SFC Licenceholders of Pyrmont Wealth Management Limited 本盟財富管理有限公司
- info@pyrmontwm.com
- Website
- www.pyrmontwm.com
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Licenceholders | Role | Licences | Start date | End date |
|---|---|---|---|---|
| BLUMSOM David Charles | RE | 9 | 26 March 2018 | 20 December 2022 |
| BLUMSOM David Charles | RE | 4 | 26 March 2018 | 20 December 2022 |
| BONE Andrew John | RE | 9 | 28 September 2020 | |
| BONE Andrew John | RE | 4 | 28 September 2020 | |
| BUDDEN David Anthony | RE | 9 | 11 March 2020 | |
| BUDDEN David Anthony | RE | 4 | 11 March 2020 | |
| CHAN Alex King Fai 陳敬輝 | RO | 9 | 29 September 2016 | 29 June 2018 |
| CHAN Alex King Fai 陳敬輝 | RO | 4 | 29 September 2016 | 29 June 2018 |
| CHAN Yat Chiu 陳逸超 | RO | 9 | 12 November 2020 | |
| CHAN Yat Chiu 陳逸超 | RO | 4 | 12 November 2020 | |
| CHAN Yat Chiu 陳逸超 | RE | 9 | 08 May 2017 | 12 November 2020 |
| CHAN Yat Chiu 陳逸超 | RE | 4 | 08 May 2017 | 12 November 2020 |
| CHEN Shin Ying 曾馨滢 | RE | 9 | 26 February 2007 | 18 May 2010 |
| CHENG Tak Man 鄭德文 | RO | 9 | 13 September 2022 | |
| CHENG Tak Man 鄭德文 | RO | 4 | 13 September 2022 | |
| CHENG Tak Man 鄭德文 | RE | 4 | 22 December 2017 | 13 September 2022 |
| CHENG Tak Man 鄭德文 | RE | 9 | 22 December 2017 | 13 September 2022 |
| CHING Ho Ming, Martin 程浩明 | RO | 9 | 24 February 2006 | 31 May 2011 |
| CHING Ho Ming, Martin 程浩明 | RO | 4 | 11 November 2005 | 31 May 2011 |
| DE SOUZA Matthew Dylan | RE | 9 | 11 November 2021 | |
| DE SOUZA Matthew Dylan | RE | 4 | 11 November 2021 | |
| GEARY Marc Francis Andrew | RE | 9 | 16 November 2015 | 31 March 2016 |
| GEARY Marc Francis Andrew | RE | 4 | 16 November 2015 | 31 March 2016 |
| GEORGE Abraham Yohan | RE | 9 | 04 October 2021 | |
| GEORGE Abraham Yohan | RE | 4 | 04 October 2021 | |
| HARLEY Samuel | RE | 9 | 03 November 2020 | |
| HARLEY Samuel | RE | 4 | 03 November 2020 | |
| HAU Bun Ho 侯斌皓 | RE | 9 | 04 January 2010 | 24 March 2010 |
| HO Kar Ming 何嘉明 | RE | 9 | 21 October 2013 | 31 May 2014 |
| HO Kar Ming 何嘉明 | RE | 4 | 21 October 2013 | 31 May 2014 |
| JIMENEZ Luis Miguel | RE | 4 | 27 August 2021 | 14 November 2022 |
| JIMENEZ Luis Miguel | RE | 9 | 27 August 2021 | 14 November 2022 |
| JONES Richard Evan | RO | 9 | 10 June 2019 | 16 February 2021 |
| JONES Richard Evan | RO | 4 | 10 June 2019 | 16 February 2021 |
| JONES Richard Evan | RE | 9 | 21 May 2019 | 10 June 2019 |
| JONES Richard Evan | RE | 4 | 21 May 2019 | 10 June 2019 |
| KONG Sau Kam, Lisa 江秀金 | RE | 9 | 01 June 2006 | 18 May 2010 |
| KWONG King Hoi Nicholas 鄺敬凱 | RE | 9 | 20 April 2020 | 06 November 2020 |
| KWONG King Hoi Nicholas 鄺敬凱 | RE | 4 | 20 April 2020 | 06 November 2020 |
| LAM Shiu Lung, Cyril 林兆龍 | RE | 9 | 12 March 2018 | 28 February 2019 |
| LAM Shiu Lung, Cyril 林兆龍 | RE | 4 | 12 March 2018 | 28 February 2019 |
| LAU Ho Fung 劉浩峰 | RE | 9 | 28 December 2006 | 13 May 2010 |
| LEE Sin Ping Anita 李倩萍 | RE | 9 | 13 August 2021 | |
| LEE Sin Ping Anita 李倩萍 | RE | 4 | 13 August 2021 | |
| LI Kan Wan 李錦文 | RE | 9 | 18 February 2020 | |
| LI Kan Wan 李錦文 | RE | 4 | 04 November 2019 | |
| LIM Cho Yi 林楚兒 | RE | 9 | 20 April 2020 | 06 November 2020 |
| LIM Cho Yi 林楚兒 | RE | 4 | 20 April 2020 | 06 November 2020 |
| LUK Chi Woon, Peter 陸治垣 | RO | 9 | 04 September 2015 | 30 September 2016 |
| LUK Chi Woon, Peter 陸治垣 | RO | 4 | 04 September 2015 | 30 September 2016 |
| LUNG Cho Kin 龍祖堅 | RE | 9 | 01 June 2006 | 09 October 2006 |
| MA Chun Man 馬俊文 | RE | 9 | 08 August 2016 | 30 March 2020 |
| MA Chun Man 馬俊文 | RE | 4 | 08 August 2016 | 30 March 2020 |
| MCKIRDY Euan Andrew | RE | 9 | 26 April 2023 | |
| MCKIRDY Euan Andrew | RE | 4 | 26 April 2023 | |
| MIYAWAKI Takeru | RE | 9 | 03 December 2020 | |
| MIYAWAKI Takeru | RE | 4 | 03 December 2020 | |
| MOORE Alan Kenneth | RE | 9 | 29 June 2018 | |
| MOORE Alan Kenneth | RE | 4 | 29 June 2018 | |
| PANG Jennifer Yuk Chun 彭玉珍 | RO | 9 | 07 October 2013 | 31 October 2013 |
| PANG Jennifer Yuk Chun 彭玉珍 | RO | 4 | 07 October 2013 | 31 October 2013 |
| PARFITT Simon Martin | RE | 9 | 18 January 2018 | |
| PARFITT Simon Martin | RE | 4 | 18 January 2018 | |
| ROGERSON Thomas Neil | RE | 9 | 03 December 2021 | |
| ROGERSON Thomas Neil | RE | 4 | 03 December 2021 | |
| SANCHINI Elisa | RE | 9 | 26 January 2022 | 30 March 2023 |
| SANCHINI Elisa | RE | 4 | 26 January 2022 | 30 March 2023 |
| SCHOFIELD John Cyril Lester | RO | 9 | 07 October 2013 | 07 February 2014 |
| SCHOFIELD John Cyril Lester | RO | 4 | 07 October 2013 | 07 February 2014 |
| SCHOFIELD John Cyril Lester | RO | 9 | 24 February 2006 | 31 May 2011 |
| SCHOFIELD John Cyril Lester | RO | 4 | 01 April 2003 | 31 May 2011 |
| SKEGGS Matthew | RE | 4 | 29 December 2022 | |
| SOO Donald Hintin | RO | 9 | 07 October 2013 | |
| SOO Donald Hintin | RO | 4 | 07 October 2013 | |
| TAM Yau Yee 譚祐怡 | RO | 9 | 19 June 2010 | 23 February 2011 |
| TOMLINSON James Blaine John | RE | 9 | 19 January 2009 | 13 May 2010 |
| TSUI Ho Chuen, Samson 崔浩全 | RE | 9 | 01 March 2016 | 01 September 2016 |
| TSUI Ho Chuen, Samson 崔浩全 | RE | 4 | 01 March 2016 | 01 September 2016 |
| VALPY Alastair George Wyatt | RE | 9 | 27 January 2022 | |
| VALPY Alastair George Wyatt | RE | 4 | 27 January 2022 | |
| WALKER Niamh Catriona | RE | 9 | 20 September 2021 | 28 July 2022 |
| WALKER Niamh Catriona | RE | 4 | 20 September 2021 | 28 July 2022 |
| WALLACE Richard Antony | RO | 4 | 08 March 2005 | 01 December 2008 |
| WONG Lai Kuen Fanny 黃麗娟 | RE | 9 | 11 February 2022 | 03 January 2023 |
| WONG Lai Kuen Fanny 黃麗娟 | RE | 4 | 11 February 2022 | 03 January 2023 |
| WOO Yik Man 胡翊文 | RE | 9 | 12 January 2016 | 21 August 2017 |
| WOO Yik Man 胡翊文 | RE | 4 | 12 January 2016 | 21 August 2017 |
| YAP Wai Tso, Joseph 葉偉祖 | RO | 9 | 12 May 2014 | 05 August 2014 |
| YAP Wai Tso, Joseph 葉偉祖 | RO | 4 | 12 May 2014 | 05 August 2014 |
| YIU Suk Fan, Monica 姚淑芬 | RE | 9 | 25 October 2013 | 19 September 2014 |
| YIU Suk Fan, Monica 姚淑芬 | RE | 4 | 25 October 2013 | 19 September 2014 |
| ZHENG Lucy Xiao-wei 鄭小薇 | RE | 9 | 21 October 2013 | 30 December 2014 |
| ZHENG Lucy Xiao-wei 鄭小薇 | RE | 4 | 21 October 2013 | 30 December 2014 |