SFC Licenceholders of Ortus Capital Management Limited 泓策投資管理有限公司
- compliance@ortuscapital.com
- Website
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Licenceholders | Role | Licences | Start date | End date |
|---|---|---|---|---|
| ANDERSON Eric A | RE | 9 | 23 January 2007 | 31 January 2008 |
| BENT Stewart Allan | RE | 9 | 31 May 2016 | |
| CHAU Pak Ming, Patrick 周栢明 | RE | 9 | 07 June 2013 | 05 December 2017 |
| CHAU Pak Ming, Patrick 周栢明 | RE | 9 | 11 December 2007 | 23 January 2009 |
| CHEN Pang Yen 陳邦彥 | RE | 9 | 19 September 2016 | 24 May 2017 |
| CHEN Philippe 陳愛鴻 | RE | 9 | 29 May 2008 | 14 November 2008 |
| CHIA Jun Yi, Daniel 謝俊毅 | RE | 9 | 03 August 2010 | 28 May 2013 |
| CHOI Chin To 蔡展圖 | RE | 9 | 01 February 2011 | 15 April 2013 |
| CHOI Chung Kiu, Kenny 蔡仲橋 | RE | 9 | 26 September 2014 | 17 April 2015 |
| CHONG Yee Wai 莊以惠 | RE | 9 | 27 May 2014 | 23 June 2020 |
| CHOW On Ki, Angel 周安琪 | RE | 9 | 12 March 2020 | 24 November 2021 |
| DONG Sen 董森 | RO | 9 | 19 May 2017 | 28 August 2023 |
| DONG Sen 董森 | RE | 9 | 27 May 2014 | 19 May 2017 |
| FAN Kung Sheng 樊功生 | RE | 9 | 10 June 2016 | 30 September 2016 |
| FAN Kung Sheng 樊功生 | RO | 9 | 30 July 2015 | 10 June 2016 |
| FOK Wai Kit 霍偉傑 | RE | 9 | 13 June 2016 | 31 August 2018 |
| FURUI Chie | RE | 9 | 06 July 2015 | 25 June 2019 |
| GAN Ching Man 顏靜雯 | RE | 9 | 26 September 2014 | |
| GAN Ching Man 顏靜雯 | RE | 9 | 01 June 2006 | 23 January 2009 |
| GREENE Justin Alexander Howard | RE | 9 | 20 December 2019 | 30 September 2021 |
| GREENE Justin Alexander Howard | RE | 9 | 14 July 2008 | 05 February 2017 |
| GU Xing 古星 | RO | 9 | 29 August 2003 | 14 April 2004 |
| JIANG Yonah Jiang 姜江 | RE | 9 | 11 March 2010 | 31 October 2011 |
| LAI Iris Chin Yan 賴展昕 | RE | 9 | 31 January 2013 | 25 July 2015 |
| LEE Wen Min Donovan 李文民 | RE | 9 | 09 February 2018 | 29 March 2018 |
| LEE Yen Ching, Karen 李燕菁 | RE | 9 | 29 January 2013 | 04 January 2014 |
| LI Heng 李衡 | RO | 9 | 21 February 2022 | |
| LI Heng 李衡 | RE | 9 | 27 May 2014 | 21 February 2022 |
| LI Xuhua 李旭華 | RE | 9 | 26 March 2020 | 22 May 2020 |
| LIANG Yi 梁毅 | RE | 9 | 22 May 2019 | 22 April 2022 |
| LIU Jiang Brandon 劉將 | RE | 9 | 21 May 2007 | 13 August 2007 |
| LORD Hanna | RE | 9 | 20 September 2012 | 13 April 2013 |
| LU Biao | RO | 9 | 21 April 2011 | 01 January 2013 |
| LUK Pak Lam 陸柏林 | RE | 9 | 31 March 2008 | 14 December 2008 |
| LUK Siu Yeung 陸兆揚 | RE | 9 | 28 November 2018 | 28 October 2020 |
| MU Jun 牟駿 | RE | 9 | 11 July 2005 | 01 August 2007 |
| MU Jun 牟駿 | RO | 9 | 02 November 2004 | 11 July 2005 |
| NG Ching Ho, Patrick 吳清豪 | RE | 9 | 27 April 2021 | |
| POON Yan Wai 潘人瑋 | RE | 9 | 07 March 2006 | 06 May 2016 |
| SHANG Xin 尚昕 | RE | 9 | 11 January 2018 | 27 February 2018 |
| SHANG Xin 尚昕 | RO | 9 | 10 September 2012 | 11 January 2018 |
| SHANG Xin 尚昕 | RO | 9 | 29 August 2003 | 20 June 2011 |
| SUOR Jehanne 林崢 | RE | 9 | 30 January 2013 | 13 April 2013 |
| SURATKAL Kishore Sheena | RE | 9 | 03 March 2021 | 26 August 2022 |
| SWEENEY Kirk Chester | RO | 9 | 23 May 2019 | 05 January 2020 |
| SWEENEY Kirk Chester | RE | 9 | 08 March 2019 | 23 May 2019 |
| TAM Sai Kin, Kent 譚世健 | RE | 9 | 06 May 2021 | |
| TANG Jie, Janice 唐婕 | RE | 9 | 08 October 2012 | 30 August 2013 |
| TSE Kevin Ka Bun 謝嘉斌 | RO | 9 | 29 January 2013 | 04 February 2022 |
| TSE Kevin Ka Bun 謝嘉斌 | RE | 9 | 10 May 2006 | 29 January 2013 |
| WONG Ka Yi 黃嘉怡 | RE | 9 | 28 May 2008 | 23 January 2009 |
| XIONG Cheng 熊成 | RE | 9 | 22 February 2021 | 16 September 2021 |
| XIONG Junjie 熊俊杰 | RE | 9 | 04 July 2022 | |
| XIONG Junjie 熊俊杰 | RE | 9 | 23 February 2018 | 22 May 2020 |
| XIONG Junjie 熊俊杰 | RE | 9 | 23 February 2015 | 30 October 2015 |
| ZAU Chwan Yeu, Stanley 邵傳禹 | RE | 9 | 16 August 2010 | 11 May 2011 |
| ZHANG Jun 張軍 | RE | 9 | 07 May 2014 | 04 January 2021 |
| ZHENG Dandong 鄭丹東 | RE | 9 | 31 May 2007 | 30 September 2008 |
| ZHOU Marcia 周墨 | RE | 9 | 21 January 2020 | |
| ZHOU Zhongquan 周忠全 | RO | 9 | 03 May 2005 | |
| ZHOU Zhongquan 周忠全 | RE | 9 | 15 November 2004 | 03 May 2005 |
| ZHOU Zhongquan 周忠全 | RO | 9 | 03 February 2004 | 15 November 2004 |