SFC Licenceholders of China Finance KAB Limited 中金三甲證券有限公司
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Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Licenceholders | Role | Licences | Start date | End date |
|---|---|---|---|---|
| AU Wai Kwong, David 歐偉光 | RE | 1 | 11 April 2008 | 29 October 2018 |
| CHAN Kin Cheung 陳健祥 | RE | 4 | 17 May 2019 | |
| CHAN Kin Cheung 陳健祥 | RE | 2 | 17 May 2019 | |
| CHAN Kin Cheung 陳健祥 | RE | 1 | 17 May 2019 | |
| CHAN Kin Cheung 陳健祥 | RO | 2 | 19 March 2009 | 17 May 2019 |
| CHAN Kin Cheung 陳健祥 | RO | 1 | 07 November 2008 | 17 May 2019 |
| CHAN Kin Cheung 陳健祥 | RO | 4 | 02 January 2008 | 17 May 2019 |
| CHAN Kin Cheung 陳健祥 | RE | 2 | 02 January 2008 | 19 March 2009 |
| CHAN Kin Cheung 陳健祥 | RE | 1 | 02 January 2008 | 07 November 2008 |
| CHAN Kin Cheung 陳健祥 | RE | 2 | 02 June 2005 | 21 April 2006 |
| CHAN Kin Cheung 陳健祥 | RE | 1 | 02 June 2005 | 21 April 2006 |
| CHAN Kwing Tung 陳炯桐 | RE | 2 | 21 September 2012 | 31 May 2015 |
| CHAN Kwing Tung 陳炯桐 | RE | 1 | 20 April 2009 | 31 May 2015 |
| CHAN Kwing Tung 陳炯桐 | RE | 4 | 06 April 2009 | 31 May 2015 |
| CHAN Man Hei 陳文希 | RE | 2 | 16 June 2017 | 19 November 2021 |
| CHAN Man Hei 陳文希 | RE | 1 | 07 August 2015 | 19 November 2021 |
| CHAN Siu Kit 陳少傑 | RE | 1 | 22 April 2009 | 22 November 2013 |
| CHAN Yau Lun 陳又麟 | RE | 2 | 24 October 2005 | 08 January 2018 |
| CHAN Yau Lun 陳又麟 | RE | 1 | 24 October 2005 | 08 January 2018 |
| CHENG Sing Kau, Colman 鄭聲教 | RE | 1 | 29 December 2006 | 28 January 2008 |
| CHENG Sing Kau, Colman 鄭聲教 | RE | 2 | 29 December 2006 | 28 January 2008 |
| CHEUNG Hoi Hang 張凱衡 | RE | 4 | 14 April 2010 | 03 August 2010 |
| CHEUNG Hoi Hang 張凱衡 | RE | 1 | 14 April 2010 | 03 August 2010 |
| CHEUNG Kin Fai 張建輝 | RO | 1 | 17 January 2006 | 04 May 2006 |
| CHEUNG Kin Fai 張建輝 | RE | 1 | 10 November 2005 | 17 January 2006 |
| CHEUNG Li On 張李安 | RE | 1 | 25 May 2009 | 30 November 2009 |
| CHEUNG Sze Hon, Heath 張詩瀚 | RE | 1 | 13 February 2007 | 30 April 2008 |
| CHEUNG Sze Hon, Heath 張詩瀚 | RE | 2 | 13 February 2007 | 30 April 2008 |
| CHOW Kin 周健 | RE | 1 | 06 January 2005 | 31 December 2009 |
| CHOW Kin 周健 | RE | 2 | 12 April 2005 | 31 December 2009 |
| CHOW Wing Wah 周永華 | RE | 1 | 11 September 2008 | 04 August 2010 |
| CHOY Sau Lan 蔡秀蘭 | RE | 1 | 14 June 2011 | 07 October 2011 |
| CHU Kwok Kit 朱國傑 | RE | 1 | 09 April 2018 | 29 October 2018 |
| CHUNG Hon Lam 鍾漢林 | RE | 1 | 19 May 2008 | 12 May 2010 |
| CHUNG Hon Lam 鍾漢林 | RE | 4 | 19 May 2008 | 13 October 2008 |
| FUNG Hiu Lap, Lawrence 馮曉立 | RO | 4 | 13 May 2020 | |
| FUNG Hiu Lap, Lawrence 馮曉立 | RO | 2 | 13 May 2020 | |
| FUNG Hiu Lap, Lawrence 馮曉立 | RO | 1 | 13 May 2020 | |
| FUNG Hiu Lap, Lawrence 馮曉立 | RE | 4 | 19 February 2016 | 13 May 2020 |
| FUNG Hiu Lap, Lawrence 馮曉立 | RE | 2 | 19 February 2016 | 13 May 2020 |
| FUNG Hiu Lap, Lawrence 馮曉立 | RE | 1 | 19 February 2016 | 13 May 2020 |
| FUNG Hon Kuen 馮漢權 | RO | 2 | 25 January 2007 | 31 October 2008 |
| FUNG Hon Kuen 馮漢權 | RO | 1 | 02 April 2007 | 31 October 2008 |
| FUNG Hon Kuen 馮漢權 | RO | 4 | 26 June 2007 | 31 October 2008 |
| FUNG Hon Kuen 馮漢權 | RE | 2 | 10 January 2005 | 25 January 2007 |
| FUNG Hon Kuen 馮漢權 | RE | 1 | 10 January 2005 | 02 April 2007 |
| HASAN Haroon | RE | 2 | 28 July 2015 | 23 July 2021 |
| HASAN Haroon | RE | 1 | 28 July 2015 | 23 July 2021 |
| HO Chun Kit 何駿傑 | RE | 2 | 09 January 2006 | 06 June 2006 |
| HO Chun Kit 何駿傑 | RE | 1 | 09 January 2006 | 06 June 2006 |
| IP Wai Man, Eddie 葉偉文 | RO | 4 | 26 June 2007 | 14 April 2008 |
| IP Wai Man, Eddie 葉偉文 | RO | 1 | 29 June 2005 | 14 April 2008 |
| IP Wai Man, Eddie 葉偉文 | RO | 2 | 28 February 2005 | 14 April 2008 |
| KAM Lam, Gordon 甘霖 | RE | 1 | 07 November 2016 | 31 July 2018 |
| KAM Lam, Gordon 甘霖 | RE | 4 | 07 November 2016 | 31 July 2018 |
| KWOK Ka Chun, Tom 郭家駿 | RO | 4 | 26 July 2018 | |
| KWOK Ka Chun, Tom 郭家駿 | RO | 2 | 14 March 2018 | |
| KWOK Ka Chun, Tom 郭家駿 | RO | 1 | 14 March 2018 | |
| KWOK Ka Chun, Tom 郭家駿 | RE | 2 | 31 August 2006 | 14 March 2018 |
| KWOK Ka Chun, Tom 郭家駿 | RE | 1 | 31 August 2006 | 14 March 2018 |
| LAM Chi Fan 林子勳 | RE | 1 | 02 June 2005 | 07 January 2006 |
| LAM Chi Fan 林子勳 | RE | 2 | 02 June 2005 | 07 January 2006 |
| LAM Wai Kin 林偉健 | RE | 1 | 14 April 2009 | 13 August 2009 |
| LAM Ying Kit 林英傑 | RO | 2 | 20 September 2017 | |
| LAM Ying Kit 林英傑 | RO | 1 | 20 September 2017 | |
| LAM Ying Kit 林英傑 | RE | 2 | 04 August 2017 | 20 September 2017 |
| LAM Ying Kit 林英傑 | RE | 1 | 04 August 2017 | 20 September 2017 |
| LAM Yu On 林裕安 | RE | 2 | 08 April 2015 | 31 May 2017 |
| LAM Yu On 林裕安 | RE | 1 | 08 April 2015 | 31 May 2017 |
| LAO Chi Kin 劉子健 | RE | 1 | 24 July 2008 | 26 August 2008 |
| LAO Chi Kin 劉子健 | RE | 4 | 24 July 2008 | 26 August 2008 |
| LAU Sze Hang 劉思行 | RE | 1 | 23 August 2007 | 10 October 2007 |
| LEE Cheong Wing 李昌榮 | RE | 2 | 26 March 2015 | 28 August 2015 |
| LEE Cheong Wing 李昌榮 | RO | 4 | 17 September 2013 | 28 August 2015 |
| LEE Cheong Wing 李昌榮 | RO | 1 | 17 September 2013 | 28 August 2015 |
| LEE Chi Tong 李致棠 | RE | 1 | 08 October 2009 | 02 August 2010 |
| LEE Mei Chun 李美珍 | RO | 2 | 23 December 2004 | 28 February 2005 |
| LEUNG Ka Kueng, Gary 梁家權 | RO | 2 | 23 December 2004 | 03 January 2006 |
| LEUNG Ka Kueng, Gary 梁家權 | RO | 1 | 23 December 2004 | 03 January 2006 |
| LI Sishen 李思深 | RE | 1 | 08 June 2005 | 23 December 2005 |
| LI Sishen 李思深 | RE | 2 | 08 June 2005 | 23 December 2005 |
| LI Wai Kwan 李偉君 | RE | 4 | 26 September 2016 | 30 September 2017 |
| LI Wai Kwan 李偉君 | RE | 1 | 26 September 2016 | 30 September 2017 |
| LIU Ka Ho Kenny 廖家豪 | RE | 2 | 09 June 2017 | 07 January 2019 |
| LIU Ka Ho Kenny 廖家豪 | RE | 1 | 09 June 2017 | 07 January 2019 |
| LIU Sai Kwong 廖世光 | RO | 1 | 02 February 2012 | 31 July 2013 |
| LIU Sai Kwong 廖世光 | RE | 1 | 15 December 2011 | 02 February 2012 |
| LO Hoi Pang 盧海鵬 | RE | 2 | 26 June 2009 | 29 March 2010 |
| LO Hoi Pang 盧海鵬 | RE | 1 | 26 June 2009 | 29 March 2010 |
| MAK Chi Leung 麥志良 | RO | 4 | 26 June 2007 | 15 April 2011 |
| MAK Chi Leung 麥志良 | RO | 1 | 02 January 2007 | 15 April 2011 |
| MAK Sze Wing 麥思穎 | RE | 1 | 07 June 2007 | 19 August 2011 |
| MAK Sze Wing 麥思穎 | RE | 4 | 18 June 2008 | 19 August 2011 |
| NG Chak Ming 吳澤明 | RE | 4 | 04 March 2014 | 31 March 2017 |
| NG Chak Ming 吳澤明 | RE | 1 | 04 March 2014 | 31 March 2017 |
| NG Cheuk Fung, Alex 吳綽峰 | RE | 4 | 25 May 2009 | 28 July 2010 |
| NG Cheuk Fung, Alex 吳綽峰 | RE | 1 | 25 May 2009 | 28 July 2010 |
| NG Wing Yip, Raymond 吳永業 | RO | 4 | 10 October 2007 | |
| NG Wing Yip, Raymond 吳永業 | RO | 2 | 28 November 2006 | |
| NG Wing Yip, Raymond 吳永業 | RO | 1 | 28 November 2006 | |
| NG Wing Yip, Raymond 吳永業 | RE | 1 | 16 August 2005 | 28 November 2006 |
| NG Wing Yip, Raymond 吳永業 | RE | 2 | 13 October 2005 | 28 November 2006 |
| NGAI Tun Yu 魏敦瑜 | RE | 1 | 18 January 2013 | 29 October 2018 |
| NGAI Tun Yu 魏敦瑜 | RE | 2 | 18 January 2013 | 29 October 2018 |
| PAT Ho Fai 畢浩輝 | RE | 1 | 18 June 2009 | 01 April 2010 |
| POON Cheuk Nam, Miranda 潘綽嵐 | RE | 1 | 21 July 2008 | 31 August 2009 |
| SIU Ka Chun 蕭家俊 | RE | 1 | 27 July 2009 | 13 August 2010 |
| SO Kai Chung 蘇繼翀 | RO | 1 | 28 June 2023 | |
| SO Kai Chung 蘇繼翀 | RE | 1 | 14 January 2008 | 28 June 2023 |
| TANG Wai Kee 鄧偉基 | RO | 4 | 28 July 2015 | 05 May 2016 |
| TANG Wai Kee 鄧偉基 | RO | 2 | 28 July 2015 | 05 May 2016 |
| TANG Wai Kee 鄧偉基 | RO | 1 | 28 July 2015 | 05 May 2016 |
| TSANG Tai Wai 曾大偉 | RE | 1 | 04 December 2009 | 12 October 2015 |
| TSO Ka Sing 曹嘉升 | RE | 2 | 02 November 2020 | 25 March 2021 |
| TSO Ka Sing 曹嘉升 | RE | 1 | 02 November 2020 | 25 March 2021 |
| WAN Kwok Fung 溫國峰 | RO | 4 | 08 January 2019 | 31 May 2023 |
| WAN Kwok Fung 溫國峰 | RO | 2 | 08 January 2019 | 31 May 2023 |
| WAN Kwok Fung 溫國峰 | RO | 1 | 08 January 2019 | 31 May 2023 |
| WAN Lui, Wendy 溫蕾 | RO | 1 | 06 April 2016 | 16 January 2017 |
| WAN Lui, Wendy 溫蕾 | RE | 1 | 16 August 2013 | 06 April 2016 |
| WAN Lui, Wendy 溫蕾 | RE | 1 | 06 January 2005 | 26 January 2010 |
| WANG Yunjun 王韵珺 | RE | 4 | 01 April 2015 | 10 July 2018 |
| WONG Hing Wang, Ricky 黃慶宏 | RO | 1 | 16 October 2019 | |
| WONG Hing Wang, Ricky 黃慶宏 | RE | 4 | 16 August 2018 | |
| WONG Hing Wang, Ricky 黃慶宏 | RE | 1 | 14 January 2008 | 16 October 2019 |
| WONG Hiu Fong 王曉舫 | RE | 2 | 30 May 2005 | 10 September 2009 |
| WONG Hiu Fong 王曉舫 | RE | 1 | 06 January 2005 | 10 September 2009 |
| WOO Ka On 胡家安 | RE | 1 | 13 May 2008 | 30 October 2010 |
| WOO Ka On 胡家安 | RE | 4 | 13 May 2008 | 30 October 2010 |
| XIN Tao King 鑫濤 | RE | 4 | 11 May 2015 | 13 August 2015 |
| XIN Tao King 鑫濤 | RE | 2 | 11 May 2015 | 13 August 2015 |
| XIN Tao King 鑫濤 | RE | 1 | 11 May 2015 | 13 August 2015 |
| YAN Yin Ha, Winnie 甄燕霞 | RE | 1 | 25 October 2017 | 30 April 2018 |
| YIP Siu Fong 葉少芳 | RE | 1 | 03 January 2019 | 04 April 2019 |
| YUNG Tak Po 翁德寶 | RO | 2 | 23 December 2004 | 15 November 2006 |
| YUNG Tak Po 翁德寶 | RO | 1 | 23 December 2004 | 15 November 2006 |
| ZENG YanLing 曾燕玲 | RE | 4 | 04 January 2021 | |
| ZENG YanLing 曾燕玲 | RE | 1 | 04 January 2021 | |
| ZENG YanLing 曾燕玲 | RE | 4 | 01 April 2015 | 10 July 2018 |
| ZOU Feng 鄒峰 | RE | 2 | 18 November 2008 | 30 July 2010 |
| ZOU Feng 鄒峰 | RE | 1 | 18 November 2008 | 30 July 2010 |