 | RE | 2 | 16 April 2020 | |
| MA Ming Chun 馬銘俊 | RE | 2 | 11 January 2010 | 30 June 2013 |
| MAK Man Lee 麥敏莉 | RE | 2 | 19 June 2018 | 28 February 2021 |
| MAK Siu Ming 麥小明 | RE | 2 | 16 April 2021 | |
| MAK Tin Yan 麥天恩 | RE | 2 | 19 July 2018 | 10 January 2021 |
| MO Man Yi 巫敏怡 | RE | 2 | 18 April 2016 | 28 April 2018 |
| NG Tsun Ho 吳浚浩 | RE | 2 | 28 October 2021 | 20 October 2023 |
| NGAI Hoi Chun 魏開俊 | RE | 2 | 07 August 2017 | 08 December 2017 |
| NGAN Chiu Chun 顏招駿 | RE | 5 | 29 July 2016 | 14 August 2018 |
| NGAN Chiu Chun 顏招駿 | RE | 2 | 18 January 2016 | 14 August 2018 |
| POON Chi Lam, Linda 潘芝琳 | RE | 9 | 01 April 2003 | 07 July 2003 |
| POON Chi Lam, Linda 潘芝琳 | RE | 7 | 01 April 2003 | 07 July 2003 |
| POON Chi Lam, Linda 潘芝琳 | RE | 5 | 01 April 2003 | 07 July 2003 |
| POON Chi Lam, Linda 潘芝琳 | RE | 2 | 01 April 2003 | 07 July 2003 |
| QIAN Mingjin 錢銘今 | RE | 2 | 06 October 2008 | |
| QIU Hong 邱紅 | RO | 2 | 11 July 2011 | |
| QIU Hong 邱紅 | RE | 2 | 28 June 2006 | 11 July 2011 |
| SAM Chi Yung 岑智勇 | RE | 5 | 16 March 2011 | 24 May 2013 |
| SHIM Chi Wing 單志榮 | RO | 2 | 18 January 2023 | |
| SHIM Chi Wing 單志榮 | RE | 2 | 01 December 2022 | 18 January 2023 |
| SHUM Chin Hong 沈展康 | RE | 2 | 01 June 2015 | 08 November 2015 |
| SHUM Chin Hong 沈展康 | RE | 2 | 06 August 2013 | 09 May 2014 |
| SIU Siu Ham, Jeffrey 蕭小涵 | RE | 2 | 14 October 2015 | 19 October 2016 |
| SO Chi Chiu 蘇志超 | RO | 5 | 03 September 2019 | |
| SO Chi Chiu 蘇志超 | RO | 2 | 11 August 2017 | |
| SO Chi Chiu 蘇志超 | RE | 5 | 29 July 2016 | 03 September 2019 |
| SO Chi Chiu 蘇志超 | RE | 2 | 20 June 2008 | 11 August 2017 |
| SO King Hang 蘇敬恒 | RE | 2 | 10 February 2022 | 30 November 2022 |
| SUN Chujie 孫楚杰 | RE | 2 | 21 April 2021 | 31 August 2023 |
| SUN Yiqing 孫一晴 | RE | 2 | 26 September 2013 | 20 November 2017 |
| SUNG Wai Kei 宋偉基 | RE | 2 | 27 September 2019 | 03 January 2021 |
| TAM Kai Yi, Kelly 譚啟兒 | RE | 2 | 24 April 2015 | 11 May 2017 |
| TANG Hon Sum 鄧漢森 | RE | 2 | 22 December 2017 | 19 June 2018 |
| TAO Shi 陶石 | RE | 2 | 03 November 2003 | 15 March 2008 |
| TENG Wenjia 滕文佳 | RE | 2 | 13 November 2019 | |
| TSE Ming Pong 謝明邦 | RE | 2 | 24 March 2017 | 07 April 2017 |
| TSUI Kwong Fai 徐光輝 | RE | 9 | 01 April 2003 | 10 August 2004 |
| TSUI Kwong Fai 徐光輝 | RE | 2 | 01 April 2003 | 04 March 2005 |
| TSUI Kwong Fai 徐光輝 | RE | 5 | 01 April 2003 | 10 August 2004 |
| TSUI Kwong Fai 徐光輝 | RE | 7 | 01 April 2003 | 05 September 2003 |
| WANG Baocheng 王宝成 | RE | 2 | 23 April 2008 | 31 March 2019 |
| WANG Lu 王璐 | RE | 5 | 01 April 2003 | 11 August 2004 |
| WANG Lu 王璐 | RE | 9 | 01 April 2003 | 11 August 2004 |
| WANG Lu 王璐 | RE | 2 | 01 April 2003 | 12 January 2006 |
| WANG Lu 王璐 | RE | 7 | 01 April 2003 | 05 September 2003 |
| WONG Bik Chi, Peggy 王碧枝 | RE | 2 | 06 June 2016 | |
| WONG Che Lik 黃自力 | RE | 2 | 29 June 2004 | 10 April 2006 |
| WONG Chi Ling 黃志凌 | RE | 2 | 22 May 2003 | 08 May 2009 |
| WONG Chi Ling 黃志凌 | RE | 7 | 26 May 2003 | 05 September 2003 |
| WONG Ching Tung 黃靖彤 | RE | 2 | 30 July 2018 | 14 August 2018 |
| WONG Gaam Ho 黃淦浩 | RE | 2 | 28 April 2014 | 30 April 2020 |
| WONG Horg Wang, Howard 王學宏 | RE | 9 | 01 April 2003 | 11 August 2004 |
| WONG Horg Wang, Howard 王學宏 | RE | 5 | 01 April 2003 | 11 August 2004 |
| WONG Horg Wang, Howard 王學宏 | RE | 2 | 01 April 2003 | 20 March 2006 |
| WONG Horg Wang, Howard 王學宏 | RE | 7 | 01 April 2003 | 05 September 2003 |
| WONG Ka Hing 黃嘉馨 | RE | 2 | 22 September 2005 | 21 February 2006 |
| WONG Ka Ho 黃家豪 | RE | 2 | 12 November 2021 | 04 January 2024 |
| WONG Tsz Kin 黃子健 | RE | 2 | 26 February 2021 | |
| WONG Yan Suet 王恩雪 | RE | 2 | 20 August 2015 | 27 November 2020 |
| WOO Tsing Yiu 胡政堯 | RE | 2 | 11 September 2008 | 13 August 2011 |
| YANG Jing 楊婧 | RE | 2 | 11 November 2014 | 02 January 2015 |
| YAU Choi Kan 邱再勤 | RE | 2 | 27 October 2020 | 23 October 2021 |
| YAU Siu Ling 邱少玲 | RE | 2 | 07 July 2004 | 02 December 2004 |
| YIP Chi Ho 葉志豪 | RO | 2 | 18 November 2022 | |
| YIP Chi Ho 葉志豪 | RE | 5 | 18 November 2022 | |
| YIP Chi Ho 葉志豪 | RE | 2 | 06 June 2016 | 18 November 2022 |
| YIP Kin Ching, Johnson 葉健清 | RE | 2 | 22 May 2003 | 30 September 2005 |
| YIP Kin Ching, Johnson 葉健清 | RE | 7 | 26 May 2003 | 05 September 2003 |
| YIP Sheung Chi 葉尚志 | RO | 2 | 05 October 2012 | |
| YIP Sheung Chi 葉尚志 | RO | 5 | 01 September 2010 | |
| YIP Sheung Chi 葉尚志 | RE | 2 | 01 April 2003 | 05 October 2012 |
| YIP Sheung Chi 葉尚志 | RE | 5 | 01 April 2003 | 01 September 2010 |
| YIP Sheung Chi 葉尚志 | RE | 9 | 01 April 2003 | 11 August 2004 |
| YIP Sheung Chi 葉尚志 | RE | 7 | 01 April 2003 | 05 September 2003 |
| YIU Ka Wing 姚嘉穎 | RE | 2 | 05 August 2022 | 24 March 2023 |
| YU Lam 余琳 | RE | 2 | 01 December 2017 | 13 April 2018 |
| YU Lam 余琳 | RE | 2 | 29 July 2009 | 21 September 2017 |
| YUEN Kin Wai 袁健偉 | RE | 2 | 08 September 2011 | 13 October 2017 |
| YUEN Kin Wai 袁健偉 | RE | 2 | 01 April 2003 | 31 July 2008 |
| YUEN Kin Wai 袁健偉 | RE | 9 | 01 April 2003 | 11 August 2004 |
| YUEN Kin Wai 袁健偉 | RE | 5 | 01 April 2003 | 11 August 2004 |
| YUEN Kin Wai 袁健偉 | RE | 7 | 01 April 2003 | 05 September 2003 |
| YUEN Man King 阮汶敬 | RE | 2 | 08 May 2020 | 23 July 2020 |
| YUNG Ki Fai 翁奇輝 | RE | 2 | 22 May 2003 | 04 June 2012 |
| YUNG Ki Fai 翁奇輝 | RE | 7 | 26 May 2003 | 05 September 2003 |
| ZHANG Aidi 張愛娣 | RE | 2 | 16 April 2007 | 03 May 2010 |
| ZHANG Li 張麗 | RE | 2 | 23 April 2020 | 27 May 2020 |
| ZHANG Yongjie 張永捷 | RE | 2 | 23 December 2003 | 06 May 2004 |
| ZHANG Zhanwei 張展為 | RE | 2 | 05 December 2008 | 03 March 2009 |
| ZHENG Shutao 鄭書濤 | RE | 2 | 02 June 2023 |