SFC Licenceholders of RaffAello Securities (HK) Limited
- cs@raffaellosec.com.hk
- Website
- www.raffaellosec.com.hk
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Licenceholders | Role | Licences | Start date | End date |
---|---|---|---|---|
CHAN Ling Fung 陳凌峰 | RE | 1 | 25 June 2008 | 22 April 2011 |
CHAN Wai Ki, Joffee 陳慧琪 | RE | 1 | 10 May 2016 | 17 August 2018 |
CHAN Wing Lam 陳泳霖 | RE | 1 | 11 August 2017 | 22 December 2017 |
CHENG Chi Cheong 鄭志昌 | RO | 1 | 21 September 2018 | 22 December 2018 |
CHENG Chi Cheong 鄭志昌 | RE | 1 | 10 August 2018 | 21 September 2018 |
CHEUNG Mei Wan 張美雲 | RE | 4 | 30 June 2014 | |
CHEUNG Mei Wan 張美雲 | RE | 1 | 30 June 2014 | |
CHOY Wai Kin 蔡偉堅 | RE | 1 | 02 November 2011 | 19 February 2012 |
CHU Kwok Mei 朱國美 | RO | 1 | 16 May 2012 | 26 July 2012 |
CHU Kwok Mei 朱國美 | RE | 1 | 12 March 2012 | 16 May 2012 |
CHUN Yee Wah Eva 秦綺華 | RO | 4 | 14 September 2018 | 02 December 2018 |
CHUN Yee Wah Eva 秦綺華 | RO | 1 | 14 August 2018 | 02 December 2018 |
CHUN Yee Wah Eva 秦綺華 | RO | 4 | 28 March 2014 | 13 April 2018 |
CHUN Yee Wah Eva 秦綺華 | RE | 1 | 11 October 2013 | 13 April 2018 |
CHUNG Cheuk Wun Virgina 鍾焯媛 | RE | 4 | 21 December 2018 | 16 May 2019 |
HO Chi Ming 何志明 | RE | 1 | 04 November 2011 | 31 December 2011 |
HO Yan Wa, Stella 何欣樺 | RE | 1 | 20 May 2009 | 24 September 2011 |
HUANG Chun Man 黃振文 | RO | 4 | 11 June 2018 | 17 August 2018 |
HUANG Chun Man 黃振文 | RO | 1 | 06 July 2016 | 17 August 2018 |
HUANG Chun Man 黃振文 | RE | 4 | 16 May 2014 | 11 June 2018 |
HUANG Chun Man 黃振文 | RE | 1 | 12 March 2012 | 06 July 2016 |
LAI Kin On 賴建安 | RE | 1 | 12 April 2012 | 23 January 2019 |
LAM Bun Hei 林品希 | RO | 4 | 13 November 2020 | |
LAM Bun Hei 林品希 | RO | 1 | 27 April 2020 | |
LAM Bun Hei 林品希 | RE | 4 | 05 July 2017 | 13 November 2020 |
LAM Bun Hei 林品希 | RE | 1 | 10 January 2017 | 27 April 2020 |
LAM Ting Yu 林鼎宇 | RO | 1 | 28 August 2018 | 24 December 2018 |
LAM Ting Yu 林鼎宇 | RE | 4 | 17 July 2018 | 24 December 2018 |
LAM Ting Yu 林鼎宇 | RE | 1 | 17 July 2018 | 28 August 2018 |
LAU Ka Chun 劉家駿 | RO | 1 | 10 November 2011 | 14 April 2012 |
LAU Yuk Sheung 劉毓湘 | RE | 1 | 12 December 2011 | 31 January 2012 |
LAU Yuk Sheung 劉毓湘 | RO | 1 | 13 October 2011 | 12 December 2011 |
LAU Yuk Sheung 劉毓湘 | RE | 1 | 01 September 2011 | 13 October 2011 |
LEE Ha Young 李夏榮 | RO | 4 | 19 August 2020 | |
LEE Ha Young 李夏榮 | RO | 1 | 19 August 2020 | |
LEE Ha Young 李夏榮 | RO | 1 | 15 March 2012 | 31 March 2017 |
LEE Ha Young 李夏榮 | RE | 1 | 08 March 2012 | 15 March 2012 |
LEUNG Ho Wang 梁灝泓 | RE | 1 | 27 July 2015 | 31 July 2015 |
LEUNG Hung Kit 梁雄傑 | RE | 1 | 07 March 2012 | 31 March 2012 |
LI Hon Leung 李漢良 | RO | 1 | 29 December 2011 | 23 March 2012 |
LI Hon Leung 李漢良 | RE | 1 | 02 November 2011 | 29 December 2011 |
LIU Chun Ning, Wilfred 廖俊寧 | RO | 4 | 13 August 2014 | 22 January 2015 |
LIU Chun Ning, Wilfred 廖俊寧 | RO | 1 | 13 August 2014 | 22 January 2015 |
LIU Xunan 劉旭南 | RE | 1 | 02 October 2013 | 11 April 2014 |
LO Yun Tsun 盧潤泉 | RO | 4 | 20 August 2018 | 03 June 2019 |
LO Yun Tsun 盧潤泉 | RO | 1 | 20 August 2018 | 03 June 2019 |
LO Yun Tsun 盧潤泉 | RE | 1 | 27 September 2017 | 20 August 2018 |
LO Yun Tsun 盧潤泉 | RE | 4 | 25 August 2015 | 20 August 2018 |
LUK Man Chun, Freddy 陸文津 | RE | 1 | 30 March 2005 | 21 October 2011 |
MAK Yun Shum 麥潤琛 | RE | 4 | 20 November 2018 | 31 December 2020 |
MAK Yun Shum 麥潤琛 | RE | 1 | 20 November 2018 | 31 December 2020 |
MAK Yun Shum 麥潤琛 | RE | 1 | 20 January 2017 | 21 March 2017 |
MO Carlie 毛嘉媚 | RO | 1 | 30 March 2005 | 13 October 2011 |
MO Pui Woo, Eric 毛佩湖 | RO | 1 | 30 March 2005 | 13 October 2011 |
NG Ka Yan 吳嘉欣 | RE | 1 | 21 December 2012 | 11 February 2013 |
NG Lei Ching 吳禮正 | RE | 1 | 30 March 2005 | 01 April 2008 |
SEETO Siu Hong 司徒劭康 | RE | 1 | 30 March 2016 | 18 October 2016 |
SOO Chi Kit 蘇志傑 | RE | 1 | 05 August 2010 | 01 December 2011 |
TONG Lai Chun, Josephine 唐麗椿 | RO | 1 | 29 March 2012 | 16 July 2012 |
TSANG Kin Wah 曾健華 | RO | 4 | 11 December 2018 | 15 April 2020 |
TSANG Kin Wah 曾健華 | RO | 1 | 11 December 2018 | 15 April 2020 |
WONG Ho Fung 黃浩峰 | RO | 4 | 04 August 2015 | 31 August 2015 |
WONG Ho Fung 黃浩峰 | RE | 4 | 11 April 2014 | 04 August 2015 |
WONG Kai Leung, Tommy 王啟諒 | RO | 1 | 30 March 2005 | 15 May 2008 |
WONG Lok Wa 黃洛樺 | RO | 4 | 19 March 2020 | |
WONG Lok Wa 黃洛樺 | RO | 1 | 20 September 2018 | |
WONG Lok Wa 黃洛樺 | RE | 1 | 07 March 2012 | 20 September 2018 |
WONG Sze Nga 黃詩雅 | RE | 1 | 14 December 2015 | 22 January 2016 |
YIP Choi Fan 葉采凡 | RE | 1 | 08 July 2015 | 22 July 2015 |
YIP Choi Fan 葉采凡 | RE | 4 | 02 June 2015 | 22 July 2015 |
YIU Chin Keung 姚展強 | RE | 1 | 22 January 2016 | 10 May 2016 |
YU Ching Yat 于正一 | RE | 1 | 09 September 2011 | 31 October 2011 |
YU Kwan Lung 余君龍 | RO | 4 | 28 March 2014 | 16 August 2018 |
YU Kwan Lung 余君龍 | RO | 1 | 18 June 2012 | 16 August 2018 |
YU Kwan Lung 余君龍 | RE | 1 | 23 May 2012 | 18 June 2012 |
YUNG Tak Po 翁德寶 | RO | 1 | 18 November 2011 | 08 February 2012 |
YUNG Yuk Chun 容玉珍 | RE | 1 | 28 October 2014 |