SFC Licenceholders of SEI Investments (Asia) Limited 美國信怡泰投資有限公司
- jlau@seic.com
- Website
- www.seic.com/zhHK
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Licenceholders | Role | Licences | Start date | End date |
|---|---|---|---|---|
| BELL Gregory Brent | RO | 9 | 30 August 2016 | 01 April 2019 |
| BELL Gregory Brent | RO | 4 | 30 August 2016 | 01 April 2019 |
| CASSIDY William Francis | RO | 9 | 19 September 2007 | 17 May 2013 |
| CASSIDY William Francis | RO | 4 | 19 September 2007 | 17 May 2013 |
| CHAN Ka Mei 陳家美 | RE | 9 | 19 June 2008 | 25 August 2010 |
| CHAN Ka Mei 陳家美 | RE | 4 | 19 June 2008 | 25 August 2010 |
| CHAU Henry Gee Hung 鄒自衡 | RE | 9 | 04 June 2007 | 01 June 2008 |
| CHEUNG Borwin 張博文 | RE | 9 | 12 February 2018 | 13 May 2019 |
| CHEUNG Borwin 張博文 | RE | 4 | 12 February 2018 | 13 May 2019 |
| CHEUNG Yeung 張洋 | RE | 9 | 23 May 2013 | 08 May 2015 |
| CHEUNG Yeung 張洋 | RE | 4 | 23 May 2013 | 08 May 2015 |
| CHEUNG Yim Yeung 張艷陽 | RE | 9 | 27 September 2011 | 10 May 2013 |
| CHEUNG Yim Yeung 張艷陽 | RE | 4 | 27 September 2011 | 10 May 2013 |
| CHIU Brian Wei Chiang 邱偉強 | RE | 9 | 28 June 2010 | 30 June 2022 |
| CHIU Brian Wei Chiang 邱偉強 | RE | 4 | 28 June 2010 | 30 June 2022 |
| CHU Vincent Wing-yuen 朱永源 | RO | 9 | 02 March 2005 | 08 March 2007 |
| CHU Vincent Wing-yuen 朱永源 | RO | 4 | 02 March 2005 | 08 March 2007 |
| CHUA Sue Wan 蔡思遠 | RO | 9 | 02 March 2005 | 31 December 2008 |
| CHUA Sue Wan 蔡思遠 | RO | 4 | 02 March 2005 | 31 December 2008 |
| CHUNG Wai Yan 鍾慧欣 | RE | 9 | 02 April 2009 | 18 June 2010 |
| CHUNG Wai Yan 鍾慧欣 | RE | 4 | 02 April 2009 | 18 June 2010 |
| DEVEREUX WONG Virginia 王維清 | RO | 4 | 02 March 2005 | 30 April 2009 |
| KWOK CHAN Yuen Kwan, Serena 郭陳宛筠 | RO | 9 | 21 June 2013 | 01 May 2017 |
| KWOK CHAN Yuen Kwan, Serena 郭陳宛筠 | RO | 4 | 21 June 2013 | 01 May 2017 |
| KWOK CHAN Yuen Kwan, Serena 郭陳宛筠 | RE | 9 | 03 July 2007 | 21 June 2013 |
| KWOK CHAN Yuen Kwan, Serena 郭陳宛筠 | RE | 4 | 03 July 2007 | 21 June 2013 |
| LAM Edwin Kai Chi 林繼志 | RE | 9 | 09 January 2012 | 14 November 2014 |
| LAM Edwin Kai Chi 林繼志 | RE | 4 | 09 January 2012 | 14 November 2014 |
| LAU Hoi Yi 劉凱怡 | RE | 9 | 13 August 2007 | 14 May 2009 |
| LAU Hoi Yi 劉凱怡 | RE | 4 | 13 August 2007 | 14 May 2009 |
| LAU John Waitong 劉煒堂 | RO | 9 | 05 January 2009 | 30 June 2022 |
| LAU John Waitong 劉煒堂 | RO | 4 | 05 January 2009 | 30 June 2022 |
| LAU John Waitong 劉煒堂 | RE | 9 | 05 November 2007 | 05 January 2009 |
| LAU John Waitong 劉煒堂 | RE | 4 | 05 November 2007 | 05 January 2009 |
| LAU Sing Chong 劉承浚 | RE | 9 | 21 September 2007 | 20 August 2011 |
| LAU Sing Chong 劉承浚 | RE | 4 | 21 September 2007 | 20 August 2011 |
| LAWRENCE William Theodore | RE | 9 | 18 October 2011 | 30 June 2021 |
| LAWRENCE William Theodore | RE | 4 | 18 October 2011 | 30 June 2021 |
| LEE Soohee 李受熙 | RO | 9 | 25 October 2017 | 30 June 2022 |
| LEE Soohee 李受熙 | RO | 4 | 25 October 2017 | 30 June 2022 |
| LEE Soohee 李受熙 | RE | 9 | 24 August 2017 | 25 October 2017 |
| LEE Soohee 李受熙 | RE | 4 | 24 August 2017 | 25 October 2017 |
| LEUNG Ngai Ho, Kelvin 梁毅豪 | RE | 9 | 25 June 2015 | 15 February 2018 |
| LEUNG Ngai Ho, Kelvin 梁毅豪 | RE | 4 | 28 May 2015 | 15 February 2018 |
| LEUNG Wang Kit, James 梁宏傑 | RE | 4 | 08 August 2006 | 10 August 2008 |
| LEUNG Wang Kit, James 梁宏傑 | RE | 9 | 23 June 2006 | 10 August 2008 |
| LI Louis Shun Hay 李信熹 | RE | 9 | 13 May 2008 | 15 April 2011 |
| LI Louis Shun Hay 李信熹 | RE | 4 | 13 May 2008 | 15 April 2011 |
| LOOIJESTIJN Arnoldus Johannes | RE | 9 | 09 April 2014 | 30 June 2022 |
| LOOIJESTIJN Arnoldus Johannes | RE | 4 | 09 April 2014 | 30 June 2022 |
| MC CARRON Mark Edward | RO | 9 | 09 March 2005 | 10 June 2011 |
| OOI Ian Seong 黃胤祥 | RE | 9 | 20 October 2008 | 22 March 2010 |
| OOI Ian Seong 黃胤祥 | RE | 4 | 20 October 2008 | 22 March 2010 |
| RIX Adam | RE | 4 | 11 September 2019 | 15 August 2021 |
| RIX Adam | RE | 9 | 11 September 2019 | 15 August 2021 |
| SIN Nga Hang, Eunice | RE | 4 | 08 September 2005 | 30 May 2008 |
| XU Xiaowen 徐曉雯 | RE | 9 | 01 December 2015 | 09 April 2021 |
| XU Xiaowen 徐曉雯 | RE | 4 | 01 December 2015 | 09 April 2021 |
| YAU Ka Man 丘家敏 | RE | 9 | 14 June 2019 | 20 February 2022 |
| YAU Ka Man 丘家敏 | RE | 4 | 14 June 2019 | 20 February 2022 |