SFC Licenceholders of Wellington Management Hong Kong Limited 威靈頓管理香港有限公司

Addresses
17/F Two International Finance Centre, 8 Finance Street, Central, Hong Kong
香港中環金融街8號國際金融中心二期17樓
Email
[email protected]
Website
www.wellington.com

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Licenceholders Role Licences Start date End date
LUI Wai Ching 雷煒晴
RE 1, 4 16 December 2021
DOUGLAS Elise Marie
RE 1, 4 13 May 2022
MEUNIER Bo Zhang
RO 4 20 April 2022
SURENKOK Inci Irmak
JIANG Bowen 姜博文
RE 1, 4 13 April 2022
CHAI Hsien-chi 柴先祺
RE 1, 4 28 February 2022
SU Xuewei 蘇雪瑋
RE 9 31 January 2022
KWAH Jason 郭維邦
RE 9 17 January 2022
OGDEN Hugo Sebastian
RE 9 28 December 2021
LIN Yongxue 林咏雪
RE 1, 2 04 March 2019
DANG Jolyn Le Thuy 鄧麗玲
RE 1, 4 04 March 2019 30 June 2021
GOODMAN III Robert Campe
RE 1, 4 20 February 2019 22 February 2019
MCCARTHY Conor William
RE 1, 4 24 January 2019
SU Xuewei 蘇雪瑋
LEE Wing Sin, Desmond 李永善
KOOK Soonki 鞠淳起
RE 1, 4 05 November 2018
IWAI Katsuhiro
PARKER Jawan Shamel
DEARTH Liliana Castillo
MURALIDHAR Srikantaiah
PAYYAPPILLY Victor Cherian
RE 1, 4 05 November 2018 09 November 2018
AVERILL John Franklin
RE 1, 4 30 October 2018 01 November 2018
GOYAL Priyal
RE 1, 2 29 October 2018 27 May 2019
HUI Ming Kei 許銘基
RE 1, 4 24 October 2018 05 October 2021
FAN Fei Fei, Philip 范飛飛
RE 9 22 October 2018
VANDERKOLK Mark David
RE 1, 4 10 October 2018 05 December 2018
LIPTON Matthew Thomas
RE 1, 4 08 October 2018 12 October 2018
CROWLEY Christina Marion
RE 9 02 October 2018 03 December 2019
GOODMAN III Robert Campe
RE 1, 4 20 September 2018 21 September 2018
HUBBARD Cara
RE 1, 4 18 September 2018 24 September 2018
MELHUISH Alexandra Hero Catriona
RE 1, 4 10 September 2018 19 November 2021
MCCARTHY Conor William
RE 1, 4 30 July 2018 02 August 2018
MASDEA Michael Theodore
RE 1, 4 18 July 2018 20 July 2018
HYNES Jean Marie
RE 1, 4 16 July 2018
MCCARTHY Conor William
RE 1, 4 14 June 2018 15 June 2018
MUIR Alexander Douglas Davidson
RE 1, 4 04 June 2018
BHAGWAT Niraj Dilip
RE 1, 4 29 May 2018 30 May 2018
LEVY Nathaniel Stephen
BABSON Abigail Olken
RE 1, 4 14 May 2018 18 May 2018
FUNG Ka Man 馮家敏
RE 1, 4 17 April 2018
CROMWELL Wendy Miller
RE 1, 4 04 April 2018 07 April 2018
BALDINI Edward Bolles
RE 1, 4 26 March 2018
SZABO Jeno
RE 1, 4 26 March 2018 28 March 2018
GLAZER Bruce Lawrence
RE 1, 4 22 March 2018 23 March 2018
RICE Eric Marshall
RE 1, 4 12 March 2018 16 March 2018
CHANG Jae Won
RO 1, 2 02 March 2018
MANDEL Mark David
RE 1, 4 27 February 2018 01 March 2018
DERESIEWICZ Robert Leslie
RE 1, 4 29 January 2018 30 January 2018
JHUN Jong Un
RE 9 24 January 2018
ENDERLEIN Carl Dirk
KALBREIER Malte Manuel
RE 1, 4 17 January 2018 19 January 2018
YEONG Zhiyong, Brian
RE 1, 4 16 January 2018
DINH Nhu Thi Thuy
RE 1, 2 16 January 2018 17 May 2019
ELLIOTT David Jonathan
MCELROY Michael Patrick
RE 1, 4 17 November 2017 15 October 2019
MURPHY Kevin Francis
RE 1, 4 14 November 2017 21 November 2017
SANWAL Vasundhara
KIM Dennis Hong
RE 1, 4 13 November 2017
CARMEN Michael Tyler
RE 1, 4 13 November 2017 17 May 2022
HELFER JR Ray Eugene
RE 1, 4 10 November 2017 15 October 2019
BOSELLI John A
RE 1, 4 03 November 2017
SCHNEIDER Oliver Marcell
RE 1, 4 09 October 2017 12 October 2017
GEARY Scott Cameron
RO 1, 4 22 September 2017
YOUNIS Adnan Mohammed
RE 1, 4 18 September 2017 07 October 2019
HYNES Jean Marie
RE 1, 4 18 September 2017 19 September 2017
CHAU Alexandre Gia-hon 周加豐
RE 9 15 September 2017
PURITZ Adam Todd
RO 1, 4, 9 15 September 2017 31 December 2020
PERELMUTER Phillip H
RE 1, 4 11 September 2017 13 September 2017
PERUMAL Janet Anandhi
RE 1, 4 26 May 2014 04 August 2020
CHANG Jae Won
RE 1, 2 07 May 2014 02 March 2018
ORLY Christophe Yann Olivier
RE 1, 4 05 May 2014 05 December 2016
HWANG Jennifer Nicole 黃悅真
RE 1, 2 30 April 2014 22 April 2016
PARK Hye Jin
RE 1, 4 28 April 2014 03 December 2021
JIA Chelsea Yue
RE 1 24 April 2014 25 September 2014
HOFFMAN Richard Kirk
RE 1, 4 07 April 2014 15 April 2014
HANNIGAN William Joseph
RE 1, 4 24 March 2014 31 December 2016
DUCKWORTH Cheryl McDaniel
RO 9 20 January 2014 30 June 2018
ORLY Christophe Yann Olivier
RE 1, 4 20 January 2014 18 April 2014
YU Che Kaei 游智凱
RO 1, 4 15 January 2014 13 April 2018
QIAN Feng 錢峰
RO 1, 4 10 January 2014 31 December 2017
CHU Wai Tak, Victor 褚偉德
RE 1, 4 06 January 2014 30 July 2016
KONG Pik Suen, Jessica 江璧璇
RE 1, 4 02 December 2013 18 April 2019
KIM Pau Lam
RE 9 03 October 2013 29 May 2015
PANNELL Saul Joseph
RE 9 02 October 2013 08 May 2015
POOL Gregory Daniel
RE 9 10 June 2013 20 May 2016
TOWFIGHI Ali Reza
RE 1, 4 31 May 2013 08 May 2015
POUILLART Cedric Roger Armand Jean-Yves
RO 1, 2 15 May 2013
BAXTER Thomas Wilbur
RO 1, 2 15 May 2013 31 December 2018
HELFER JR Ray Eugene
RO 2 15 May 2013 17 October 2017
CUSHING David Charles
RO 1, 2 15 May 2013 31 October 2016
MURRAY Brian Robert
RO 1, 2 15 May 2013 12 June 2015
KWOK Ping 郭蘋
RO 1, 4 31 October 2012
CHANG Andrew Inhyuk
RE 9 12 October 2012 24 June 2014
CHUNG Dong Woo 鄭東祐
RE 1, 4 08 May 2012 01 December 2016
BAXTER Thomas Wilbur
RO 9 20 March 2012 31 December 2018
WANG Lisha 王丽莎
RE 1, 4 09 March 2012 13 August 2016
LEE Yong Ha
RE 1, 4, 9 19 December 2011 31 March 2015
MEUNIER Bo Zhang
RE 9 11 November 2011 28 November 2014
GREEN Nicholas Peter
RE 9 07 November 2011 30 June 2017
YU Hsueh-yu 于學宇
RE 1, 4 19 September 2011 26 February 2015
HELFER JR Ray Eugene
RO 9 08 September 2011 17 October 2017
ZHANG Hong 張虹
RE 1, 4 31 August 2011 15 July 2014
KWAN Mei Mei 關美美
RE 1 26 August 2011 07 November 2014
YU Che Kaei 游智凱
RE 1, 4 22 July 2011 15 January 2014
CHEN Jay
RE 9 05 July 2011 01 August 2013
WONG Chi Wai 王子瑋
RE 1, 4, 9 13 May 2011 31 March 2021
OH Jun Young
RE 9 26 April 2011
KANG Hee Joo 姜熹住
RE 1, 4 04 April 2011 11 November 2011
MEUNIER Bo Zhang
RE 9 01 April 2011 12 October 2011
LIU Wing Sze 廖穎思
RE 4, 9 24 February 2011 15 August 2014
BROOKS Philip Andrew
RE 1, 4 20 January 2011
LIU Zhaoying 劉兆熒
RE 1, 4 20 December 2010 01 August 2013
HELFER JR Ray Eugene
RO 1, 4 14 July 2010 10 November 2017
GOODSTADT Patricia Ann 顧文瑜
RE 1, 4 13 July 2010
ZHU Guanhua 朱冠华
RE 1, 4 12 July 2010 23 January 2015
WANG Hua 王華
RE 9 06 May 2010 29 March 2013
TOWFIGHI Ali Reza
RO 1, 4 26 February 2010 31 May 2013
LEE Steven Hyung Wk
RE 1, 4 28 January 2010 17 September 2011
XU Xiao 徐霄
RE 1, 4 29 July 2009 24 July 2010
WONG Mei Ling 黃美玲
RE 1, 4 19 June 2017
KIM Dennis Hong
RE 1, 4 08 May 2017 11 May 2017
LEE Kyung Jik
RE 1, 4 26 April 2017 31 December 2020
BALDINI Edward Bolles
RE 1, 4 30 March 2017 31 March 2017
YU Jiayan 郁嘉言
RE 9 21 February 2017
CARMEN Michael Tyler
RE 1, 4 16 January 2017 24 January 2017
DVORAK Marketa
RE 1, 4 10 January 2017
NAMBIAR Kuniyil Sasidharan
RE 1, 4 30 December 2016 19 November 2021
BAXTER Thomas Wilbur
RE 4 01 December 2016 31 December 2018
ENDERLEIN Carl Dirk
RE 1, 4 21 November 2016 25 November 2016
MCELROY Michael Patrick
ELLIOTT David Jonathan
RE 1, 4 10 November 2016 16 November 2016
YEONG Zhiyong, Brian
RE 1, 4 07 November 2016 11 November 2016
KALBREIER Malte Manuel
RE 1, 4 31 October 2016 02 November 2016
RICE Eric Marshall
RE 1, 4 25 October 2016 28 October 2016
KIRK Christopher George
RE 1, 4 24 October 2016 28 October 2016
FAN Liang 樊亮
RE 4 20 October 2016 19 April 2018
FAN Liang 樊亮
RE 1 29 September 2016 19 April 2018
MATTIKO Gregory Alan
RE 9 01 August 2016
CLOUGHERTY Carolyn Anne
RE 1, 2 01 August 2016 30 September 2019
YU Jiayan 郁嘉言
RE 1, 4 16 May 2016
UEKI Hideo
RE 1, 4 09 May 2016 15 October 2019
BHAGWAT Niraj Dilip
RE 1, 4 19 April 2016 22 April 2016
HOROWITZ Jason Aaron
RE 1, 4 07 April 2016 08 April 2016
HYNES Jean Marie
GOULDING Harriet Katherine
RE 1, 4 15 February 2016 17 February 2016
PERELMUTER Phillip H
RE 1, 4 25 January 2016 29 January 2016
KIM Dennis Hong
RE 1, 4 02 December 2015 04 December 2015
MURRAY Brian Robert
RE 1, 2 09 November 2015 15 October 2019
LEWIS Richard James
RE 1, 2 09 November 2015 30 June 2017
ABRAMS Kenneth Lee
RE 1, 4 09 November 2015 13 November 2015
PANG See Kit Alwyn 彭思杰
RE 1, 4 02 November 2015 11 June 2021
PATODIA Yashvardhan Narayan
PARKER Jawan Shamel
MAGUIRE Daniel
IWAI Katsuhiro
FAN Fei Fei, Philip 范飛飛
MATTIKO Gregory Alan
RE 1, 4 02 November 2015 05 November 2015
BABSON Abigail Olken
LEVY Nathaniel Stephen
RE 1, 4 22 October 2015 23 October 2015
YIM Wai Nga 嚴維雅
RE 1, 4 15 October 2015 29 June 2018
CUI Junxiang 崔俊翔
RE 1, 4 08 October 2015
HAN Hye Won 韓惠媛
RE 1, 4 25 September 2015 31 December 2021
NEUBERT Daniel Mc Neil
RE 1, 2 14 September 2015
FUHRMAN Robert Neil
UZUN Ekaterina Alexeevna
RE 1, 4 04 September 2015 07 September 2015
CHAN Caroline Wing Han 陳咏嫻
RE 1, 2 01 September 2015 15 December 2017
KIM Hye Na 金慧娜
RE 1, 4 24 August 2015 26 July 2017
O'CONNELL Susan Gail
RE 1, 4 15 May 2015 21 May 2015
CHAN Kai zi Gigi 陳暟滋
RE 9 10 April 2015 12 September 2017
SHARP PAUL Andrew David
RE 1, 4 18 March 2015
MEUNIER Bo Zhang
RO 9 28 November 2014
WHITING Lori Lynn
ST JOHN Scott Ivan
RE 1, 4 28 November 2014 05 December 2014
YEUNG Ka Lee 楊嘉莉
RE 1, 4 13 October 2014 31 January 2017
GALLO Ann Catherine
RE 1, 4 25 August 2014 29 August 2014
HENRY Simon Charles
RE 1, 4 16 July 2014
DUNNE Daire Timothy
RE 1, 4, 9 16 July 2014
KAPADIA Sunil Vijay
RE 1, 4 16 July 2014 03 September 2021
TSANG Benjamin Lok Mun 曾樂敏
RE 4, 9 20 May 2009 26 August 2010
WONG Sally Yat Sze 黃逸詩
RE 1, 4 14 April 2009 06 March 2015
YANG Yan 楊琰
RE 1, 4 08 April 2009
TO Ngoc-Diep Diana 蘇玉葉
RE 4 05 January 2009 29 July 2010
BAKER Samuel Cranage
RE 1, 4 05 January 2009 28 May 2009
SYN Li-Min, Mark
RE 9 24 November 2008 31 July 2018
SYN Li-Min, Mark
RE 1 24 November 2008 03 October 2011
CHAU Yun Gi, Gigi 周潤芝
RE 1, 4 23 October 2008 21 May 2009
BOOTH William Nichols
RE 9 21 October 2008 31 December 2011
KILLIAN Anita
RE 9 13 August 2008
RICHTER Steven Anthony
RE 9 13 August 2008 31 December 2016
YIU Suet King 饒雪琼
RE 9 09 July 2008 01 June 2011
KWOK Ping 郭蘋
RE 9 08 July 2008 30 December 2019
CHAN Chun Kit 陳俊傑
RE 9 08 July 2008 13 August 2011
CHAN Yuk King 陳玉琼
RE 1, 4, 9 07 July 2008 15 June 2016
CREIGHTON Antony John
RO 9 05 March 2008 06 December 2013
ARGYLE Charles Sean
RO 9 05 March 2008 31 May 2013
LI CHAN Sien Mun, Marian 李陳倩文
RO 9 05 March 2008 01 May 2010
KWOK Ping 郭蘋
RE 4 29 February 2008 31 October 2012
KWOK Ping 郭蘋
RE 1 18 January 2008 31 October 2012
CHAI Pui Pui, Pamela 蔡蓓蓓
RE 1 12 June 2007 03 March 2017
LAM Wan Yeung, Carol 林韻洋
RE 1, 4 02 April 2007 24 July 2013
MASON Matthew James
RE 1, 4 25 September 2006 21 May 2009
GUCK Brian Hall
RE 1, 4 31 August 2006 31 December 2011
CREIGHTON Antony John
RO 1, 4 26 April 2006 06 December 2013
QIAN Feng 錢峰
RE 1, 4 20 April 2006 10 January 2014
LOCKHART William Robert Somervell
RE 1, 4 21 March 2006 11 December 2009
LI CHAN Sien Mun, Marian 李陳倩文
RO 1, 4 23 December 2005 01 May 2010
CREIGHTON Antony John
RE 1, 4 03 November 2005 26 April 2006
CHAN Chun Kit 陳俊傑
RE 1, 4 15 July 2005 13 August 2011
LEE Chin Choi 利展才
RE 1, 4 16 June 2005
LI CHAN Sien Mun, Marian 李陳倩文
RE 1, 4 12 January 2005 23 December 2005
TO Ngoc-Diep Diana 蘇玉葉
RE 4 30 December 2004 11 September 2007
COAKLEY Paul Jeremiah
RE 1, 4 24 December 2004 31 December 2006
YAU Ka Mun, Carmen 邱嘉敏
RE 4 19 August 2004 06 July 2007
TO Ngoc-Diep Diana 蘇玉葉
RE 4 19 March 2004 19 September 2004
CLARK William Robert Hywel
RO 1, 4 18 September 2003 30 June 2013
MAK Lai Ling, Ada 麥麗玲
RO 1, 4 18 September 2003 12 October 2007
HUI Ming Kei 許銘基
RO 1, 4 05 October 2021
CHEN Qianqian 陳乾乾
RE 1 28 September 2021
TRAN Chun Shing 陳俊成
RE 1, 4 28 September 2021
TSE Irene Ying-Wa
RE 9 09 September 2021
CHEN Qianqian 陳乾乾
RE 4, 9 09 August 2021
KIHM Seoyun 金書淵
RE 1, 4 09 August 2021
LI Ken Ning 李鍵靈
RE 1, 4 04 August 2021
KOOK Soonki 鞠淳起
RE 9 02 July 2021
YEUNG See See Cecilia 楊思詩
RE 1, 4 09 June 2021
LIN Zhongxin 林忠信
RE 1, 4 20 April 2021
SHI Yilei 史依蕾
RE 1, 4 16 April 2021
CHE Xiaoya 車晓婭
RE 1, 4 25 January 2021
DAVIES Maximilian Toby George
RE 1, 4 11 November 2020
PERUMAL Janet Anandhi
RO 1, 2, 4, 9 04 August 2020
TIAN Zhaohuan 田肇寰
RE 9 07 July 2020
CHEN Ben 陳柏岑
RE 1, 4 01 June 2020
PARK Han Jun
RE 1, 4 08 May 2020 14 January 2022
ZHAO Can 趙燦
RE 1 04 May 2020
DAI Xiao 戴晓
RE 1, 4 17 April 2020
ZHAO Can 趙燦
RE 4 08 April 2020
LAI Zhiyong 賴智勇
RE 1, 4 04 March 2020 31 October 2021
GOODMAN III Robert Campe
RE 1, 4 08 January 2020 13 January 2020
TIAN Zhaohuan 田肇寰
ZHENG Jin 鄭瑾
RE 1, 4 24 December 2019
PERRET Christopher Scott
RE 1, 4 06 December 2019 11 December 2019
WAN Siu Kin 尹肇堅
RE 1, 2 26 November 2019
ABRAMS Kenneth Lee
RE 1, 4 07 November 2019 15 November 2019
ANTONELLI Timothy Paschal
RE 1, 4 31 October 2019 04 November 2019
KWAN Ting Gee 關婷之
RE 1, 4 21 October 2019
KALBREIER Malte Manuel
RE 1, 4 21 October 2019 24 October 2019
CHEN Lihui 陳麗惠
RE 1 08 October 2019
LI Philip Yee Lap 李以立
RE 1, 4 23 September 2019
BARBETTA Brian Elliott
RE 1, 4 16 September 2019 18 September 2019
CHIN Pak Kin, Owen 錢栢堅
RE 1, 4 13 September 2019
KIRK Christopher George
RE 1, 4 10 September 2019 12 September 2019
NG Siu May, Michelle 伍韶美
RE 1, 4 06 September 2019
CURLEY Jaclyn Elaine
RE 1, 4 28 August 2019 09 March 2022
CHEN Lihui 陳麗惠
RE 4, 9 15 August 2019
LIU Yang 劉洋
RE 1, 4 15 August 2019
HUBBARD Cara
RE 1, 4 26 July 2019 29 July 2019
CARON Patrick Paul
RO 1, 4 19 July 2019
HONG Felix
RE 1, 4 18 July 2019
DERESIEWICZ Robert Leslie
RE 1, 4 16 July 2019 17 July 2019
HO Wai Yee, Winnie 何慧兒
RE 1, 4 15 July 2019
WILKE Lutz Peter
RE 1, 4 29 May 2019 31 May 2019
LEE Wai Lun 李偉麟
RE 1, 4 02 May 2019 11 March 2022
PARKER Jawan Shamel
RO 9 08 April 2019
KALBREIER Malte Manuel
RE 1, 4 20 March 2019 22 March 2019
ZHANG Jiabin 張嘉賓
RE 1, 4 14 March 2019
WANG Ruokun 王若坤
RE 1, 4 13 March 2019
YEUNG Chun Chak 楊秦澤
RE 1, 4 07 March 2019 14 January 2022