SFC Licenceholders of Daiwa Capital Markets Trading Hong Kong Limited 大和資本市場金融交易香港有限公司
- Addresses
- Level 28 One Pacific Place, 88 Queensway, Hong Kong
- 香港金鐘道88號太古廣場一期28樓
- Level 26 One Pacific Place, 88 Queensway, Hong Kong
- Level 29 One Pacific Place, 88 Queensway, Hong Kong
- Website
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Licenceholders | Role | Licences | Start date | End date |
|---|---|---|---|---|
| TERASAWA Satoshi | RO | 2 | 12 May 2015 | 31 March 2016 |
| OKA Hironori | RO | 1 | 20 June 2011 | 31 March 2016 |
| OKA Hironori | RO | 2 | 20 June 2011 | 31 March 2016 |
| WONG Wai Yan 黃惠恩 | RO | 1 | 02 March 2015 | 01 January 2016 |
| CHAN Wai Nga, Julia 陳慧雅 | RE | 1 | 15 January 2015 | 01 January 2016 |
| WONG Sze Yuen, Ivan 王士元 | RO | 1 | 02 August 2013 | 09 March 2015 |
| WONG Sze Yuen, Ivan 王士元 | RE | 2 | 03 July 2008 | 09 March 2015 |
| CHAN Kin Wah 陳鍵華 | RO | 2 | 29 April 2008 | 12 January 2015 |
| CHAN Chun Chung 陳振聰 | RO | 2 | 10 October 2007 | 12 January 2015 |
| CHAN Kin Wah 陳鍵華 | RO | 1 | 15 February 2007 | 12 January 2015 |
| CHAN Chun Chung 陳振聰 | RE | 1 | 15 May 2006 | 12 January 2015 |
| CHENG Man Chi 鄭敏芝 | RE | 1 | 08 May 2006 | 12 January 2015 |
| YEO Keng Chun 楊慶春 | RE | 2 | 03 July 2008 | 26 September 2014 |
| YEO Keng Chun 楊慶春 | RE | 1 | 08 April 2008 | 26 September 2014 |
| CHAN Kin Yu, Ronnie 陳建宇 | RE | 2 | 15 February 2008 | 16 January 2014 |
| CHAN Kin Yu, Ronnie 陳建宇 | RE | 1 | 08 September 2004 | 16 January 2014 |
| PARKER Henry Roger Jacques | RE | 1 | 22 July 2013 | 13 November 2013 |
| WONG Wai Yan 黃惠恩 | RO | 1 | 21 June 2013 | 13 November 2013 |
| SOULEYMAN Jan | RE | 1 | 27 April 2011 | 13 November 2013 |
| YIP Man Yan, Abbie 葉文炘 | RE | 1 | 29 November 2010 | 13 November 2013 |
| CHAN Wai Nga, Julia 陳慧雅 | RE | 1 | 02 November 2010 | 13 November 2013 |
| JENN Marc Steven | RE | 1 | 27 November 2008 | 13 November 2013 |
| LIU Yang 劉洋 | RE | 1 | 21 April 2011 | 28 September 2013 |
| WONG Sze Yuen, Ivan 王士元 | RE | 1 | 30 January 2008 | 02 August 2013 |
| WONG Wai Yan 黃惠恩 | RE | 1 | 02 November 2010 | 21 June 2013 |
| KEY John Richard | RE | 1 | 02 November 2010 | 17 May 2013 |
| BLANCHARD Dominique Jean Rene | RE | 1 | 14 April 2011 | 20 December 2012 |
| BLANCHARD Dominique Jean Rene | RE | 2 | 14 April 2011 | 20 December 2012 |
| WATANABE Naoki | RE | 1 | 02 November 2010 | 10 October 2012 |
| LI Kathy 李嘉怡 | RE | 1 | 02 November 2010 | 20 June 2012 |
| WONG Jinrong Andy 黃金融 | RE | 1 | 10 April 2012 | 13 April 2012 |
| WONG Jinrong Andy 黃金融 | RE | 2 | 10 April 2012 | 13 April 2012 |
| SARKIS David | RE | 2 | 20 November 2010 | 22 March 2012 |
| SARKIS David | RE | 1 | 20 November 2010 | 22 March 2012 |
| FESCHET Xavier, Boris | RE | 1 | 14 March 2011 | 20 March 2012 |
| FESCHET Xavier, Boris | RE | 2 | 14 March 2011 | 20 March 2012 |
| CHAN Yuk Bing 陳玉冰 | RE | 1 | 02 November 2010 | 16 March 2012 |
| WONG Jinrong Andy 黃金融 | RE | 1 | 04 January 2011 | 17 February 2012 |
| WONG Jinrong Andy 黃金融 | RE | 2 | 04 January 2011 | 17 February 2012 |
| HORIAI Koji 堀合晃嗣 | RE | 1 | 24 May 2011 | 07 January 2012 |
| HORIAI Koji 堀合晃嗣 | RE | 2 | 24 May 2011 | 07 January 2012 |
| YU Ka Fai 余家輝 | RE | 2 | 03 July 2008 | 16 September 2011 |
| YU Ka Fai 余家輝 | RE | 1 | 17 October 2005 | 16 September 2011 |
| PANG On Ki 彭安琪 | RE | 1 | 02 November 2010 | 06 September 2011 |
| PETIT-PASQUIER Julien | RE | 2 | 20 November 2010 | 03 September 2011 |
| PETIT-PASQUIER Julien | RE | 1 | 20 November 2010 | 03 September 2011 |
| LO Sui Yan, Rex 盧穗欣 | RE | 1 | 02 November 2010 | 03 September 2011 |
| LEE Kit Shan 李潔珊 | RE | 1 | 02 November 2010 | 03 September 2011 |
| KO Chi Wo 高志和 | RE | 1 | 02 November 2010 | 17 February 2011 |
| CHU Wah Cheung 朱華章 | RE | 2 | 28 January 2008 | 22 November 2008 |
| CHU Wah Cheung 朱華章 | RE | 1 | 17 May 2006 | 22 November 2008 |
| CHAN Katherine 陳家歡 | RE | 1 | 17 November 2004 | 01 November 2008 |
| CHIONG Sai Lung 張世龍 | RE | 1 | 17 May 2006 | 31 July 2007 |
| CHAN Kin Wah 陳鍵華 | RE | 1 | 01 April 2003 | 15 February 2007 |
| LAM Kwong Yu 林光宇 | RE | 1 | 17 October 2005 | 07 March 2006 |
| CHAN Kin Wah 陳鍵華 | RE | 4 | 01 April 2003 | 17 September 2003 |
| CHAN Kin Wah 陳鍵華 | RE | 6 | 01 April 2003 | 17 September 2003 |
| CHAN Kin Wah 陳鍵華 | RE | 9 | 01 April 2003 | 17 September 2003 |