SFC Licenceholders of Daiwa Capital Markets Trading Hong Kong Limited 大和資本市場金融交易香港有限公司

Addresses
Level 28 One Pacific Place, 88 Queensway, Hong Kong
香港金鐘道88號太古廣場一期28樓
Level 26 One Pacific Place, 88 Queensway, Hong Kong
Level 29 One Pacific Place, 88 Queensway, Hong Kong
Email
Website

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Licenceholders Role Licences Start date End date
TERASAWA Satoshi RO 2 12 May 2015 31 March 2016
OKA Hironori RO 1 20 June 2011 31 March 2016
OKA Hironori RO 2 20 June 2011 31 March 2016
WONG Wai Yan 黃惠恩 RO 1 02 March 2015 01 January 2016
CHAN Wai Nga, Julia 陳慧雅 RE 1 15 January 2015 01 January 2016
WONG Sze Yuen, Ivan 王士元 RO 1 02 August 2013 09 March 2015
WONG Sze Yuen, Ivan 王士元 RE 2 03 July 2008 09 March 2015
CHAN Kin Wah 陳鍵華 RO 2 29 April 2008 12 January 2015
CHAN Chun Chung 陳振聰 RO 2 10 October 2007 12 January 2015
CHAN Kin Wah 陳鍵華 RO 1 15 February 2007 12 January 2015
CHAN Chun Chung 陳振聰 RE 1 15 May 2006 12 January 2015
CHENG Man Chi 鄭敏芝 RE 1 08 May 2006 12 January 2015
YEO Keng Chun 楊慶春 RE 2 03 July 2008 26 September 2014
YEO Keng Chun 楊慶春 RE 1 08 April 2008 26 September 2014
CHAN Kin Yu, Ronnie 陳建宇 RE 2 15 February 2008 16 January 2014
CHAN Kin Yu, Ronnie 陳建宇 RE 1 08 September 2004 16 January 2014
PARKER Henry Roger Jacques RE 1 22 July 2013 13 November 2013
WONG Wai Yan 黃惠恩 RO 1 21 June 2013 13 November 2013
SOULEYMAN Jan RE 1 27 April 2011 13 November 2013
YIP Man Yan, Abbie 葉文炘 RE 1 29 November 2010 13 November 2013
CHAN Wai Nga, Julia 陳慧雅 RE 1 02 November 2010 13 November 2013
JENN Marc Steven RE 1 27 November 2008 13 November 2013
LIU Yang 劉洋 RE 1 21 April 2011 28 September 2013
WONG Sze Yuen, Ivan 王士元 RE 1 30 January 2008 02 August 2013
WONG Wai Yan 黃惠恩 RE 1 02 November 2010 21 June 2013
KEY John Richard RE 1 02 November 2010 17 May 2013
BLANCHARD Dominique Jean Rene RE 1 14 April 2011 20 December 2012
BLANCHARD Dominique Jean Rene RE 2 14 April 2011 20 December 2012
WATANABE Naoki RE 1 02 November 2010 10 October 2012
LI Kathy 李嘉怡 RE 1 02 November 2010 20 June 2012
WONG Jinrong Andy 黃金融 RE 1 10 April 2012 13 April 2012
WONG Jinrong Andy 黃金融 RE 2 10 April 2012 13 April 2012
SARKIS David RE 2 20 November 2010 22 March 2012
SARKIS David RE 1 20 November 2010 22 March 2012
FESCHET Xavier, Boris RE 1 14 March 2011 20 March 2012
FESCHET Xavier, Boris RE 2 14 March 2011 20 March 2012
CHAN Yuk Bing 陳玉冰 RE 1 02 November 2010 16 March 2012
WONG Jinrong Andy 黃金融 RE 1 04 January 2011 17 February 2012
WONG Jinrong Andy 黃金融 RE 2 04 January 2011 17 February 2012
HORIAI Koji 堀合晃嗣 RE 1 24 May 2011 07 January 2012
HORIAI Koji 堀合晃嗣 RE 2 24 May 2011 07 January 2012
YU Ka Fai 余家輝 RE 2 03 July 2008 16 September 2011
YU Ka Fai 余家輝 RE 1 17 October 2005 16 September 2011
PANG On Ki 彭安琪 RE 1 02 November 2010 06 September 2011
PETIT-PASQUIER Julien RE 2 20 November 2010 03 September 2011
PETIT-PASQUIER Julien RE 1 20 November 2010 03 September 2011
LO Sui Yan, Rex 盧穗欣 RE 1 02 November 2010 03 September 2011
LEE Kit Shan 李潔珊 RE 1 02 November 2010 03 September 2011
KO Chi Wo 高志和 RE 1 02 November 2010 17 February 2011
CHU Wah Cheung 朱華章 RE 2 28 January 2008 22 November 2008
CHU Wah Cheung 朱華章 RE 1 17 May 2006 22 November 2008
CHAN Katherine 陳家歡 RE 1 17 November 2004 01 November 2008
CHIONG Sai Lung 張世龍 RE 1 17 May 2006 31 July 2007
CHAN Kin Wah 陳鍵華 RE 1 01 April 2003 15 February 2007
LAM Kwong Yu 林光宇 RE 1 17 October 2005 07 March 2006
CHAN Kin Wah 陳鍵華 RE 4 01 April 2003 17 September 2003
CHAN Kin Wah 陳鍵華 RE 6 01 April 2003 17 September 2003
CHAN Kin Wah 陳鍵華 RE 9 01 April 2003 17 September 2003