SFC Licenceholders of Cepa Alliance Securities Limited 世博證券有限公司
- loreta@hk-cepa.com
- Website
- www.hk-cepa.com
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Licenceholders | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CHAN Kwong Shan 陳廣山 | RE | 1 | 04 February 2004 | 07 April 2004 |
| CHAU Li Hau 周李厚 | RO | 1 | 19 March 2010 | 31 May 2010 |
| CHAU Li Hau 周李厚 | RO | 1 | 20 June 2007 | 09 November 2007 |
| CHAU Li Hau 周李厚 | RO | 1 | 17 March 2004 | 28 December 2005 |
| CHEN Kin Shing 陳健成 | RO | 1 | 01 April 2003 | 17 March 2004 |
| CHEN Kin Shing 陳健成 | RO | 7 | 01 April 2003 | 21 July 2003 |
| CHEN Man Fai, Steven 陳文輝 | RO | 7 | 01 April 2003 | 21 July 2003 |
| CHEN Man Fai, Steven 陳文輝 | RO | 6 | 01 April 2003 | 12 August 2003 |
| CHEN Man Fai, Steven 陳文輝 | RO | 1 | 01 April 2003 | 12 August 2003 |
| CHING Che Man, Susanna 覃志敏 | RE | 7 | 01 April 2003 | 21 July 2003 |
| CHING Che Man, Susanna 覃志敏 | RE | 6 | 01 April 2003 | 12 August 2003 |
| CHING Che Man, Susanna 覃志敏 | RE | 1 | 01 April 2003 | 23 September 2003 |
| CHU Tai Wa 朱大華 | RE | 1 | 17 May 2005 | |
| HUI Hon Wing 許漢榮 | RO | 1 | 27 February 2004 | 01 July 2004 |
| HUI Hon Wing 許漢榮 | RE | 1 | 25 February 2004 | 27 February 2004 |
| IP Ching Wah Joyce 葉青樺 | RE | 7 | 01 April 2003 | 21 July 2003 |
| IP Ching Wah Joyce 葉青樺 | RE | 6 | 01 April 2003 | 12 August 2003 |
| IP Ching Wah Joyce 葉青樺 | RE | 1 | 01 April 2003 | 23 September 2003 |
| KWAN Chi Keung 關志強 | RO | 4 | 23 August 2012 | |
| KWAN Chi Keung 關志強 | RO | 1 | 18 May 2005 | |
| KWAN Chi Keung 關志強 | RE | 1 | 25 April 2005 | 18 May 2005 |
| LAI Yuet Yu, Ann 賴月如 | RE | 1 | 02 August 2004 | |
| LAM Sung Him, Gaston 林崇謙 | RE | 1 | 01 April 2003 | 23 September 2003 |
| LAM Sung Him, Gaston 林崇謙 | RE | 7 | 01 April 2003 | 21 July 2003 |
| LAM Sung Him, Gaston 林崇謙 | RE | 6 | 01 April 2003 | 12 August 2003 |
| LAU Kwok Ho 劉國豪 | RE | 1 | 01 April 2003 | 23 September 2003 |
| LAU Kwok Ho 劉國豪 | RE | 6 | 01 April 2003 | 12 August 2003 |
| LAU Kwok Ho 劉國豪 | RE | 7 | 01 April 2003 | 21 July 2003 |
| LAW Fung Ling, Viola 羅鳳玲 | RE | 1 | 19 July 2005 | 14 May 2010 |
| LEE Chi Wing 李志榮 | RE | 1 | 20 April 2006 | 27 November 2007 |
| LEE Kwan Wai 李君蔚 | RE | 7 | 01 April 2003 | 21 July 2003 |
| LEE Kwan Wai 李君蔚 | RE | 6 | 01 April 2003 | 12 August 2003 |
| LEE Kwan Wai 李君蔚 | RE | 1 | 01 April 2003 | 26 January 2004 |
| LEE Kwong Yiu 李光耀 | RE | 1 | 11 November 2013 | |
| LEE Vivian 李詠恆 | RE | 1 | 04 January 2016 | 29 February 2024 |
| LI Kwok Wing Meocre 李國榮 | RO | 1 | 01 April 2003 | 15 March 2004 |
| LI Kwok Wing Meocre 李國榮 | RO | 6 | 01 April 2003 | 12 August 2003 |
| LI Kwok Wing Meocre 李國榮 | RO | 7 | 01 April 2003 | 21 July 2003 |
| LO Chi Man 羅志文 | RE | 1 | 07 February 2005 | 08 August 2011 |
| LO Kwok Man, Jimmy 盧國文 | RE | 1 | 16 August 2007 | 22 June 2012 |
| NG Chi Ching 吳志清 | RE | 1 | 11 November 2013 | 30 June 2015 |
| NG Kai Ni 吳佳妮 | RE | 6 | 01 April 2003 | 12 August 2003 |
| NG Kai Ni 吳佳妮 | RE | 7 | 01 April 2003 | 21 July 2003 |
| NG Kai Ni 吳佳妮 | RE | 1 | 01 April 2003 | 13 August 2003 |
| NGAI Ling Kwan 魏令君 | RE | 1 | 25 April 2006 | 28 November 2008 |
| NGAI Ling Kwan 魏令君 | RE | 1 | 09 March 2004 | 31 May 2005 |
| ONG Milly 王美莉 | RO | 1 | 03 November 2006 | 29 February 2024 |
| POON Chiu Kwok 潘昭國 | RO | 1 | 01 April 2003 | 17 March 2004 |
| POON Chiu Kwok 潘昭國 | RO | 7 | 01 April 2003 | 21 July 2003 |
| POON Chiu Kwok 潘昭國 | RO | 6 | 01 April 2003 | 09 August 2003 |
| SO Kit Yan 蘇潔茵 | RE | 1 | 18 December 2012 | 09 March 2018 |
| TANG Tat Fu 鄧達富 | RE | 1 | 21 September 2006 | 05 August 2009 |
| TANG Tat Fu 鄧達富 | RE | 1 | 13 September 2004 | 24 July 2006 |
| TANG Wai Yi 鄧惠儀 | RE | 1 | 17 August 2004 | 21 August 2013 |
| TO Siu Hung 杜兆雄 | RE | 1 | 21 May 2004 | 13 January 2012 |
| TSANG Ho Kei 曾浩基 | RE | 4 | 23 January 2018 | |
| TSANG Ho Kei 曾浩基 | RE | 1 | 08 April 2015 | |
| TSANG Ho Kei 曾浩基 | RE | 1 | 05 November 2012 | 07 March 2014 |
| TSANG Wai Ching 曾惠貞 | RE | 6 | 01 April 2003 | 12 August 2003 |
| TSANG Wai Ching 曾惠貞 | RE | 1 | 01 April 2003 | 13 August 2003 |
| TSANG Wai Ching 曾惠貞 | RE | 7 | 01 April 2003 | 21 July 2003 |
| WONG Chi Chiu, Alie 黃子超 | RO | 4 | 13 October 2017 | |
| WONG Chi Chiu, Alie 黃子超 | RO | 1 | 13 October 2017 | |
| WONG Chi Chiu, Alie 黃子超 | RE | 1 | 13 April 2005 | 13 October 2017 |
| WONG Chi Chiu, Alie 黃子超 | RO | 1 | 09 June 2004 | 13 April 2005 |
| WONG Chi Chiu, Alie 黃子超 | RE | 1 | 31 March 2004 | 09 June 2004 |
| WONG Chi Kin 黃志堅 | RE | 6 | 01 April 2003 | 12 August 2003 |
| WONG Chi Kin 黃志堅 | RE | 7 | 01 April 2003 | 21 July 2003 |
| WONG Chi Kin 黃志堅 | RE | 1 | 01 April 2003 | 13 August 2003 |
| WONG Chi Lok 黃之樂 | RE | 1 | 08 December 2009 | 07 October 2011 |
| WONG Hung Lup 王鴻立 | RE | 1 | 23 March 2004 | 01 July 2004 |
| WONG Hung To 黃洪濤 | RE | 6 | 01 April 2003 | 12 August 2003 |
| WONG Hung To 黃洪濤 | RE | 7 | 01 April 2003 | 21 July 2003 |
| WONG Hung To 黃洪濤 | RE | 1 | 01 April 2003 | 13 August 2003 |
| WONG Suk Ping 黃淑萍 | RE | 1 | 14 October 2003 | 01 March 2004 |
| WONG Yu Chiu 黃宇超 | RO | 4 | 23 August 2012 | |
| WONG Yu Chiu 黃宇超 | RO | 1 | 12 October 2011 | |
| WU Kwan Fong, Gina 胡羣芳 | RE | 1 | 24 January 2005 | 31 March 2005 |
| YAN Kam Cheong 殷鑑昌 | RE | 7 | 01 April 2003 | 21 July 2003 |
| YAN Kam Cheong 殷鑑昌 | RE | 6 | 01 April 2003 | 12 August 2003 |
| YAN Kam Cheong 殷鑑昌 | RE | 1 | 01 April 2003 | 24 September 2003 |
| YAU Chi Man, Christopher 邱志民 | RE | 7 | 01 April 2003 | 21 July 2003 |
| YAU Chi Man, Christopher 邱志民 | RE | 6 | 01 April 2003 | 12 August 2003 |
| YAU Chi Man, Christopher 邱志民 | RE | 1 | 01 April 2003 | 23 September 2003 |
| YAU Kai Yu 丘佳瑜 | RE | 1 | 17 August 2015 | 30 September 2015 |
| YU Yin Chung, Peter 余硯頌 | RE | 4 | 31 August 2023 | 31 December 2023 |
| YU Yin Chung, Peter 余硯頌 | RE | 1 | 31 August 2023 | 31 December 2023 |
| YU Yin Chung, Peter 余硯頌 | RO | 4 | 14 December 2017 | 31 August 2023 |
| YU Yin Chung, Peter 余硯頌 | RO | 1 | 25 November 2004 | 31 August 2023 |
| YU Yin Chung, Peter 余硯頌 | RE | 1 | 02 August 2004 | 25 November 2004 |
| ZHANG Weidong 張衛東 | RE | 7 | 01 April 2003 | 16 May 2003 |
| ZHANG Weidong 張衛東 | RE | 6 | 01 April 2003 | 16 May 2003 |
| ZHANG Weidong 張衛東 | RE | 1 | 01 April 2003 | 16 May 2003 |