SFC Licenceholders of Peak Capital Limited
- info@peak.hk
- Website
- www.peak.hk
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Licenceholders | Role | Licences | Start date | End date |
|---|---|---|---|---|
| BARNES Simon Andrew | RE | 1 | 28 September 2017 | 16 October 2020 |
| BROTHERS Patrick Francis J. | RO | 4 | 12 February 2019 | |
| BROTHERS Patrick Francis J. | RO | 1 | 12 February 2019 | |
| BROTHERS Patrick Francis J. | RO | 9 | 14 October 2015 | |
| CHAINANI Prerna Kumar | RE | 4 | 31 May 2013 | 14 March 2016 |
| CHAINANI Prerna Kumar | RE | 9 | 13 August 2012 | 10 June 2013 |
| CHAN Yun Man, Ray 陳潤民 | RE | 9 | 27 January 2022 | 15 July 2022 |
| CHAN Yun Man, Ray 陳潤民 | RE | 4 | 27 January 2022 | 15 July 2022 |
| CHAN Yun Man, Ray 陳潤民 | RE | 1 | 27 January 2022 | 15 July 2022 |
| CHENG Wing Sum, Christina 鄭詠琛 | RE | 9 | 30 May 2007 | 29 October 2007 |
| CHENG Wing Sum, Christina 鄭詠琛 | RE | 4 | 30 May 2007 | 29 October 2007 |
| CHUNG Yuen Ling 鍾菀蔆 | RO | 9 | 12 December 2019 | 24 February 2020 |
| CHUNG Yuen Ling 鍾菀蔆 | RO | 4 | 12 December 2019 | 24 February 2020 |
| CHUNG Yuen Ling 鍾菀蔆 | RO | 1 | 12 December 2019 | 24 February 2020 |
| CHUNG Yuen Ling 鍾菀蔆 | RE | 9 | 14 October 2019 | 12 December 2019 |
| CHUNG Yuen Ling 鍾菀蔆 | RE | 1 | 01 September 2011 | 12 December 2019 |
| CHUNG Yuen Ling 鍾菀蔆 | RE | 4 | 01 September 2011 | 12 December 2019 |
| CHUNG Yuen Ling 鍾菀蔆 | RE | 9 | 01 September 2011 | 10 June 2013 |
| COATHAM Samuel Martyn | RO | 1 | 08 February 2010 | 12 March 2013 |
| COATHAM Samuel Martyn | RO | 9 | 13 October 2009 | 12 March 2013 |
| COATHAM Samuel Martyn | RO | 4 | 13 October 2009 | 12 March 2013 |
| COATHAM Samuel Martyn | RE | 9 | 09 October 2007 | 13 October 2009 |
| COATHAM Samuel Martyn | RE | 4 | 09 October 2007 | 13 October 2009 |
| COX Simon John | RE | 4 | 06 May 2019 | 03 November 2022 |
| COX Simon John | RE | 1 | 06 May 2019 | 03 November 2022 |
| DENNESS Alan Matthew | RE | 4 | 23 December 2019 | 14 February 2020 |
| DENNESS Alan Matthew | RE | 1 | 23 December 2019 | 14 February 2020 |
| FISHER Jeffery Michael | RO | 9 | 30 September 2005 | 20 April 2006 |
| FISHER Jeffery Michael | RO | 4 | 30 September 2005 | 20 April 2006 |
| HIBBS Mark Ashley | RE | 4 | 29 November 2019 | 31 October 2022 |
| HIBBS Mark Ashley | RE | 1 | 29 November 2019 | 31 October 2022 |
| HIBBS Mark Ashley | RE | 9 | 26 August 2019 | 31 October 2022 |
| HOLMES John Palmer | RE | 9 | 17 January 2022 | 28 September 2022 |
| HOLMES John Palmer | RE | 4 | 17 January 2022 | 28 September 2022 |
| HOLMES John Palmer | RE | 1 | 17 January 2022 | 28 September 2022 |
| KAY Nigel Timothy | RO | 9 | 28 October 2004 | 21 November 2008 |
| KAY Nigel Timothy | RO | 4 | 28 October 2004 | 21 November 2008 |
| KO Miu Shan, Katherine 高妙珊 | RO | 4 | 17 April 2020 | |
| KO Miu Shan, Katherine 高妙珊 | RO | 1 | 17 April 2020 | |
| KO Miu Shan, Katherine 高妙珊 | RE | 9 | 17 April 2020 | |
| KWAN David King Tong 關經唐 | RE | 9 | 18 May 2020 | 06 August 2021 |
| KWAN David King Tong 關經唐 | RE | 1 | 18 May 2020 | 06 August 2021 |
| KWAN David King Tong 關經唐 | RE | 4 | 28 January 2019 | 06 August 2021 |
| LEE Melissa 李潔冰 | RE | 4 | 01 June 2010 | 31 August 2010 |
| LEE Melissa 李潔冰 | RE | 1 | 01 June 2010 | 31 August 2010 |
| LI Henry Joseph 李顯倫 | RE | 4 | 24 February 2022 | 25 May 2022 |
| LI Henry Joseph 李顯倫 | RE | 1 | 24 February 2022 | 25 May 2022 |
| LUI Pui Sze, Cissy 呂沛詩 | RE | 9 | 17 May 2006 | 30 September 2006 |
| LUI Pui Sze, Cissy 呂沛詩 | RE | 4 | 17 May 2006 | 30 September 2006 |
| MA Rico Sze Man 馬思敏 | RE | 9 | 26 April 2022 | 08 July 2022 |
| MA Rico Sze Man 馬思敏 | RE | 4 | 26 April 2022 | 08 July 2022 |
| MA Rico Sze Man 馬思敏 | RE | 1 | 26 April 2022 | 08 July 2022 |
| MATTOLI Enrico Andrea | RE | 4 | 07 December 2023 | |
| MATTOLI Enrico Andrea | RE | 1 | 07 December 2023 | |
| MCBAIN Mary Charlotte | RE | 9 | 25 August 2022 | |
| MCBAIN Mary Charlotte | RE | 4 | 25 August 2022 | |
| MCBAIN Mary Charlotte | RE | 1 | 25 August 2022 | |
| MORITA Sergio Takeo | RE | 4 | 23 November 2020 | 12 April 2023 |
| MORITA Sergio Takeo | RE | 1 | 23 November 2020 | 12 April 2023 |
| MOSER Kent Sanford | RE | 4 | 15 March 2016 | 30 March 2017 |
| MOSER Kent Sanford | RE | 1 | 15 March 2016 | 30 March 2017 |
| NG Kay Chak, Eric 吳紀澤 | RE | 9 | 11 November 2009 | 31 December 2009 |
| NG Kay Chak, Eric 吳紀澤 | RE | 4 | 11 November 2009 | 31 December 2009 |
| NG Kay Chak, Eric 吳紀澤 | RE | 1 | 11 November 2009 | 31 December 2009 |
| POWELL Simon | RO | 9 | 14 October 2015 | |
| POWELL Simon | RO | 1 | 03 November 2009 | |
| POWELL Simon | RO | 9 | 28 October 2004 | 10 June 2013 |
| POWELL Simon | RO | 4 | 28 October 2004 | |
| SCHLAIKIER Hans Georg 施漢傑 | RE | 1 | 10 June 2010 | 18 April 2018 |
| SCHLAIKIER Hans Georg 施漢傑 | RE | 9 | 10 June 2010 | 10 June 2013 |
| SCHLAIKIER Hans Georg 施漢傑 | RE | 4 | 12 October 2009 | 18 April 2018 |
| SMITH Michael Richard Trevor | RO | 4 | 28 May 2015 | 25 January 2018 |
| SMITH Michael Richard Trevor | RO | 1 | 28 May 2015 | 25 January 2018 |
| SMITH Michael Richard Trevor | RE | 4 | 07 February 2013 | 28 May 2015 |
| SMITH Michael Richard Trevor | RE | 1 | 07 February 2013 | 28 May 2015 |
| SMITH Paul Henry | RE | 9 | 14 December 2020 | |
| SMITH Paul Henry | RE | 4 | 14 December 2020 | |
| SMITH Paul Henry | RE | 1 | 14 December 2020 | |
| TAM Long Wai 譚朗蔚 | RE | 4 | 13 January 2015 | 26 August 2015 |
| TAM Long Wai 譚朗蔚 | RE | 1 | 13 January 2015 | 26 August 2015 |
| TONG Yin Nam, Tina 湯彥南 | RO | 4 | 02 May 2013 | 30 September 2013 |
| TONG Yin Nam, Tina 湯彥南 | RE | 1 | 14 December 2010 | 30 September 2013 |
| TONG Yin Nam, Tina 湯彥南 | RE | 9 | 05 February 2010 | 10 June 2013 |
| TONG Yin Nam, Tina 湯彥南 | RE | 4 | 05 February 2010 | 02 May 2013 |
| TONG Yin Nam, Tina 湯彥南 | RE | 9 | 13 August 2007 | 25 September 2009 |
| TONG Yin Nam, Tina 湯彥南 | RE | 4 | 13 August 2007 | 25 September 2009 |
| TUCKER Jacqueline Wu 胡婉茵 | RE | 1 | 09 July 2010 | 12 July 2013 |
| TUCKER Jacqueline Wu 胡婉茵 | RE | 4 | 09 July 2010 | 12 July 2013 |
| TUCKER Jacqueline Wu 胡婉茵 | RE | 9 | 09 July 2010 | 10 June 2013 |
| WEBSTER Andrea | RO | 9 | 14 October 2015 | 30 June 2019 |
| WEBSTER Andrea | RO | 4 | 11 March 2013 | 30 June 2019 |
| WEBSTER Andrea | RO | 1 | 11 March 2013 | 30 June 2019 |
| WEBSTER Andrea | RO | 1 | 03 November 2009 | 07 January 2011 |
| WEBSTER Andrea | RO | 9 | 06 December 2007 | 07 January 2011 |
| WEBSTER Andrea | RO | 4 | 06 December 2007 | 07 January 2011 |
| WEBSTER Andrea | RE | 9 | 13 December 2005 | 06 December 2007 |
| WEBSTER Andrea | RE | 4 | 13 December 2005 | 06 December 2007 |
| WONG Arnold Tin Po 黃天保 | RE | 1 | 19 August 2022 | |
| WONG Arnold Tin Po 黃天保 | RE | 4 | 19 August 2022 | |
| WONG Arnold Tin Po 黃天保 | RE | 9 | 19 August 2022 |