SFC Licenceholders of Ballingal Investment Advisors Limited
- andrew@ballingal.com
- Website
- www.ballingal.com
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Licenceholders | Role | Licences | Start date | End date |
|---|---|---|---|---|
| BALLINGAL Andrew Robert Thomas | RO | 9 | 13 August 2004 | |
| BALLINGAL Andrew Robert Thomas | RO | 5 | 13 August 2004 | |
| BALLINGAL Andrew Robert Thomas | RO | 4 | 13 August 2004 | |
| BARKER Geoffrey Charles | RO | 9 | 19 July 2006 | 30 September 2013 |
| BARKER Geoffrey Charles | RO | 5 | 19 July 2006 | 30 September 2013 |
| BARKER Geoffrey Charles | RO | 4 | 19 July 2006 | 30 September 2013 |
| BARKER Geoffrey Charles | RE | 9 | 11 November 2005 | 19 July 2006 |
| BARKER Geoffrey Charles | RE | 5 | 11 November 2005 | 19 July 2006 |
| BARKER Geoffrey Charles | RE | 4 | 11 November 2005 | 19 July 2006 |
| BIBBY Nicholas Paley | RE | 4 | 23 September 2009 | 30 September 2013 |
| BIBBY Nicholas Paley | RE | 5 | 23 September 2009 | 30 September 2013 |
| BIBBY Nicholas Paley | RE | 9 | 23 September 2009 | 30 September 2013 |
| BLENNERHASSETT David James | RE | 4 | 16 January 2017 | |
| CSELLAK Linda Marie | RO | 9 | 21 May 2008 | 31 March 2009 |
| CSELLAK Linda Marie | RO | 5 | 21 May 2008 | 31 March 2009 |
| CSELLAK Linda Marie | RO | 4 | 21 May 2008 | 31 March 2009 |
| DHIR Poonam | RO | 5 | 27 June 2017 | 01 July 2020 |
| DHIR Poonam | RE | 5 | 10 February 2017 | 27 June 2017 |
| DHIR Poonam | RO | 9 | 29 July 2016 | 01 July 2020 |
| DHIR Poonam | RO | 4 | 29 July 2016 | 01 July 2020 |
| DHIR Poonam | RO | 5 | 29 July 2016 | 10 February 2017 |
| DHIR Poonam | RE | 9 | 01 June 2016 | 29 July 2016 |
| DHIR Poonam | RE | 5 | 01 June 2016 | 29 July 2016 |
| DHIR Poonam | RE | 4 | 01 June 2016 | 29 July 2016 |
| DHIR Poonam | RE | 5 | 14 June 2010 | 31 May 2013 |
| DHIR Poonam | RE | 9 | 14 June 2010 | 31 May 2013 |
| DHIR Poonam | RE | 4 | 14 June 2010 | 31 May 2013 |
| FAULKNER Thomas Frederick | RE | 4 | 24 October 2013 | 31 December 2013 |
| FAULKNER Thomas Frederick | RE | 9 | 24 October 2013 | 31 December 2013 |
| FAULKNER Thomas Frederick | RE | 5 | 24 October 2013 | 31 December 2013 |
| FERNS Stewart Kenneth | RE | 4 | 13 November 2009 | 31 March 2011 |
| FERNS Stewart Kenneth | RE | 5 | 13 November 2009 | 31 March 2011 |
| FERNS Stewart Kenneth | RE | 9 | 13 November 2009 | 31 March 2011 |
| GEDDES Marc Alan | RE | 4 | 05 June 2013 | 30 April 2015 |
| GEDDES Marc Alan | RE | 5 | 05 June 2013 | 30 April 2015 |
| GEDDES Marc Alan | RE | 9 | 05 June 2013 | 30 April 2015 |
| GORDON Glen | RE | 4 | 30 March 2011 | 31 December 2012 |
| GORDON Glen | RE | 5 | 30 March 2011 | 31 December 2012 |
| GORDON Glen | RE | 9 | 30 March 2011 | 31 December 2012 |
| KITNEY Paul Michael | RE | 9 | 15 August 2016 | 01 October 2017 |
| KITNEY Paul Michael | RE | 4 | 15 August 2016 | 01 October 2017 |
| LI Wing Chung, Ronald 李穎中 | RO | 9 | 20 June 2011 | 28 February 2014 |
| LI Wing Chung, Ronald 李穎中 | RO | 4 | 20 June 2011 | 28 February 2014 |
| LI Wing Chung, Ronald 李穎中 | RO | 5 | 20 June 2011 | 28 February 2014 |
| LI Wing Chung, Ronald 李穎中 | RE | 9 | 21 May 2009 | 20 June 2011 |
| LI Wing Chung, Ronald 李穎中 | RE | 5 | 21 May 2009 | 20 June 2011 |
| LI Wing Chung, Ronald 李穎中 | RE | 4 | 21 May 2009 | 20 June 2011 |
| LIAO Wei 廖薇 | RE | 9 | 03 November 2016 | 31 August 2017 |
| LIAO Wei 廖薇 | RE | 5 | 03 November 2016 | 31 August 2017 |
| LIAO Wei 廖薇 | RE | 4 | 03 November 2016 | 31 August 2017 |
| LIAO Wei 廖薇 | RE | 4 | 07 November 2011 | 30 September 2013 |
| LIAO Wei 廖薇 | RE | 9 | 07 November 2011 | 30 September 2013 |
| LIAO Wei 廖薇 | RE | 5 | 07 November 2011 | 30 September 2013 |
| LIMOND Andrew Mark | RE | 9 | 14 July 2008 | 31 August 2010 |
| LIMOND Andrew Mark | RE | 5 | 14 July 2008 | 31 August 2010 |
| LIMOND Andrew Mark | RE | 4 | 14 July 2008 | 31 August 2010 |
| LUNDY Travis Stuart | RE | 9 | 13 January 2017 | |
| LUNDY Travis Stuart | RE | 4 | 13 January 2017 | |
| MCBAIN Mary Charlotte | RE | 4 | 13 March 2006 | 24 April 2006 |
| MCBAIN Mary Charlotte | RO | 9 | 13 August 2004 | 12 January 2006 |
| MCBAIN Mary Charlotte | RO | 5 | 13 August 2004 | 12 January 2006 |
| MCBAIN Mary Charlotte | RO | 4 | 13 August 2004 | 12 January 2006 |
| MEDD Alexander Robert | RE | 4 | 19 February 2021 | 01 October 2021 |
| MICHAEL Epiphanios | RE | 5 | 04 October 2013 | 02 May 2014 |
| MICHAEL Epiphanios | RE | 4 | 04 October 2013 | 02 May 2014 |
| MICHAEL Epiphanios | RE | 9 | 04 October 2013 | 02 May 2014 |
| NG Michael William 吳以廉 | RO | 9 | 11 April 2019 | |
| NG Michael William 吳以廉 | RO | 5 | 11 April 2019 | |
| NG Michael William 吳以廉 | RO | 4 | 11 April 2019 | |
| NG Michael William 吳以廉 | RE | 9 | 24 January 2017 | 11 April 2019 |
| NG Michael William 吳以廉 | RE | 5 | 24 January 2017 | 11 April 2019 |
| NG Michael William 吳以廉 | RE | 4 | 24 January 2017 | 11 April 2019 |
| NG Michael William 吳以廉 | RE | 4 | 06 June 2014 | 31 August 2015 |
| NG Michael William 吳以廉 | RE | 5 | 06 June 2014 | 31 August 2015 |
| NG Michael William 吳以廉 | RE | 9 | 06 June 2014 | 31 August 2015 |
| PARK Ji Eun | RE | 4 | 21 March 2017 | 31 December 2017 |
| ROYDS Thomas Alexander | RE | 5 | 25 February 2014 | 24 April 2014 |
| ROYDS Thomas Alexander | RO | 5 | 24 April 2014 | 27 February 2015 |
| ROYDS Thomas Alexander | RO | 4 | 15 June 2011 | 27 February 2015 |
| ROYDS Thomas Alexander | RO | 9 | 15 June 2011 | 27 February 2015 |
| SAVORY Amelia Mary | RE | 9 | 23 May 2012 | 31 October 2013 |
| SAVORY Amelia Mary | RE | 5 | 23 May 2012 | 31 October 2013 |
| SAVORY Amelia Mary | RE | 4 | 23 May 2012 | 31 October 2013 |
| SCHOFIELD John Cyril Lester | RE | 9 | 04 March 2014 | 30 April 2014 |
| SCHOFIELD John Cyril Lester | RE | 4 | 04 March 2014 | 30 April 2014 |
| SCHOFIELD John Cyril Lester | RE | 5 | 30 April 2014 | 20 May 2015 |
| SCHOFIELD John Cyril Lester | RO | 4 | 30 April 2014 | 20 May 2015 |
| SCHOFIELD John Cyril Lester | RO | 9 | 30 April 2014 | 20 May 2015 |
| SCRASE Neil John 單國雄 | RE | 5 | 22 July 2009 | 01 January 2011 |
| SCRASE Neil John 單國雄 | RE | 4 | 22 July 2009 | 01 January 2011 |
| SCRASE Neil John 單國雄 | RE | 9 | 01 December 2008 | 01 January 2011 |
| SIN Oscar Kwok Leung 單國樑 | RO | 9 | 29 September 2015 | 20 February 2016 |
| SIN Oscar Kwok Leung 單國樑 | RO | 5 | 29 September 2015 | 20 February 2016 |
| SIN Oscar Kwok Leung 單國樑 | RO | 4 | 29 September 2015 | 20 February 2016 |
| SIN Oscar Kwok Leung 單國樑 | RE | 9 | 05 July 2010 | 29 September 2015 |
| SIN Oscar Kwok Leung 單國樑 | RE | 5 | 05 July 2010 | 29 September 2015 |
| SIN Oscar Kwok Leung 單國樑 | RE | 4 | 05 July 2010 | 29 September 2015 |
| SQUIRE James St. John | RO | 9 | 23 September 2004 | 30 June 2007 |
| SQUIRE James St. John | RO | 5 | 23 September 2004 | 30 June 2007 |
| SQUIRE James St. John | RO | 4 | 23 September 2004 | 30 June 2007 |
| SQUIRE James St. John | RE | 9 | 06 September 2004 | 23 September 2004 |
| SQUIRE James St. John | RE | 5 | 06 September 2004 | 23 September 2004 |
| SQUIRE James St. John | RE | 4 | 06 September 2004 | 23 September 2004 |
| WONG Kwong Wui 黃冠瑋 | RO | 9 | 29 November 2005 | 28 February 2007 |
| WONG Kwong Wui 黃冠瑋 | RO | 5 | 29 November 2005 | 28 February 2007 |
| WONG Kwong Wui 黃冠瑋 | RO | 4 | 29 November 2005 | 28 February 2007 |