SFC Licenceholders of Brevan Howard (Hong Kong) Limited
- bhcompliance@brevanhoward.com
- Website
- www.brevanhoward.com
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Licenceholders | Role | Licences | Start date | End date |
---|---|---|---|---|
ADAMS David John Stuart | RE | 5 | 08 February 2017 | 16 February 2018 |
ADAMS David John Stuart | RE | 4 | 08 February 2017 | 16 February 2018 |
ADAMS David John Stuart | RE | 9 | 15 May 2012 | 16 February 2018 |
AIYAPPAN Ashwin | RE | 9 | 28 July 2023 | |
AU Wing Keung, Frederic 區永強 | RO | 9 | 03 February 2017 | 14 June 2023 |
AU Wing Keung, Frederic 區永強 | RE | 9 | 22 October 2007 | 03 February 2017 |
AU Wing Keung, Frederic 區永強 | RE | 4 | 11 June 2008 | 28 February 2009 |
AU Wing Keung, Frederic 區永強 | RE | 5 | 11 June 2008 | 28 February 2009 |
BALZAC Dmitry Alex | RE | 9 | 09 January 2012 | 18 September 2012 |
BARTAKKE Adwait Anil | RE | 1 | 20 March 2013 | 17 October 2013 |
BARTAKKE Adwait Anil | RE | 9 | 20 March 2013 | 17 October 2013 |
BATHWAL Minal | RE | 9 | 29 November 2016 | 30 April 2018 |
BATHWAL Minal | RO | 9 | 27 February 2013 | 29 November 2016 |
BATHWAL Minal | RE | 5 | 27 June 2008 | 28 February 2009 |
BATHWAL Minal | RE | 9 | 01 June 2007 | 27 February 2013 |
BATHWAL Minal | RE | 4 | 27 June 2008 | 28 February 2009 |
BEESON James Michael | RE | 5 | 27 June 2008 | 28 February 2009 |
BEESON James Michael | RE | 4 | 27 June 2008 | 28 February 2009 |
BEESON James Michael | RE | 9 | 11 April 2006 | 16 April 2009 |
BIAN Huan 卞歡 | RE | 9 | 05 July 2022 | |
CAPALDI John Louis Francis | RE | 1 | 14 August 2014 | 22 October 2015 |
CHAN Peter Sun Hong | RE | 9 | 05 March 2014 | 13 September 2014 |
CHAN Peter Sun Hong | RO | 9 | 23 September 2009 | 05 December 2012 |
CHAN Peter Sun Hong | RE | 5 | 27 June 2008 | 28 February 2009 |
CHAN Peter Sun Hong | RE | 4 | 27 June 2008 | 28 February 2009 |
CHAN Peter Sun Hong | RE | 9 | 27 April 2007 | 23 September 2009 |
CHANG Xueshan 常雪杉 | RE | 9 | 07 April 2008 | 19 August 2010 |
CHANG Xueshan 常雪杉 | RE | 5 | 07 April 2008 | 28 February 2009 |
CHANG Xueshan 常雪杉 | RE | 4 | 07 April 2008 | 28 February 2009 |
CHEN Haidi 陳海迪 | RE | 9 | 13 October 2022 | 14 March 2024 |
CHEN Jianfang 陳建芳 | RE | 9 | 10 July 2023 | |
CHEN Yibing 陳一冰 | RE | 9 | 13 June 2023 | 14 March 2024 |
CHENG Ke 程珂 | RE | 9 | 09 September 2020 | 18 September 2023 |
CHENG Ke 程珂 | RE | 9 | 08 May 2017 | 31 December 2019 |
CHENG Ke 程珂 | RE | 1 | 08 May 2017 | 09 May 2018 |
CHIARAWONGSE Chakrapas | RE | 9 | 21 June 2018 | 31 December 2019 |
CHILTON James Edward | RE | 9 | 26 February 2024 | |
CHILTON James Edward | RE | 9 | 25 November 2020 | 18 September 2023 |
CHIU Robert Peter | RE | 1 | 27 May 2016 | 14 March 2017 |
CHIU Robert Peter | RE | 9 | 19 December 2012 | 14 March 2017 |
CHUDLEIGH Craig Lawrence | RO | 9 | 15 July 2004 | 31 May 2006 |
CHULANI Rohit Madan Mohan | RE | 9 | 21 February 2006 | 12 January 2007 |
CONYNGHAM Samuel Thomas | RE | 9 | 29 July 2004 | 01 April 2005 |
DHARA Sugat | RE | 9 | 23 February 2015 | 29 September 2015 |
DING Yuejing 丁悦静 | RE | 9 | 01 December 2022 | |
DUAN Xuefeng 段雪峰 | RE | 9 | 04 August 2023 | |
DUNAND-CHATELLET Clement Pierre | RE | 9 | 06 September 2023 | |
DUNAND-CHATELLET Clement Pierre | RE | 9 | 07 July 2022 | 16 November 2022 |
DUNAND-CHATELLET Clement Pierre | RO | 9 | 16 November 2022 | 06 September 2023 |
E Yue Fai Joel 余耀輝 | RE | 1 | 23 November 2016 | 30 June 2017 |
E Yue Fai Joel 余耀輝 | RE | 9 | 13 October 2016 | 30 June 2017 |
E Yue Fai Joel 余耀輝 | RE | 9 | 14 March 2016 | 27 July 2016 |
ELLIS Paul Joseph | RE | 9 | 07 January 2013 | 06 February 2017 |
ERNST Kaspar Daniel | RO | 1 | 13 September 2012 | 10 May 2018 |
ERNST Kaspar Daniel | RO | 4 | 12 March 2008 | 10 May 2018 |
ERNST Kaspar Daniel | RO | 5 | 12 March 2008 | 10 May 2018 |
ERNST Kaspar Daniel | RO | 9 | 12 July 2004 | 29 February 2020 |
FANG Sai Tai, Jeffrey 方世泰 | RE | 4 | 11 June 2008 | 13 November 2008 |
FANG Sai Tai, Jeffrey 方世泰 | RE | 5 | 11 June 2008 | 13 November 2008 |
FANG Sai Tai, Jeffrey 方世泰 | RE | 9 | 21 September 2007 | 13 November 2008 |
FOO Jong Chen | RE | 9 | 10 August 2006 | 31 January 2009 |
FOO Jong Chen | RE | 4 | 11 June 2008 | 31 January 2009 |
FOO Jong Chen | RE | 5 | 11 June 2008 | 31 January 2009 |
FRIEDMAN Brian Cory | RE | 9 | 05 July 2023 | 13 September 2023 |
FUJIWARA Koji | RE | 9 | 30 May 2013 | 23 October 2013 |
FUNG Hon Nam 馮漢南 | RE | 5 | 22 April 2008 | 03 November 2008 |
FUNG Hon Nam 馮漢南 | RE | 4 | 22 April 2008 | 03 November 2008 |
FUNG Hon Nam 馮漢南 | RE | 9 | 22 April 2008 | 03 November 2008 |
GHOSH Samrat | RE | 1 | 03 March 2014 | 28 February 2018 |
GHOSH Samrat | RE | 4 | 19 June 2008 | 28 February 2009 |
GHOSH Samrat | RE | 5 | 19 June 2008 | 28 February 2009 |
GHOSH Samrat | RE | 9 | 19 June 2008 | 28 February 2018 |
GUGLIETTA Joel Stephan | RE | 9 | 24 December 2005 | 28 November 2006 |
HE Hui 何卉 | RE | 4 | 13 June 2012 | 16 April 2013 |
HE Hui 何卉 | RE | 5 | 13 June 2012 | 16 April 2013 |
HELSKE Ville Esko | RE | 9 | 26 April 2016 | 13 January 2017 |
HILL Daniel William | RE | 9 | 11 March 2019 | |
HILL Daniel William | RE | 1 | 10 August 2015 | 20 March 2018 |
HJORT Viktor | RE | 5 | 16 July 2015 | 19 October 2015 |
HJORT Viktor | RE | 4 | 16 July 2015 | 19 October 2015 |
HO Kok Hoong | RE | 4 | 19 April 2010 | 19 November 2010 |
HO Kok Hoong | RE | 5 | 19 April 2010 | 19 November 2010 |
HO Kok Hoong | RE | 9 | 19 April 2010 | 19 November 2010 |
HU Zidong 胡紫東 | RE | 9 | 03 October 2023 | |
IRINEO Joseph Bernard | RO | 5 | 19 March 2015 | 10 May 2018 |
IRINEO Joseph Bernard | RO | 4 | 19 March 2015 | 10 May 2018 |
IRINEO Joseph Bernard | RO | 1 | 19 March 2015 | 10 May 2018 |
IRINEO Joseph Bernard | RO | 9 | 07 May 2012 | 31 March 2021 |
IRINEO Joseph Bernard | RE | 5 | 11 June 2008 | 28 February 2009 |
IRINEO Joseph Bernard | RE | 4 | 11 June 2008 | 28 February 2009 |
IRINEO Joseph Bernard | RE | 9 | 30 January 2007 | 07 May 2012 |
JIANG YUYU 蒋裕钰 | RE | 9 | 27 July 2022 | |
JINDLE Kunal | RE | 1 | 15 February 2017 | 01 August 2017 |
JINDLE Kunal | RE | 9 | 03 June 2014 | 01 August 2017 |
JUMA Farouk Nanji | RE | 9 | 27 February 2012 | 08 June 2012 |
KAM Tyran 金泰倫 | RE | 1 | 22 November 2012 | 12 February 2014 |
KAM Tyran 金泰倫 | RE | 5 | 26 April 2010 | 12 February 2014 |
KAM Tyran 金泰倫 | RE | 9 | 03 July 2012 | 12 February 2014 |
KAM Tyran 金泰倫 | RE | 4 | 26 April 2010 | 12 February 2014 |
KAPOOR Manu | RE | 1 | 13 February 2015 | 15 November 2016 |
KAPOOR Manu | RE | 9 | 26 May 2014 | 15 November 2016 |
KIM Sungryul | RE | 9 | 17 March 2022 | |
KINDOPP Jason Merle | RE | 5 | 18 May 2012 | 16 April 2013 |
KINDOPP Jason Merle | RE | 4 | 18 May 2012 | 16 April 2013 |
KOHLI Rohan | RE | 9 | 15 May 2023 | |
KONG Luhua 孔露華 | RE | 1 | 08 October 2014 | 19 September 2017 |
KONG Luhua 孔露華 | RE | 9 | 17 December 2013 | 19 September 2017 |
KORODI-SZASZ Attila | RE | 9 | 15 July 2021 | 02 June 2022 |
KUMAR Ajay | RE | 9 | 08 July 2020 | 06 September 2020 |
LAI Hau Sze, Esther 黎巧思 | RE | 4 | 27 June 2008 | 28 February 2009 |
LAI Hau Sze, Esther 黎巧思 | RE | 5 | 27 June 2008 | 28 February 2009 |
LAI Hau Sze, Esther 黎巧思 | RE | 9 | 31 March 2006 | 28 February 2009 |
LEE Mei Chi 李美芝 | RO | 4 | 12 March 2008 | 18 November 2013 |
LEE Mei Chi 李美芝 | RO | 9 | 26 September 2006 | 18 November 2013 |
LEE Mei Chi 李美芝 | RO | 5 | 12 March 2008 | 18 November 2013 |
LEE Mei Chi 李美芝 | RE | 9 | 13 December 2005 | 26 September 2006 |
LEE Sze Kit, Ian Cedric 李思傑 | RO | 9 | 20 August 2020 | |
LEE Sze Kit, Ian Cedric 李思傑 | RE | 9 | 16 June 2016 | 25 February 2019 |
LEE Sze Kit, Ian Cedric 李思傑 | RE | 1 | 16 June 2016 | 09 May 2018 |
LEE Sze Kit, Ian Cedric 李思傑 | RE | 1 | 03 March 2014 | 01 March 2016 |
LEE Sze Kit, Ian Cedric 李思傑 | RE | 4 | 27 June 2008 | 28 February 2009 |
LEE Sze Kit, Ian Cedric 李思傑 | RE | 5 | 27 June 2008 | 28 February 2009 |
LEE Sze Kit, Ian Cedric 李思傑 | RE | 9 | 31 March 2006 | 01 March 2016 |
LEUNG Ho Long 梁浩朗 | RE | 9 | 17 November 2022 | 18 September 2023 |
LEUNG Sam 梁森 | RO | 9 | 06 June 2023 | |
LEUNG Sam 梁森 | RE | 9 | 05 January 2023 | 06 June 2023 |
LEUNG Sam 梁森 | RE | 9 | 23 March 2016 | 27 July 2016 |
LI Chun Man 李俊文 | RE | 9 | 14 March 2016 | 27 July 2016 |
LI Yuxuan 李宇軒 | RE | 9 | 01 June 2023 | |
LIANI Evandro | RE | 9 | 22 September 2014 | 01 November 2014 |
MAHESHWARI Prateek | RE | 9 | 09 May 2017 | 12 April 2019 |
MAHESHWARI Prateek | RE | 1 | 09 May 2017 | 09 May 2018 |
NAGPAL Shantanu | RE | 4 | 12 March 2010 | 18 May 2010 |
NAGPAL Shantanu | RE | 9 | 12 March 2010 | 18 May 2010 |
NAGPAL Shantanu | RE | 5 | 01 April 2010 | 18 May 2010 |
NAGPAL Shantanu | RO | 9 | 18 May 2010 | 19 November 2010 |
NAGPAL Shantanu | RO | 5 | 18 May 2010 | 19 November 2010 |
NAGPAL Shantanu | RO | 4 | 18 May 2010 | 19 November 2010 |
NASEER Jahanzeb | RO | 9 | 16 June 2006 | 12 January 2007 |
NASEER Jahanzeb | RE | 9 | 28 December 2005 | 16 June 2006 |
NG Eric Peter 吳君豪 | RE | 9 | 10 July 2023 | |
NGAN Chung Wai, Hubert 顏頌偉 | RE | 9 | 14 February 2012 | 13 July 2013 |
NGAN Chung Wai, Hubert 顏頌偉 | RE | 9 | 03 November 2008 | 28 February 2009 |
NGAN Chung Wai, Hubert 顏頌偉 | RE | 5 | 03 November 2008 | 28 February 2009 |
NGAN Chung Wai, Hubert 顏頌偉 | RE | 4 | 03 November 2008 | 28 February 2009 |
OOI Nicole Kathleen | RE | 4 | 08 December 2014 | 10 November 2015 |
OOI Nicole Kathleen | RE | 1 | 08 December 2014 | 10 November 2015 |
OOI Nicole Kathleen | RE | 5 | 08 December 2014 | 10 November 2015 |
PAUTROT Sebastien, Michael | RE | 9 | 12 October 2011 | 13 September 2012 |
PAUTROT Sebastien, Michael | RE | 4 | 12 October 2011 | 13 September 2012 |
PAUTROT Sebastien, Michael | RE | 5 | 12 October 2011 | 13 September 2012 |
PAUTROT Sebastien, Michael | RO | 1 | 13 September 2012 | 28 February 2015 |
PAUTROT Sebastien, Michael | RO | 4 | 13 September 2012 | 28 February 2015 |
PAUTROT Sebastien, Michael | RO | 5 | 13 September 2012 | 28 February 2015 |
PAUTROT Sebastien, Michael | RO | 9 | 13 September 2012 | 28 February 2015 |
PIPLANI Dhruv | RO | 9 | 06 December 2013 | 31 October 2014 |
PIPLANI Dhruv | RE | 9 | 15 October 2013 | 06 December 2013 |
PIPLANI Dhruv | RO | 1 | 09 October 2014 | 31 October 2014 |
QIN Hongyu 秦紅雨 | RE | 4 | 11 June 2008 | 30 September 2010 |
QIN Hongyu 秦紅雨 | RE | 5 | 11 June 2008 | 30 September 2010 |
QIN Hongyu 秦紅雨 | RE | 9 | 04 January 2008 | 28 February 2009 |
QUARTAROLO Brian Dennis | RE | 9 | 28 June 2006 | 11 January 2007 |
QUEK Eng Ann, James 郭永安 | RE | 9 | 26 April 2007 | 21 September 2007 |
ROY Tamaghna | RE | 1 | 23 April 2013 | 19 February 2014 |
ROY Tamaghna | RE | 9 | 23 April 2013 | 31 December 2019 |
SHRIDHARAN Vasan | RE | 9 | 12 December 2005 | 07 July 2008 |
SINGH Pawan Kumar | RE | 9 | 08 August 2022 | |
SINGH Rishi Vickram | RE | 9 | 09 May 2013 | 16 January 2017 |
SINGH Rishi Vickram | RE | 1 | 09 May 2013 | 10 June 2015 |
SINGHANIA Praveen | RE | 9 | 23 March 2012 | 01 June 2014 |
SPITZER Mark Steven | RE | 9 | 10 October 2013 | 01 October 2014 |
SPITZER Mark Steven | RE | 1 | 10 October 2013 | 01 October 2014 |
SUZAT Alexis Dominique | RO | 9 | 15 February 2006 | 29 September 2006 |
SUZAT Alexis Dominique | RE | 9 | 07 March 2005 | 15 February 2006 |
TANG Chi Kit 鄧智傑 | RE | 9 | 10 August 2006 | 25 June 2007 |
TELLVIK Bengt Johan | RO | 4 | 11 February 2015 | 26 August 2015 |
TELLVIK Bengt Johan | RO | 1 | 11 February 2015 | 26 August 2015 |
TELLVIK Bengt Johan | RE | 1 | 27 August 2014 | 11 February 2015 |
TELLVIK Bengt Johan | RO | 5 | 11 February 2015 | 26 August 2015 |
TELLVIK Bengt Johan | RO | 9 | 11 February 2015 | 26 August 2015 |
TELLVIK Bengt Johan | RE | 9 | 27 August 2014 | 11 February 2015 |
THUMANN Sebastian Rainer | RE | 1 | 18 February 2016 | 12 November 2016 |
THUMANN Sebastian Rainer | RE | 9 | 20 July 2015 | 12 November 2016 |
TO Ching Sze, Cecilia 杜靜詩 | RE | 5 | 03 March 2010 | 13 September 2010 |
TO Ching Sze, Cecilia 杜靜詩 | RE | 4 | 03 March 2010 | 13 September 2010 |
TONG U Lipp 童又立 | RE | 9 | 09 November 2007 | 28 February 2009 |
TONG U Lipp 童又立 | RE | 4 | 27 June 2008 | 28 February 2009 |
TONG U Lipp 童又立 | RE | 5 | 27 June 2008 | 28 February 2009 |
UNDERWOOD Alexander Michael | RO | 5 | 12 March 2008 | 15 June 2012 |
UNDERWOOD Alexander Michael | RO | 4 | 12 March 2008 | 15 June 2012 |
UNDERWOOD Alexander Michael | RO | 9 | 02 February 2007 | 15 June 2012 |
UTTAMCHANDANI Thu Trang Thi Nguyen | RE | 9 | 22 February 2005 | 27 January 2006 |
VERNON James William Edward | RO | 9 | 12 July 2004 | 22 December 2004 |
WANG Wei 王維 | RE | 9 | 02 December 2015 | 27 July 2016 |
WONG Jensen 黃集信 | RE | 9 | 20 May 2022 | 18 May 2023 |
WU Jiajie 吳嘉杰 | RE | 9 | 21 March 2016 | 27 July 2016 |
YAN Wai Fong 殷慧芳 | RE | 5 | 27 June 2008 | 28 February 2009 |
YAN Wai Fong 殷慧芳 | RE | 4 | 27 June 2008 | 28 February 2009 |
YAN Wai Fong 殷慧芳 | RE | 9 | 12 June 2006 | 28 February 2009 |
YANG Jie 楊婕 | RE | 4 | 15 May 2013 | 16 February 2017 |
YANG Jie 楊婕 | RE | 5 | 15 May 2013 | 16 February 2017 |
YEUNG Simon Sei-Yuen 楊仕元 | RE | 1 | 13 February 2015 | 06 October 2016 |
YEUNG Simon Sei-Yuen 楊仕元 | RE | 4 | 11 June 2008 | 28 February 2009 |
YEUNG Simon Sei-Yuen 楊仕元 | RE | 5 | 11 June 2008 | 28 February 2009 |
YEUNG Simon Sei-Yuen 楊仕元 | RE | 9 | 11 April 2006 | 06 October 2016 |
YEUNG Tsun Hung, Jacky 楊俊洪 | RE | 9 | 27 October 2020 | |
YOUN Un Sik, Christian 尹彥植 | RO | 9 | 20 December 2012 | 12 February 2014 |
YOUN Un Sik, Christian 尹彥植 | RO | 5 | 20 December 2012 | 12 February 2014 |
YOUN Un Sik, Christian 尹彥植 | RO | 4 | 20 December 2012 | 12 February 2014 |
YOUN Un Sik, Christian 尹彥植 | RO | 1 | 20 December 2012 | 12 February 2014 |
YOUN Un Sik, Christian 尹彥植 | RE | 4 | 11 June 2008 | 20 December 2012 |
YOUN Un Sik, Christian 尹彥植 | RE | 5 | 11 June 2008 | 20 December 2012 |
YOUN Un Sik, Christian 尹彥植 | RE | 9 | 23 March 2007 | 20 December 2012 |
YU Ye 俞曄 | RE | 9 | 14 November 2023 | |
ZHANG Jiawen 張嘉文 | RE | 9 | 20 June 2022 | |
ZHANG Le 張樂 | RE | 9 | 29 January 2014 | 07 November 2014 |
ZHANG Yiting 張怡婷 | RE | 9 | 10 July 2023 |