SFC Licenceholders of CMS Capital (HK) Co., Limited 招商資本(香港)有限公司
- compliance@cmschina.com.hk
- Website
- www.cmschina.com.hk
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Licenceholders | Role | Licences | Start date | End date |
---|---|---|---|---|
CHAN Ching Wan 陳青雲 | RO | 4 | 19 November 2007 | 21 May 2008 |
CHAN Ching Wan 陳青雲 | RO | 9 | 19 November 2007 | 21 May 2008 |
CHAN Ching Wan 陳青雲 | RE | 9 | 27 August 2004 | 19 November 2007 |
CHAN Ching Wan 陳青雲 | RE | 4 | 27 August 2004 | 19 November 2007 |
CHAN Yim Yim 陳艷艷 | RO | 9 | 03 February 2010 | 17 March 2017 |
CHAN Ying Lung 陳英龍 | RO | 9 | 21 October 2013 | 14 October 2014 |
CHAN Ying Lung 陳英龍 | RO | 4 | 21 October 2013 | 14 October 2014 |
CHAN Ying Lung 陳英龍 | RE | 9 | 01 December 2010 | 21 October 2013 |
CHEN Guqiao 陳谷喬 | RE | 9 | 14 April 2010 | 09 March 2011 |
CHEN Guqiao 陳谷喬 | RE | 9 | 12 June 2008 | 23 July 2008 |
CHEN Zeyu Apollo 陳澤宇 | RE | 9 | 04 April 2018 | 07 October 2020 |
CHEN Zeyu Apollo 陳澤宇 | RE | 4 | 23 March 2018 | 07 October 2020 |
CHONG Chin Huei, Violet 常勤慧 | RO | 9 | 08 December 2004 | 01 December 2005 |
CHONG Chin Huei, Violet 常勤慧 | RO | 4 | 08 December 2004 | 01 December 2005 |
CHONG Chin Huei, Violet 常勤慧 | RE | 9 | 10 November 2004 | 08 December 2004 |
CHOW Wing Yan, Joseph 周永忻 | RE | 9 | 05 June 2008 | 13 August 2008 |
CUI Tong 崔彤 | RE | 9 | 07 May 2014 | 08 September 2017 |
CUI Tong 崔彤 | RE | 4 | 07 May 2014 | 08 September 2017 |
FENG Yu 豐羽 | RO | 9 | 04 August 2009 | 24 September 2012 |
GENG Yang 耿阳 | RE | 9 | 07 September 2016 | 08 September 2017 |
GENG Yang 耿阳 | RE | 4 | 07 September 2016 | 08 September 2017 |
HAN Yiqiu 韓逸秋 | RO | 9 | 03 February 2010 | 25 February 2011 |
HAN Yiqiu 韓逸秋 | RE | 9 | 14 February 2008 | 03 February 2010 |
HAN Yushan 韓雨珊 | RE | 4 | 21 February 2019 | 22 October 2021 |
HAN Yushan 韓雨珊 | RE | 9 | 21 February 2019 | 22 October 2021 |
HAO Yunfan 郝云帆 | RE | 9 | 09 May 2016 | 03 March 2017 |
HAO Yunfan 郝云帆 | RE | 4 | 09 May 2016 | 03 March 2017 |
HE Jing 何婧 | RE | 9 | 25 September 2007 | 18 August 2008 |
HE Tian 賀添 | RO | 9 | 12 April 2022 | |
HE Tian 賀添 | RO | 4 | 12 April 2022 | |
HE Tian 賀添 | RE | 9 | 29 November 2021 | 12 April 2022 |
HE Tian 賀添 | RE | 4 | 29 November 2021 | 12 April 2022 |
HE Tian 賀添 | RE | 9 | 19 October 2018 | 10 May 2019 |
HE Tian 賀添 | RE | 4 | 19 October 2018 | 10 May 2019 |
HE Zhong 何鐘 | RO | 4 | 15 April 2009 | 29 September 2017 |
HO Shing Yan 何成恩 | RE | 4 | 10 March 2014 | 14 October 2014 |
HO Shing Yan 何成恩 | RE | 9 | 18 February 2013 | 14 October 2014 |
HO Sze Man 何思敏 | RE | 9 | 01 December 2010 | 28 January 2013 |
HU Yong 胡涌 | RE | 4 | 07 March 2014 | 31 October 2014 |
HU Yong 胡涌 | RE | 9 | 19 March 2013 | 31 October 2014 |
IP Woon Lai 葉煥禮 | RO | 9 | 07 November 2017 | 23 May 2018 |
IP Woon Lai 葉煥禮 | RO | 4 | 07 November 2017 | 23 May 2018 |
LAI Chin Pang 黎展鵬 | RE | 9 | 17 July 2015 | 29 April 2016 |
LAI Chin Pang 黎展鵬 | RE | 4 | 17 July 2015 | 29 April 2016 |
LAI Ka Yan, Andrea 黎嘉欣 | RE | 9 | 25 September 2007 | 13 August 2008 |
LAM Chun Fai 林振輝 | RE | 9 | 06 May 2008 | 23 July 2008 |
LAM Siu Hi 林少喜 | RO | 9 | 07 August 2012 | 02 September 2013 |
LAM Siu Hi 林少喜 | RO | 4 | 07 August 2012 | 02 September 2013 |
LAU Yiu Wai 劉耀威 | RO | 9 | 06 May 2004 | 08 January 2010 |
LAU Yiu Wai 劉耀威 | RO | 4 | 06 May 2004 | 08 January 2010 |
LEE Shuk Ying, Nancy 李淑英 | RE | 9 | 25 September 2007 | 15 October 2007 |
LEE Shuk Ying, Nancy 李淑英 | RO | 4 | 02 June 2008 | 10 January 2009 |
LEE Shuk Ying, Nancy 李淑英 | RO | 9 | 02 June 2008 | 10 January 2009 |
LEUNG Ping Tak, Peter 梁秉德 | RE | 9 | 08 August 2008 | 25 October 2010 |
LEUNG Po Lam 梁寶琳 | RE | 4 | 06 March 2014 | 04 November 2015 |
LEUNG Po Lam 梁寶琳 | RE | 9 | 06 August 2013 | 04 November 2015 |
LI Sihua 李司華 | RE | 9 | 08 October 2018 | 18 December 2019 |
LI Sihua 李司華 | RE | 4 | 08 October 2018 | 18 December 2019 |
LI Zheng 李争 | RE | 9 | 01 April 2021 | 30 November 2023 |
LI Zheng 李争 | RE | 4 | 01 April 2021 | 30 November 2023 |
LIU Jianye 劉建業 | RO | 9 | 12 April 2022 | |
LIU Jianye 劉建業 | RO | 4 | 12 April 2022 | |
LIU Shuang 劉爽 | RE | 9 | 22 April 2008 | 23 July 2008 |
LIU Shuang 劉爽 | RE | 4 | 22 April 2008 | 23 July 2008 |
LO Kung Hang 羅功恆 | RE | 9 | 02 October 2007 | 25 April 2009 |
LU Gonglu 鲁公路 | RO | 9 | 01 November 2023 | |
LU Gonglu 鲁公路 | RO | 4 | 01 November 2023 | |
LUK Wai Kit 陸偉傑 | RO | 9 | 02 June 2008 | 03 August 2009 |
MA Tian Bei 馬天蓓 | RE | 9 | 11 March 2008 | 23 July 2008 |
MAO Yunjun 毛云鋆 | RO | 9 | 17 June 2021 | 30 September 2021 |
MAO Yunjun 毛云鋆 | RO | 4 | 17 June 2021 | 30 September 2021 |
MAO Yunjun 毛云鋆 | RE | 9 | 05 January 2021 | 17 June 2021 |
MAO Yunjun 毛云鋆 | RE | 4 | 05 January 2021 | 17 June 2021 |
PHEN Chun Shing, Vincent 彭鎮城 | RE | 9 | 25 May 2009 | 21 September 2012 |
RATTIWAT Samson 范頌才 | RO | 9 | 17 November 2004 | 21 November 2007 |
RATTIWAT Samson 范頌才 | RO | 4 | 17 November 2004 | 21 November 2007 |
SEN Tung Ning 神東寧 | RE | 9 | 05 December 2007 | 14 November 2009 |
SEN Tung Ning 神東寧 | RE | 4 | 05 December 2007 | 14 November 2009 |
SHI Xiaomeng 石晓矇 | RE | 4 | 08 October 2018 | 04 September 2020 |
SHI Xiaomeng 石晓矇 | RE | 9 | 08 October 2018 | 04 September 2020 |
SHUM Wai Bill, Patrick 岑維標 | RO | 9 | 12 April 2012 | 21 November 2017 |
SHUM Wai Bill, Patrick 岑維標 | RO | 4 | 14 February 2012 | 21 November 2017 |
SO Chiu Fung 蘇晁鋒 | RE | 9 | 04 February 2016 | 14 August 2017 |
SO Chiu Fung 蘇晁鋒 | RE | 4 | 04 February 2016 | 14 August 2017 |
SUN Dandan 孫丹丹 | RE | 4 | 07 March 2014 | 31 December 2014 |
SUN Dandan 孫丹丹 | RE | 9 | 15 October 2013 | 31 December 2014 |
SUN Yu Feng 孫于峰 | RO | 9 | 28 April 2008 | 30 June 2008 |
SUN Yu Feng 孫于峰 | RE | 4 | 28 April 2008 | 30 June 2008 |
TAM Marco 譚浩倫 | RE | 4 | 07 March 2014 | 23 December 2015 |
TAM Marco 譚浩倫 | RE | 9 | 11 August 2011 | 23 December 2015 |
WANG Vivian Nan | RO | 9 | 25 September 2017 | 04 January 2019 |
WANG Vivian Nan | RO | 4 | 25 September 2017 | 04 January 2019 |
WANG Vivian Nan | RE | 9 | 12 February 2016 | 25 September 2017 |
WANG Vivian Nan | RE | 4 | 12 February 2016 | 25 September 2017 |
WONG Chi Wai, Francis 王志偉 | RO | 9 | 06 May 2004 | 07 October 2004 |
WONG Chi Wai, Francis 王志偉 | RO | 4 | 06 May 2004 | 07 October 2004 |
WONG Pui Jones 黃沛鍾 | RE | 9 | 28 June 2023 | |
WONG Pui Jones 黃沛鍾 | RE | 4 | 28 June 2023 | |
WONG Pui Jones 黃沛鍾 | RE | 4 | 27 July 2022 | 28 March 2023 |
WONG Pui Jones 黃沛鍾 | RE | 9 | 27 July 2022 | 28 March 2023 |
WONG Vivien 黃詠欣 | RO | 9 | 16 August 2018 | 14 July 2020 |
WONG Vivien 黃詠欣 | RO | 4 | 16 August 2018 | 14 July 2020 |
WONG Vivien 黃詠欣 | RE | 9 | 19 June 2018 | 16 August 2018 |
WONG Vivien 黃詠欣 | RE | 4 | 19 June 2018 | 16 August 2018 |
WU Chen 吳晨 | RO | 9 | 01 June 2022 | 18 January 2023 |
WU Chen 吳晨 | RO | 4 | 01 June 2022 | 18 January 2023 |
WU Chen 吳晨 | RE | 9 | 01 June 2022 | 01 June 2022 |
WU Chen 吳晨 | RE | 4 | 01 June 2022 | 01 June 2022 |
YANG Fan 楊帆 | RO | 9 | 10 May 2018 | 17 April 2020 |
YANG Fan 楊帆 | RO | 4 | 10 May 2018 | 17 April 2020 |
YANG Yingying 楊莹莹 | RE | 9 | 25 September 2007 | 13 August 2008 |
YANG Zifan 楊子帆 | RE | 9 | 23 November 2018 | 21 August 2020 |
YANG Zifan 楊子帆 | RE | 4 | 23 November 2018 | 21 August 2020 |
YAU Chun Keung 邱鎮強 | RE | 4 | 27 April 2009 | 27 July 2010 |
YAU Chun Keung 邱鎮強 | RE | 9 | 27 May 2009 | 11 April 2011 |
YEN Jong Ling 嚴中伶 | RO | 4 | 04 January 2010 | 03 January 2012 |
YEN Jong Ling 嚴中伶 | RO | 9 | 04 January 2010 | 01 September 2010 |
YUN Hongming 惲弘銘 | RE | 9 | 12 October 2020 | 21 October 2021 |
YUN Hongming 惲弘銘 | RE | 4 | 12 October 2020 | 21 October 2021 |
YUNG Lap Kay 容立基 | RE | 9 | 16 January 2015 | 10 March 2017 |
ZHANG Shuheng 張書恒 | RE | 9 | 08 September 2016 | 25 August 2017 |
ZHANG Shuheng 張書恒 | RE | 4 | 08 September 2016 | 25 August 2017 |
ZHANG Xi 張爔 | RE | 9 | 07 April 2021 | |
ZHANG Xi 張爔 | RE | 4 | 07 April 2021 | |
ZHANG Xiangjie 張翔傑 | RE | 9 | 21 July 2022 | |
ZHANG Xiangjie 張翔傑 | RE | 4 | 21 July 2022 | |
ZHOU Chen 周辰 | RO | 9 | 07 April 2020 | 26 April 2021 |
ZHOU Chen 周辰 | RO | 4 | 07 April 2020 | 26 April 2021 |
ZHOU Chen 周辰 | RE | 4 | 04 December 2019 | 07 April 2020 |
ZHOU Chen 周辰 | RE | 9 | 04 December 2019 | 07 April 2020 |
ZHOU Qiyuan 周其遠 | RE | 9 | 04 October 2018 | 01 April 2019 |
ZHOU Qiyuan 周其遠 | RE | 4 | 04 October 2018 | 01 April 2019 |