SFC Licenceholders of Mason Investment Management Limited 茂宸投資管理有限公司
- mim@masonhk.com
- Website
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Licenceholders | Role | Licences | Start date | End date |
|---|---|---|---|---|
| AU-YEUNG Kam Kay 歐陽錦基 | RO | 9 | 12 August 2010 | 30 April 2013 |
| AU-YEUNG Kam Kay 歐陽錦基 | RO | 4 | 12 August 2010 | 30 April 2013 |
| AU-YEUNG Kam Kay 歐陽錦基 | RE | 9 | 12 July 2010 | 12 August 2010 |
| AU-YEUNG Kam Kay 歐陽錦基 | RE | 4 | 12 July 2010 | 12 August 2010 |
| CHAN Carman Wing Yan 陳詠欣 | RO | 9 | 28 December 2011 | 27 January 2015 |
| CHAN Carman Wing Yan 陳詠欣 | RO | 4 | 28 December 2011 | 27 January 2015 |
| CHAN Carman Wing Yan 陳詠欣 | RE | 9 | 17 October 2011 | 28 December 2011 |
| CHAN Carman Wing Yan 陳詠欣 | RE | 4 | 17 October 2011 | 28 December 2011 |
| CHAN Chi Hang 陳志恆 | RO | 9 | 22 October 2013 | 29 December 2014 |
| CHAN Chi Hang 陳志恆 | RO | 4 | 08 July 2013 | 29 December 2014 |
| CHAN Chi Hang 陳志恆 | RE | 4 | 13 June 2013 | 08 July 2013 |
| CHAN Chi Wo 陳志和 | RO | 1 | 01 November 2021 | 26 November 2021 |
| CHAN Chi Wo 陳志和 | RO | 4 | 01 November 2021 | 26 November 2021 |
| CHAN Ching Kit 陳正傑 | RO | 9 | 10 August 2016 | 15 September 2016 |
| CHAN Ching Kit 陳正傑 | RO | 4 | 10 August 2016 | 15 September 2016 |
| CHAN Kit Wai 陳傑偉 | RO | 1 | 26 March 2020 | 05 March 2021 |
| CHAN Kit Wai 陳傑偉 | RO | 4 | 26 March 2020 | 05 March 2021 |
| CHAN Kok Chung, Johnny 陳覺忠 | RE | 1 | 14 June 2019 | 21 October 2019 |
| CHAN Kok Chung, Johnny 陳覺忠 | RO | 9 | 28 November 2016 | 21 October 2019 |
| CHAN Kok Chung, Johnny 陳覺忠 | RO | 4 | 28 November 2016 | 21 October 2019 |
| CHAN Kwong Yuen 陳廣源 | RE | 1 | 24 May 2019 | 15 October 2019 |
| CHAN Kwong Yuen 陳廣源 | RE | 4 | 15 May 2018 | 15 October 2019 |
| CHAN Kwong Yuen 陳廣源 | RE | 9 | 15 May 2018 | 15 October 2019 |
| CHAN Kwun Siu, Frankie 陳冠兆 | RE | 1 | 21 January 2022 | 11 April 2023 |
| CHAN Kwun Siu, Frankie 陳冠兆 | RO | 9 | 11 April 2023 | |
| CHAN Kwun Siu, Frankie 陳冠兆 | RO | 4 | 11 April 2023 | |
| CHAN Kwun Siu, Frankie 陳冠兆 | RO | 1 | 11 April 2023 | |
| CHAN Kwun Siu, Frankie 陳冠兆 | RE | 9 | 21 January 2022 | 11 April 2023 |
| CHAN Kwun Siu, Frankie 陳冠兆 | RE | 4 | 21 January 2022 | 11 April 2023 |
| CHAN Shek Wah 陳錫華 | RO | 9 | 01 April 2003 | 23 March 2010 |
| CHAN Shek Wah 陳錫華 | RO | 4 | 01 April 2003 | 23 March 2010 |
| CHAN Wan Ying, Debby 陳韻盈 | RE | 1 | 03 June 2019 | 31 October 2019 |
| CHAN Wan Ying, Debby 陳韻盈 | RE | 9 | 06 September 2018 | 21 November 2018 |
| CHAN Wan Ying, Debby 陳韻盈 | RO | 9 | 21 November 2018 | 31 October 2019 |
| CHAN Wan Ying, Debby 陳韻盈 | RE | 4 | 06 September 2018 | 31 October 2019 |
| CHANG Yan Wing 張潤榮 | RO | 9 | 20 January 2010 | 13 February 2010 |
| CHANG Yan Wing 張潤榮 | RO | 4 | 20 January 2010 | 13 February 2010 |
| CHEUNG Kwok Yan 張國仁 | RO | 4 | 11 March 2022 | |
| CHEUNG Kwok Yan 張國仁 | RO | 1 | 11 March 2022 | |
| CHEUNG Man Kuk 張文谷 | RO | 1 | 22 March 2019 | 29 November 2019 |
| CHEUNG Man Kuk 張文谷 | RO | 4 | 21 June 2018 | 29 November 2019 |
| CHEUNG Man Kuk 張文谷 | RO | 9 | 21 June 2018 | 29 November 2019 |
| CHEUNG Man Kuk 張文谷 | RE | 4 | 05 February 2018 | 21 June 2018 |
| CHEUNG Man Kuk 張文谷 | RE | 9 | 05 February 2018 | 21 June 2018 |
| CHEUNG Man Yu 張文裕 | RE | 9 | 24 February 2021 | 07 May 2021 |
| CHEUNG Man Yu 張文裕 | RE | 1 | 24 February 2021 | 07 May 2021 |
| CHEUNG Man Yu 張文裕 | RE | 4 | 24 February 2021 | 07 May 2021 |
| CHONG Ka Yee 莊嘉誼 | RO | 9 | 22 April 2020 | 30 July 2020 |
| CHOW Wai Man, Ronny 周偉民 | RO | 1 | 04 October 2021 | |
| CHOW Wai Man, Ronny 周偉民 | RO | 4 | 04 October 2021 | |
| CHOW Wai Man, Ronny 周偉民 | RO | 9 | 04 October 2021 | |
| CHU Chi Ho, Ian 朱智豪 | RE | 9 | 07 April 2009 | 18 January 2010 |
| CHUI Hui Chun, Charles 崔栩焌 | RE | 4 | 08 March 2019 | 01 November 2019 |
| CHUI Hui Chun, Charles 崔栩焌 | RE | 9 | 08 April 2019 | 01 November 2019 |
| CHUI Hui Chun, Charles 崔栩焌 | RE | 1 | 24 May 2019 | 01 November 2019 |
| FAN King Chi, Kenneth 范敬智 | RO | 9 | 13 February 2015 | 10 January 2017 |
| FAN King Chi, Kenneth 范敬智 | RO | 4 | 13 February 2015 | 10 January 2017 |
| FU Wing Yan 符詠因 | RE | 4 | 15 July 2021 | 05 June 2022 |
| FU Wing Yan 符詠因 | RE | 1 | 15 July 2021 | 05 June 2022 |
| FU Wing Yan 符詠因 | RE | 9 | 15 July 2021 | 05 June 2022 |
| GENG Xiaohui 耿曉暉 | RE | 4 | 09 April 2021 | 22 March 2024 |
| GENG Xiaohui 耿曉暉 | RE | 9 | 09 April 2021 | 22 March 2024 |
| GENG Xiaohui 耿曉暉 | RE | 1 | 09 April 2021 | 22 March 2024 |
| GUO Yang 郭阳 | RE | 9 | 20 April 2018 | 30 June 2019 |
| GUO Yang 郭阳 | RE | 4 | 20 April 2018 | 30 June 2019 |
| HUI Ho Lok 許可樂 | RE | 9 | 23 September 2019 | 08 November 2019 |
| HUI Ho Lok 許可樂 | RE | 1 | 23 September 2019 | 08 November 2019 |
| HUI Ho Lok 許可樂 | RE | 4 | 23 September 2019 | 08 November 2019 |
| HUI Quincy Kwong Hei 許廣熙 | RE | 9 | 09 May 2011 | 06 September 2012 |
| HUI Quincy Kwong Hei 許廣熙 | RE | 4 | 19 October 2010 | 06 September 2012 |
| KOO Ka Lai 古嘉麗 | RO | 9 | 22 August 2012 | 31 January 2015 |
| KOO Ka Lai 古嘉麗 | RO | 4 | 18 May 2012 | 31 January 2015 |
| LAI Kwai Chun 黎桂珍 | RO | 1 | 08 July 2019 | 14 February 2020 |
| LAM Kin Wing Mitchell 林健榮 | RE | 1 | 10 June 2019 | 15 October 2019 |
| LAM Kin Wing Mitchell 林健榮 | RE | 9 | 15 May 2018 | 15 October 2019 |
| LAM Kin Wing Mitchell 林健榮 | RE | 4 | 15 May 2018 | 15 October 2019 |
| LEE Ka Ho 李家豪 | RE | 1 | 03 June 2019 | 15 November 2019 |
| LEE Ka Ho 李家豪 | RE | 4 | 17 September 2018 | 15 November 2019 |
| LEE Ka Ho 李家豪 | RE | 9 | 17 September 2018 | 15 November 2019 |
| LEE Yuen Tsun 李遠浚 | RO | 1 | 26 September 2023 | 19 October 2023 |
| LEE Yuen Tsun 李遠浚 | RE | 9 | 18 May 2023 | 19 October 2023 |
| LEE Yuen Tsun 李遠浚 | RE | 4 | 18 May 2023 | 26 September 2023 |
| LEE Yuen Tsun 李遠浚 | RE | 1 | 18 May 2023 | 26 September 2023 |
| LEE Yuen Tsun 李遠浚 | RO | 4 | 26 September 2023 | 19 October 2023 |
| LEUNG Chi Chung 梁志聰 | RO | 4 | 13 April 2015 | 04 December 2015 |
| LEUNG Chi Chung 梁志聰 | RE | 4 | 04 March 2015 | 13 April 2015 |
| LEUNG Chi Kit, Jansen 梁志傑 | RE | 9 | 30 April 2015 | 19 June 2016 |
| LEUNG Chi Ming 梁志明 | RO | 9 | 22 December 2016 | 31 July 2018 |
| LEUNG Chi Ming 梁志明 | RO | 4 | 22 December 2016 | 31 July 2018 |
| LEUNG Chun Keung 梁振強 | RO | 9 | 27 July 2018 | 14 November 2019 |
| LEUNG Chun Keung 梁振強 | RO | 4 | 27 July 2018 | 14 November 2019 |
| LEUNG Chun Keung 梁振強 | RE | 9 | 04 July 2018 | 27 July 2018 |
| LEUNG Chun Keung 梁振強 | RE | 4 | 04 July 2018 | 27 July 2018 |
| LEUNG Shek Tin 梁碩天 | RE | 1 | 23 April 2021 | 04 June 2021 |
| LEUNG Shek Tin 梁碩天 | RE | 4 | 23 April 2021 | 04 June 2021 |
| LEUNG Shek Tin 梁碩天 | RE | 9 | 23 April 2021 | 04 June 2021 |
| LIANG Rong 梁蓉 | RE | 4 | 20 March 2019 | 13 December 2019 |
| LIANG Rong 梁蓉 | RE | 9 | 20 March 2019 | 13 December 2019 |
| LIANG Rong 梁蓉 | RE | 1 | 25 June 2019 | 13 December 2019 |
| LIANG Ying 梁莹 | RE | 4 | 01 June 2018 | 29 February 2020 |
| LIANG Ying 梁莹 | RE | 9 | 01 June 2018 | 29 February 2020 |
| LIN John Sian-Zu 林相如 | RO | 9 | 23 December 2016 | 13 November 2019 |
| LIN John Sian-Zu 林相如 | RO | 4 | 23 December 2016 | 13 November 2019 |
| LO Kai, Lawrence 盧騏 | RE | 4 | 19 March 2018 | 11 May 2018 |
| LO Kai, Lawrence 盧騏 | RE | 9 | 19 March 2018 | 11 May 2018 |
| LUI Chi Hang 呂志恒 | RO | 1 | 22 March 2019 | 29 April 2020 |
| LUI Chi Hang 呂志恒 | RO | 9 | 19 December 2017 | 29 April 2020 |
| LUI Chi Hang 呂志恒 | RO | 4 | 19 December 2017 | 29 April 2020 |
| LUI Chi Hang 呂志恒 | RE | 9 | 27 September 2017 | 19 December 2017 |
| LUI Chi Hang 呂志恒 | RE | 4 | 27 September 2017 | 19 December 2017 |
| NG Kelvin Pak Tao 吳栢濤 | RE | 9 | 30 August 2021 | 08 September 2021 |
| NG Kelvin Pak Tao 吳栢濤 | RE | 4 | 29 January 2021 | 08 September 2021 |
| NG Kelvin Pak Tao 吳栢濤 | RE | 1 | 29 January 2021 | 21 June 2021 |
| NG Kelvin Pak Tao 吳栢濤 | RO | 1 | 21 June 2021 | 08 September 2021 |
| NG Sock Meng, Doris | RE | 4 | 29 April 2019 | 18 December 2019 |
| NG Sock Meng, Doris | RE | 1 | 24 May 2019 | 18 December 2019 |
| NG Sock Meng, Doris | RE | 9 | 24 May 2019 | 18 December 2019 |
| NG Tsz Huen 吳梓烜 | RE | 1 | 24 May 2019 | 21 October 2019 |
| NG Tsz Huen 吳梓烜 | RE | 9 | 28 December 2018 | 21 October 2019 |
| NG Tsz Huen 吳梓烜 | RE | 4 | 14 November 2018 | 21 October 2019 |
| PANG Shuen Wai, Nichols 彭宣衞 | RO | 9 | 01 April 2003 | 01 July 2006 |
| PANG Shuen Wai, Nichols 彭宣衞 | RO | 4 | 01 April 2003 | 01 July 2006 |
| PENG An 彭安 | RE | 1 | 03 June 2019 | 24 November 2020 |
| PENG An 彭安 | RE | 4 | 03 June 2019 | 24 November 2020 |
| PENG Jia 彭佳 | RE | 9 | 31 December 2013 | 19 June 2016 |
| PENG Jia 彭佳 | RE | 4 | 31 December 2013 | 19 June 2016 |
| QIAO Yong 喬雍 | RE | 9 | 13 February 2019 | 03 April 2020 |
| QIAO Yong 喬雍 | RE | 1 | 24 May 2019 | 03 April 2020 |
| QIAO Yong 喬雍 | RE | 4 | 13 February 2019 | 03 April 2020 |
| RATTIWAT Samson 范頌才 | RO | 4 | 01 April 2003 | 26 March 2004 |
| RATTIWAT Samson 范頌才 | RO | 9 | 01 April 2003 | 26 March 2004 |
| TAI Yuen Fai, Patricia 戴婉暉 | RE | 1 | 17 June 2019 | 14 September 2019 |
| TAI Yuen Fai, Patricia 戴婉暉 | RE | 4 | 19 November 2018 | 14 September 2019 |
| TAI Yuen Fai, Patricia 戴婉暉 | RE | 9 | 19 November 2018 | 14 September 2019 |
| TAKAHASHI Shigenori 高橋繁典 | RO | 4 | 20 September 2019 | 31 December 2019 |
| TAKAHASHI Shigenori 高橋繁典 | RO | 9 | 20 September 2019 | 31 December 2019 |
| TAN Dao Shen 陳道燊 | RO | 9 | 22 June 2015 | 01 April 2016 |
| TAN Dao Shen 陳道燊 | RO | 4 | 22 June 2015 | 01 April 2016 |
| TONG Hei Ming, Andrew 唐熹明 | RO | 1 | 22 March 2019 | 22 October 2019 |
| TONG Hei Ming, Andrew 唐熹明 | RO | 4 | 11 July 2018 | 22 October 2019 |
| TONG Hei Ming, Andrew 唐熹明 | RO | 9 | 11 July 2018 | 22 October 2019 |
| TONG Hei Ming, Andrew 唐熹明 | RE | 9 | 31 January 2018 | 11 July 2018 |
| TONG Hei Ming, Andrew 唐熹明 | RE | 4 | 31 January 2018 | 11 July 2018 |
| TONG Yi 佟毅 | RE | 9 | 16 August 2023 | 01 March 2024 |
| TONG Yi 佟毅 | RE | 4 | 16 August 2023 | 01 March 2024 |
| TONG Yi 佟毅 | RE | 1 | 16 August 2023 | 01 March 2024 |
| TSANG Heddy 曾愷悌 | RO | 1 | 22 March 2019 | 30 August 2019 |
| TSANG Heddy 曾愷悌 | RE | 4 | 13 July 2018 | 13 September 2018 |
| TSANG Heddy 曾愷悌 | RE | 9 | 13 July 2018 | 30 August 2019 |
| TSANG Heddy 曾愷悌 | RO | 4 | 13 September 2018 | 30 August 2019 |
| TSOI Shing Hong, Bruce 蔡承康 | RE | 1 | 14 June 2019 | 29 May 2020 |
| WONG Chan Wing 王燦榮 | RO | 9 | 29 December 2014 | 15 February 2016 |
| WONG Chan Wing 王燦榮 | RO | 4 | 29 December 2014 | 15 February 2016 |
| WONG Foelan 黃富仁 | RO | 9 | 23 February 2010 | 01 July 2012 |
| WONG Foelan 黃富仁 | RO | 4 | 23 February 2010 | 01 July 2012 |
| WONG Foelan 黃富仁 | RO | 9 | 11 June 2007 | 01 July 2008 |
| WONG Foelan 黃富仁 | RO | 4 | 11 June 2007 | 01 July 2008 |
| WONG Hoi Ki 黃海祺 | RE | 9 | 25 May 2021 | 09 July 2021 |
| WONG Hoi Ki 黃海祺 | RE | 4 | 25 May 2021 | 09 July 2021 |
| WONG Hoi Ki 黃海祺 | RE | 1 | 25 May 2021 | 09 July 2021 |
| WONG Tsz San 黃子燊 | RO | 4 | 20 May 2022 | 20 May 2023 |
| WONG Tsz San 黃子燊 | RO | 9 | 20 May 2022 | 20 May 2023 |
| WONG Tsz San 黃子燊 | RO | 1 | 20 May 2022 | 20 May 2023 |
| WONG Yui Ho 王銳豪 | RO | 9 | 17 March 2021 | 24 February 2023 |
| WONG Yui Ho 王銳豪 | RO | 1 | 17 March 2021 | 24 February 2023 |
| WONG Yui Ho 王銳豪 | RO | 4 | 13 July 2021 | 24 February 2023 |
| WONG Yui Ho 王銳豪 | RE | 4 | 17 March 2021 | 13 July 2021 |
| XIAO Jian 蕭建 | RE | 9 | 27 November 2017 | 15 November 2018 |
| XIAO Jian 蕭建 | RE | 4 | 27 November 2017 | 15 November 2018 |
| YANG Geng 楊賡 | RE | 9 | 01 March 2018 | 31 March 2019 |
| YANG Geng 楊賡 | RE | 4 | 01 March 2018 | 31 March 2019 |
| YANG Tao 楊濤 | RE | 9 | 08 June 2021 | 31 January 2023 |
| YANG Tao 楊濤 | RE | 4 | 08 June 2021 | 31 January 2023 |
| YANG Tao 楊濤 | RE | 1 | 08 June 2021 | 31 January 2023 |
| YAP Wai Tso, Joseph 葉偉祖 | RO | 9 | 01 September 2008 | 23 May 2010 |
| YAP Wai Tso, Joseph 葉偉祖 | RO | 4 | 01 September 2008 | 23 May 2010 |
| YEUNG Shu Fan 楊樹勳 | RO | 9 | 05 January 2017 | 10 November 2017 |
| YEUNG Shu Fan 楊樹勳 | RO | 4 | 05 January 2017 | 10 November 2017 |
| YEUNG Shu Fan 楊樹勳 | RE | 9 | 09 November 2016 | 05 January 2017 |
| YEUNG Shu Fan 楊樹勳 | RE | 4 | 09 November 2016 | 05 January 2017 |
| YI Na 伊娜 | RE | 1 | 25 June 2019 | 27 March 2020 |
| YI Na 伊娜 | RE | 9 | 03 April 2018 | 27 March 2020 |
| YI Na 伊娜 | RE | 4 | 03 April 2018 | 27 March 2020 |
| ZHANG Zhenyi 張振義 | RE | 4 | 10 December 2021 | |
| ZHANG Zhenyi 張振義 | RE | 1 | 10 December 2021 | |
| ZHANG Zhenyi 張振義 | RE | 9 | 09 July 2021 |