SFC Licenceholders of Wellington Management Hong Kong Limited 威靈頓管理香港有限公司
- Addresses
- 17/F Two International Finance Centre, 8 Finance Street, Central, Hong Kong
- 香港中環金融街8號國際金融中心二期17樓
- [email protected]
- Website
- www.wellington.com
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Licenceholders | Role | Licences | Start date | End date |
|---|---|---|---|---|
| FAN Fei Fei, Philip 范飛飛 | RE | 4 | 26 August 2022 | |
| XU Jingying 徐婧瑩 | RE | 2 | 25 August 2022 | |
| XU Jingying 徐婧瑩 | RE | 1 | 25 August 2022 | |
| LAM Yi Ling 林依齡 | RE | 1 | 19 August 2022 | |
| KIM Beum Joo 金範柱 | RE | 4 | 10 August 2022 | |
| KIM Beum Joo 金範柱 | RE | 1 | 10 August 2022 | |
| TOW Terence Michael | RE | 9 | 15 July 2022 | |
| TOW Terence Michael | RE | 4 | 15 July 2022 | |
| TOW Terence Michael | RE | 1 | 15 July 2022 | |
| CHENG Nok Chi 鄭諾芝 | RE | 4 | 04 July 2022 | |
| CHENG Nok Chi 鄭諾芝 | RE | 1 | 04 July 2022 | |
| BHALLA Sumeet Kumar | RE | 4 | 30 June 2022 | |
| BHALLA Sumeet Kumar | RE | 1 | 30 June 2022 | |
| CHEN Xi 陳襲 | RE | 4 | 27 June 2022 | |
| CHEN Xi 陳襲 | RE | 1 | 27 June 2022 | |
| LI Chun Mo 李俊武 | RE | 4 | 22 June 2022 | |
| LI Chun Mo 李俊武 | RE | 1 | 22 June 2022 | |
| CHAN Bianca Annette 陳貝嘉 | RE | 2 | 02 June 2022 | |
| CHAN Bianca Annette 陳貝嘉 | RE | 1 | 02 June 2022 | |
| DOUGLAS Elise Marie | RE | 4 | 13 May 2022 | |
| DOUGLAS Elise Marie | RE | 1 | 13 May 2022 | |
| MEUNIER Bo Zhang | RO | 4 | 20 April 2022 | |
| SURENKOK Inci Irmak | RE | 4 | 13 April 2022 | |
| SURENKOK Inci Irmak | RE | 1 | 13 April 2022 | |
| JIANG Bowen 姜博文 | RE | 4 | 13 April 2022 | |
| JIANG Bowen 姜博文 | RE | 1 | 13 April 2022 | |
| CHAI Hsien-chi 柴先祺 | RE | 4 | 28 February 2022 | |
| CHAI Hsien-chi 柴先祺 | RE | 1 | 28 February 2022 | |
| SU Xuewei 蘇雪瑋 | RE | 9 | 31 January 2022 | |
| KWAH Jason 郭維邦 | RE | 9 | 17 January 2022 | |
| OGDEN Hugo Sebastian | RE | 9 | 28 December 2021 | |
| LUI Wai Ching 雷煒晴 | RE | 4 | 16 December 2021 | |
| LUI Wai Ching 雷煒晴 | RE | 1 | 16 December 2021 | |
| HUI Ming Kei 許銘基 | RO | 4 | 05 October 2021 | |
| HUI Ming Kei 許銘基 | RO | 1 | 05 October 2021 | |
| CHEN Qianqian 陳乾乾 | RE | 1 | 28 September 2021 | |
| TRAN Chun Shing 陳俊成 | RE | 4 | 28 September 2021 | |
| TRAN Chun Shing 陳俊成 | RE | 1 | 28 September 2021 | |
| TSE Irene Ying-Wa | RE | 9 | 09 September 2021 | |
| CHEN Qianqian 陳乾乾 | RE | 9 | 09 August 2021 | |
| CHEN Qianqian 陳乾乾 | RE | 4 | 09 August 2021 | |
| KIHM Seoyun 金書淵 | RE | 4 | 09 August 2021 | |
| KIHM Seoyun 金書淵 | RE | 1 | 09 August 2021 | |
| LI Ken Ning 李鍵靈 | RE | 4 | 04 August 2021 | |
| LI Ken Ning 李鍵靈 | RE | 1 | 04 August 2021 | |
| KOOK Soonki 鞠淳起 | RE | 9 | 02 July 2021 | |
| YEUNG See See Cecilia 楊思詩 | RE | 4 | 09 June 2021 | |
| YEUNG See See Cecilia 楊思詩 | RE | 1 | 09 June 2021 | |
| LIN Zhongxin 林忠信 | RE | 4 | 20 April 2021 | |
| LIN Zhongxin 林忠信 | RE | 1 | 20 April 2021 | |
| SHI Yilei 史依蕾 | RE | 1 | 16 April 2021 | |
| SHI Yilei 史依蕾 | RE | 4 | 16 April 2021 | |
| CHE Xiaoya 車晓婭 | RE | 1 | 25 January 2021 | |
| CHE Xiaoya 車晓婭 | RE | 4 | 25 January 2021 | |
| DAVIES Maximilian Toby George | RE | 4 | 11 November 2020 | |
| DAVIES Maximilian Toby George | RE | 1 | 11 November 2020 | |
| PERUMAL Janet Anandhi | RO | 9 | 04 August 2020 | |
| PERUMAL Janet Anandhi | RO | 4 | 04 August 2020 | |
| PERUMAL Janet Anandhi | RO | 2 | 04 August 2020 | |
| PERUMAL Janet Anandhi | RO | 1 | 04 August 2020 | |
| TIAN Zhaohuan 田肇寰 | RE | 9 | 07 July 2020 | |
| CHEN Ben 陳柏岑 | RE | 4 | 01 June 2020 | |
| CHEN Ben 陳柏岑 | RE | 1 | 01 June 2020 | |
| ZHAO Can 趙燦 | RE | 1 | 04 May 2020 | |
| DAI Xiao 戴晓 | RE | 4 | 17 April 2020 | |
| DAI Xiao 戴晓 | RE | 1 | 17 April 2020 | |
| ZHAO Can 趙燦 | RE | 4 | 08 April 2020 | |
| TIAN Zhaohuan 田肇寰 | RE | 4 | 24 December 2019 | |
| TIAN Zhaohuan 田肇寰 | RE | 1 | 24 December 2019 | |
| ZHENG Jin 鄭瑾 | RE | 4 | 24 December 2019 | |
| ZHENG Jin 鄭瑾 | RE | 1 | 24 December 2019 | |
| WAN Siu Kin 尹肇堅 | RE | 2 | 26 November 2019 | |
| WAN Siu Kin 尹肇堅 | RE | 1 | 26 November 2019 | |
| KWAN Ting Gee 關婷之 | RE | 4 | 21 October 2019 | |
| KWAN Ting Gee 關婷之 | RE | 1 | 21 October 2019 | |
| CHEN Lihui 陳麗惠 | RE | 1 | 08 October 2019 | |
| LI Philip Yee Lap 李以立 | RE | 4 | 23 September 2019 | |
| LI Philip Yee Lap 李以立 | RE | 1 | 23 September 2019 | |
| CHIN Pak Kin, Owen 錢栢堅 | RE | 4 | 13 September 2019 | |
| CHIN Pak Kin, Owen 錢栢堅 | RE | 1 | 13 September 2019 | |
| NG Siu May, Michelle 伍韶美 | RE | 4 | 06 September 2019 | |
| NG Siu May, Michelle 伍韶美 | RE | 1 | 06 September 2019 | |
| CHEN Lihui 陳麗惠 | RE | 9 | 15 August 2019 | |
| CHEN Lihui 陳麗惠 | RE | 4 | 15 August 2019 | |
| LIU Yang 劉洋 | RE | 4 | 15 August 2019 | |
| LIU Yang 劉洋 | RE | 1 | 15 August 2019 | |
| CARON Patrick Paul | RO | 1 | 19 July 2019 | |
| CARON Patrick Paul | RO | 4 | 19 July 2019 | |
| HONG Felix | RE | 4 | 18 July 2019 | |
| HONG Felix | RE | 1 | 18 July 2019 | |
| HO Wai Yee, Winnie 何慧兒 | RE | 1 | 15 July 2019 | |
| HO Wai Yee, Winnie 何慧兒 | RE | 4 | 15 July 2019 | |
| PARKER Jawan Shamel | RO | 9 | 08 April 2019 | |
| ZHANG Jiabin 張嘉賓 | RE | 4 | 14 March 2019 | |
| ZHANG Jiabin 張嘉賓 | RE | 1 | 14 March 2019 | |
| WANG Ruokun 王若坤 | RE | 4 | 13 March 2019 | |
| WANG Ruokun 王若坤 | RE | 1 | 13 March 2019 | |
| LIN Yongxue 林咏雪 | RE | 2 | 04 March 2019 | |
| LIN Yongxue 林咏雪 | RE | 1 | 04 March 2019 | |
| MCCARTHY Conor William | RE | 4 | 24 January 2019 | |
| MCCARTHY Conor William | RE | 1 | 24 January 2019 | |
| LEE Wing Sin, Desmond 李永善 | RE | 4 | 05 November 2018 | |
| LEE Wing Sin, Desmond 李永善 | RE | 1 | 05 November 2018 | |
| KOOK Soonki 鞠淳起 | RE | 1 | 05 November 2018 | |
| KOOK Soonki 鞠淳起 | RE | 4 | 05 November 2018 | |
| SU Xuewei 蘇雪瑋 | RE | 4 | 05 November 2018 | |
| SU Xuewei 蘇雪瑋 | RE | 1 | 05 November 2018 | |
| FAN Fei Fei, Philip 范飛飛 | RE | 9 | 22 October 2018 | |
| HYNES Jean Marie | RE | 4 | 16 July 2018 | |
| HYNES Jean Marie | RE | 1 | 16 July 2018 | |
| MUIR Alexander Douglas Davidson | RE | 4 | 04 June 2018 | |
| MUIR Alexander Douglas Davidson | RE | 1 | 04 June 2018 | |
| FUNG Ka Man 馮家敏 | RE | 4 | 17 April 2018 | |
| FUNG Ka Man 馮家敏 | RE | 1 | 17 April 2018 | |
| BALDINI Edward Bolles | RE | 1 | 26 March 2018 | |
| BALDINI Edward Bolles | RE | 4 | 26 March 2018 | |
| CHANG Jae Won | RO | 2 | 02 March 2018 | |
| CHANG Jae Won | RO | 1 | 02 March 2018 | |
| JHUN Jong Un | RE | 9 | 24 January 2018 | |
| YEONG Zhiyong, Brian | RE | 4 | 16 January 2018 | |
| YEONG Zhiyong, Brian | RE | 1 | 16 January 2018 | |
| KIM Dennis Hong | RE | 4 | 13 November 2017 | |
| KIM Dennis Hong | RE | 1 | 13 November 2017 | |
| SANWAL Vasundhara | RE | 4 | 13 November 2017 | |
| SANWAL Vasundhara | RE | 1 | 13 November 2017 | |
| BOSELLI John A | RE | 4 | 03 November 2017 | |
| BOSELLI John A | RE | 1 | 03 November 2017 | |
| GEARY Scott Cameron | RO | 1 | 22 September 2017 | |
| GEARY Scott Cameron | RO | 4 | 22 September 2017 | |
| CHAU Alexandre Gia-hon 周加豐 | RE | 9 | 15 September 2017 | |
| WONG Mei Ling 黃美玲 | RE | 4 | 19 June 2017 | |
| WONG Mei Ling 黃美玲 | RE | 1 | 19 June 2017 | |
| YU Jiayan 郁嘉言 | RE | 9 | 21 February 2017 | |
| DVORAK Marketa | RE | 4 | 10 January 2017 | |
| DVORAK Marketa | RE | 1 | 10 January 2017 | |
| YU Jiayan 郁嘉言 | RE | 1 | 16 May 2016 | |
| YU Jiayan 郁嘉言 | RE | 4 | 16 May 2016 | |
| CUI Junxiang 崔俊翔 | RE | 4 | 08 October 2015 | |
| CUI Junxiang 崔俊翔 | RE | 1 | 08 October 2015 | |
| NEUBERT Daniel Mc Neil | RE | 2 | 14 September 2015 | |
| NEUBERT Daniel Mc Neil | RE | 1 | 14 September 2015 | |
| MEUNIER Bo Zhang | RO | 9 | 28 November 2014 | |
| DUNNE Daire Timothy | RE | 9 | 16 July 2014 | |
| DUNNE Daire Timothy | RE | 4 | 16 July 2014 | |
| DUNNE Daire Timothy | RE | 1 | 16 July 2014 | |
| HENRY Simon Charles | RE | 1 | 16 July 2014 | |
| HENRY Simon Charles | RE | 4 | 16 July 2014 | |
| POUILLART Cedric Roger Armand Jean-Yves | RO | 2 | 15 May 2013 | |
| POUILLART Cedric Roger Armand Jean-Yves | RO | 1 | 15 May 2013 | |
| KWOK Ping 郭蘋 | RO | 4 | 31 October 2012 | |
| KWOK Ping 郭蘋 | RO | 1 | 31 October 2012 | |
| OH Jun Young | RE | 9 | 26 April 2011 | |
| BROOKS Philip Andrew | RE | 4 | 20 January 2011 | |
| BROOKS Philip Andrew | RE | 1 | 20 January 2011 | |
| GOODSTADT Patricia Ann 顧文瑜 | RE | 4 | 13 July 2010 | |
| GOODSTADT Patricia Ann 顧文瑜 | RE | 1 | 13 July 2010 | |
| YANG Yan 楊琰 | RE | 4 | 08 April 2009 | |
| YANG Yan 楊琰 | RE | 1 | 08 April 2009 | |
| LEE Chin Choi 利展才 | RE | 4 | 16 June 2005 | |
| LEE Chin Choi 利展才 | RE | 1 | 16 June 2005 | |
| KILLIAN Anita | RE | 9 | 13 August 2008 | 16 September 2022 |
| MATTIKO Gregory Alan | RE | 9 | 01 August 2016 | 05 August 2022 |
| SHARP PAUL Andrew David | RE | 4 | 18 March 2015 | 29 June 2022 |
| SHARP PAUL Andrew David | RE | 1 | 18 March 2015 | 29 June 2022 |
| CARMEN Michael Tyler | RE | 4 | 13 November 2017 | 17 May 2022 |
| CARMEN Michael Tyler | RE | 1 | 13 November 2017 | 17 May 2022 |
| LEE Wai Lun 李偉麟 | RE | 4 | 02 May 2019 | 11 March 2022 |
| LEE Wai Lun 李偉麟 | RE | 1 | 02 May 2019 | 11 March 2022 |
| CURLEY Jaclyn Elaine | RE | 4 | 28 August 2019 | 09 March 2022 |
| CURLEY Jaclyn Elaine | RE | 1 | 28 August 2019 | 09 March 2022 |
| YEUNG Chun Chak 楊秦澤 | RE | 4 | 07 March 2019 | 14 January 2022 |
| YEUNG Chun Chak 楊秦澤 | RE | 1 | 07 March 2019 | 14 January 2022 |
| PARK Hye Jin | RE | 4 | 28 April 2014 | 03 December 2021 |
| PARK Hye Jin | RE | 1 | 28 April 2014 | 03 December 2021 |
| NAMBIAR Kuniyil Sasidharan | RE | 4 | 30 December 2016 | 19 November 2021 |
| NAMBIAR Kuniyil Sasidharan | RE | 1 | 30 December 2016 | 19 November 2021 |
| HUI Ming Kei 許銘基 | RE | 4 | 24 October 2018 | 05 October 2021 |
| HUI Ming Kei 許銘基 | RE | 1 | 24 October 2018 | 05 October 2021 |
| DANG Jolyn Le Thuy 鄧麗玲 | RE | 4 | 04 March 2019 | 30 June 2021 |
| DANG Jolyn Le Thuy 鄧麗玲 | RE | 1 | 04 March 2019 | 30 June 2021 |
| WONG Chi Wai 王子瑋 | RE | 9 | 13 May 2011 | 31 March 2021 |
| WONG Chi Wai 王子瑋 | RE | 4 | 13 May 2011 | 31 March 2021 |
| WONG Chi Wai 王子瑋 | RE | 1 | 13 May 2011 | 31 March 2021 |
| PERUMAL Janet Anandhi | RE | 4 | 26 May 2014 | 04 August 2020 |
| PERUMAL Janet Anandhi | RE | 1 | 26 May 2014 | 04 August 2020 |
| KWOK Ping 郭蘋 | RE | 9 | 08 July 2008 | 30 December 2019 |
| KONG Pik Suen, Jessica 江璧璇 | RE | 4 | 02 December 2013 | 18 April 2019 |
| KONG Pik Suen, Jessica 江璧璇 | RE | 1 | 02 December 2013 | 18 April 2019 |
| PARKER Jawan Shamel | RE | 4 | 05 November 2018 | 09 November 2018 |
| PARKER Jawan Shamel | RE | 1 | 05 November 2018 | 09 November 2018 |
| MCCARTHY Conor William | RE | 4 | 30 July 2018 | 02 August 2018 |
| MCCARTHY Conor William | RE | 1 | 30 July 2018 | 02 August 2018 |
| YIM Wai Nga 嚴維雅 | RE | 4 | 15 October 2015 | 29 June 2018 |
| YIM Wai Nga 嚴維雅 | RE | 1 | 15 October 2015 | 29 June 2018 |
| MCCARTHY Conor William | RE | 4 | 14 June 2018 | 15 June 2018 |
| MCCARTHY Conor William | RE | 1 | 14 June 2018 | 15 June 2018 |
| FAN Liang 樊亮 | RE | 4 | 20 October 2016 | 19 April 2018 |
| FAN Liang 樊亮 | RE | 1 | 29 September 2016 | 19 April 2018 |
| YU Che Kaei 游智凱 | RO | 4 | 15 January 2014 | 13 April 2018 |
| YU Che Kaei 游智凱 | RO | 1 | 15 January 2014 | 13 April 2018 |
| CHANG Jae Won | RE | 2 | 07 May 2014 | 02 March 2018 |
| CHANG Jae Won | RE | 1 | 07 May 2014 | 02 March 2018 |
| QIAN Feng 錢峰 | RO | 4 | 10 January 2014 | 31 December 2017 |
| QIAN Feng 錢峰 | RO | 1 | 10 January 2014 | 31 December 2017 |
| HYNES Jean Marie | RE | 4 | 18 September 2017 | 19 September 2017 |
| HYNES Jean Marie | RE | 1 | 18 September 2017 | 19 September 2017 |
| KIM Dennis Hong | RE | 4 | 08 May 2017 | 11 May 2017 |
| KIM Dennis Hong | RE | 1 | 08 May 2017 | 11 May 2017 |
| BALDINI Edward Bolles | RE | 4 | 30 March 2017 | 31 March 2017 |
| BALDINI Edward Bolles | RE | 1 | 30 March 2017 | 31 March 2017 |
| CARMEN Michael Tyler | RE | 4 | 16 January 2017 | 24 January 2017 |
| CARMEN Michael Tyler | RE | 1 | 16 January 2017 | 24 January 2017 |
| YEONG Zhiyong, Brian | RE | 4 | 07 November 2016 | 11 November 2016 |
| YEONG Zhiyong, Brian | RE | 1 | 07 November 2016 | 11 November 2016 |
| CHU Wai Tak, Victor 褚偉德 | RE | 4 | 06 January 2014 | 30 July 2016 |
| CHU Wai Tak, Victor 褚偉德 | RE | 1 | 06 January 2014 | 30 July 2016 |
| HYNES Jean Marie | RE | 4 | 15 February 2016 | 17 February 2016 |
| HYNES Jean Marie | RE | 1 | 15 February 2016 | 17 February 2016 |
| KIM Dennis Hong | RE | 4 | 02 December 2015 | 04 December 2015 |
| KIM Dennis Hong | RE | 1 | 02 December 2015 | 04 December 2015 |
| MATTIKO Gregory Alan | RE | 4 | 02 November 2015 | 05 November 2015 |
| MATTIKO Gregory Alan | RE | 1 | 02 November 2015 | 05 November 2015 |
| PARKER Jawan Shamel | RE | 4 | 02 November 2015 | 05 November 2015 |
| PARKER Jawan Shamel | RE | 1 | 02 November 2015 | 05 November 2015 |
| FAN Fei Fei, Philip 范飛飛 | RE | 4 | 02 November 2015 | 05 November 2015 |
| FAN Fei Fei, Philip 范飛飛 | RE | 1 | 02 November 2015 | 05 November 2015 |
| KIM Pau Lam | RE | 9 | 03 October 2013 | 29 May 2015 |
| LEE Yong Ha | RE | 9 | 19 December 2011 | 31 March 2015 |
| LEE Yong Ha | RE | 4 | 19 December 2011 | 31 March 2015 |
| LEE Yong Ha | RE | 1 | 19 December 2011 | 31 March 2015 |
| YU Hsueh-yu 于學宇 | RE | 4 | 19 September 2011 | 26 February 2015 |
| YU Hsueh-yu 于學宇 | RE | 1 | 19 September 2011 | 26 February 2015 |
| MEUNIER Bo Zhang | RE | 9 | 11 November 2011 | 28 November 2014 |
| KWAN Mei Mei 關美美 | RE | 1 | 26 August 2011 | 07 November 2014 |
| YU Che Kaei 游智凱 | RE | 4 | 22 July 2011 | 15 January 2014 |
| YU Che Kaei 游智凱 | RE | 1 | 22 July 2011 | 15 January 2014 |
| QIAN Feng 錢峰 | RE | 4 | 20 April 2006 | 10 January 2014 |
| QIAN Feng 錢峰 | RE | 1 | 20 April 2006 | 10 January 2014 |
| CREIGHTON Antony John | RO | 9 | 05 March 2008 | 06 December 2013 |
| CREIGHTON Antony John | RO | 4 | 26 April 2006 | 06 December 2013 |
| CREIGHTON Antony John | RO | 1 | 26 April 2006 | 06 December 2013 |
| LIU Zhaoying 劉兆熒 | RE | 4 | 20 December 2010 | 01 August 2013 |
| LIU Zhaoying 劉兆熒 | RE | 1 | 20 December 2010 | 01 August 2013 |
| LAM Wan Yeung, Carol 林韻洋 | RE | 4 | 02 April 2007 | 24 July 2013 |
| LAM Wan Yeung, Carol 林韻洋 | RE | 1 | 02 April 2007 | 24 July 2013 |
| KWOK Ping 郭蘋 | RE | 4 | 29 February 2008 | 31 October 2012 |
| KWOK Ping 郭蘋 | RE | 1 | 18 January 2008 | 31 October 2012 |
| MEUNIER Bo Zhang | RE | 9 | 01 April 2011 | 12 October 2011 |
| LEE Steven Hyung Wk | RE | 4 | 28 January 2010 | 17 September 2011 |
| LEE Steven Hyung Wk | RE | 1 | 28 January 2010 | 17 September 2011 |
| XU Xiao 徐霄 | RE | 4 | 29 July 2009 | 24 July 2010 |
| XU Xiao 徐霄 | RE | 1 | 29 July 2009 | 24 July 2010 |
| MASON Matthew James | RE | 4 | 25 September 2006 | 21 May 2009 |
| MASON Matthew James | RE | 1 | 25 September 2006 | 21 May 2009 |
| YAU Ka Mun, Carmen 邱嘉敏 | RE | 4 | 19 August 2004 | 06 July 2007 |
| CREIGHTON Antony John | RE | 4 | 03 November 2005 | 26 April 2006 |
| CREIGHTON Antony John | RE | 1 | 03 November 2005 | 26 April 2006 |