SFC Licenceholders of Nezu Asia Capital Management Limited 根津亞洲資本管理有限公司
- compliance@nezuasia.com
- Website
- www.nezuasia.com
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Licenceholders | Role | Licences | Start date | End date |
|---|---|---|---|---|
| AKIYAMA Yuki | RE | 9 | 06 August 2013 | 21 April 2016 |
| BARCLAY Samuel Anthony Lun | RE | 9 | 18 July 2017 | 20 December 2018 |
| CHAN Yee Fung | RE | 9 | 12 December 2005 | 31 August 2010 |
| CHARM Katie Kit-yee 湛潔兒 | RE | 9 | 14 November 2008 | 10 October 2011 |
| CHENG Wai Man 鄭偉民 | RE | 9 | 17 May 2006 | 30 November 2009 |
| CHUNG Yan, Dennis 鍾昕 | RE | 9 | 03 July 2006 | 21 November 2008 |
| FONG Anthony Chek Hien 方卓軒 | RE | 9 | 02 November 2020 | 30 June 2023 |
| GOH Spencer Kar-Lok 吳嘉樂 | RE | 9 | 31 January 2013 | 04 April 2014 |
| HAN Fei | RE | 9 | 22 March 2012 | 28 December 2014 |
| HO Ka Kuen 何家權 | RE | 9 | 15 January 2019 | 27 December 2019 |
| HU Jialin 胡嘉林 | RE | 9 | 05 May 2010 | 04 February 2013 |
| HU Jialin 胡嘉林 | RE | 9 | 14 November 2008 | 08 June 2009 |
| JAKELIC Davor | RE | 9 | 28 September 2016 | 30 June 2023 |
| JIN Ge 金戈 | RE | 9 | 12 August 2016 | 04 October 2019 |
| KINCAID Richard Patrick | RO | 9 | 29 October 2004 | 01 January 2020 |
| KULLENBERG Jan Ake Bertil | RE | 9 | 12 November 2013 | 20 October 2018 |
| KWOK Yuen Yan, Yoki 郭婉茵 | RE | 9 | 14 November 2008 | 04 February 2013 |
| LAM Shau Ting Loretta 林秀婷 | RO | 9 | 09 January 2020 | 16 September 2020 |
| LAM Shau Ting Loretta 林秀婷 | RE | 9 | 19 December 2019 | 09 January 2020 |
| LEE Man Heung 李萬享 | RE | 9 | 22 November 2011 | 01 February 2012 |
| LEE Su Kwan 李澍琨 | RO | 9 | 08 May 2019 | 29 June 2023 |
| LEE Su Kwan 李澍琨 | RE | 9 | 14 March 2011 | 08 May 2019 |
| LIM Xiang Hsien, Merrill | RE | 9 | 13 June 2012 | 14 October 2013 |
| LIN Cuiyu 林翠鈺 | RE | 9 | 26 October 2018 | 25 January 2021 |
| LO Kai Ho 羅啟豪 | RE | 9 | 05 May 2008 | 30 September 2010 |
| LONGCROFT Nicholas Edward Stoddart | RO | 9 | 29 October 2004 | 31 December 2018 |
| MAK Kevin Kiu Tsun 麥翹峻 | RE | 9 | 04 June 2010 | 03 October 2012 |
| MEPANI Pravin | RE | 9 | 08 June 2012 | 22 April 2018 |
| OHLWEILER Jeffrey Lyon | RE | 9 | 03 March 2008 | 31 January 2009 |
| PRESCOTT Lewis Edward | RE | 9 | 12 September 2014 | 20 October 2018 |
| RITTER Eric J | RO | 9 | 09 January 2006 | 12 March 2011 |
| SEN Arnab | RE | 9 | 04 August 2008 | 25 March 2010 |
| SHI Tianyi 石天逸 | RE | 9 | 06 September 2017 | 01 June 2019 |
| SI Yat Ka 施逸嘉 | RE | 9 | 25 February 2006 | 12 December 2008 |
| SUGISAWA Taeko | RE | 9 | 29 October 2004 | 31 March 2008 |
| TAM Timothy Yue Hin | RE | 9 | 31 May 2007 | 11 May 2011 |
| USSANI Riccardo | RE | 9 | 16 September 2008 | 04 March 2009 |
| WINIA Darren John | RO | 9 | 30 May 2011 | 30 June 2023 |
| WINIA Darren John | RE | 9 | 10 May 2010 | 30 May 2011 |
| WONG Wai Chung 黃偉忠 | RE | 9 | 03 August 2011 | 04 February 2013 |
| WU Kelvin Chih Wei 吳致緯 | RE | 9 | 06 March 2012 | 16 May 2017 |
| XIE Melody Raine | RE | 9 | 28 September 2016 | 30 June 2023 |
| YIK Anthony Kwun Toh 易君濤 | RE | 9 | 15 November 2007 | 01 August 2017 |