Current licenceholders of ALN493 CQS (Hong Kong) Limited

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Licenceholder Role Licences Start date
BARKER Geoffrey Charles RO [1] (Dealing in Securities) 13 November 2020
BIBBY Nicholas Paley RO [9] (Asset Management) 16 August 2019
BARKER Geoffrey Charles RO [9] (Asset Management) 16 August 2019
SCRASE Neil John 單國雄 RE [9] (Asset Management) 16 August 2019
GAO Xiang 高翔 RE [4] (Advising on Securities), [9] (Asset Management) 25 March 2019
PAPPAS Nicholas Thomas RO [4] (Advising on Securities), [9] (Asset Management) 16 November 2018
KAMINAKA Asuka 神中明日香 RE [4] (Advising on Securities), [9] (Asset Management) 23 February 2017
SAXTON Andrew Keith RE [4] (Advising on Securities), [9] (Asset Management) 12 July 2013
POHLI Brian Albert RO [9] (Asset Management) 12 December 2005
POHLI Brian Albert RO [4] (Advising on Securities) 11 April 2005