SFC Licenceholders of Sheng Yuan Sino Asset Management Limited 盛源中港資產管理有限公司
- carson.hung@shengyuansec.hk
- Website
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Licenceholders | Role | Licences | Start date | End date |
---|---|---|---|---|
CHAN Chung Keung, Jackon 陳忠強 | RO | 9 | 14 July 2021 | 14 August 2022 |
CHAN Chung Keung, Jackon 陳忠強 | RO | 4 | 14 July 2021 | 14 August 2022 |
CHAN Chung Keung, Jackon 陳忠強 | RE | 9 | 12 July 2021 | 14 July 2021 |
CHENG Nan Ying 鄭嵐英 | RO | 9 | 25 May 2018 | 31 January 2020 |
CHENG Nan Ying 鄭嵐英 | RO | 4 | 25 May 2018 | 31 January 2020 |
DIAS Richard Percival 戴禮徹 | RO | 9 | 09 September 2005 | 24 August 2017 |
DIAS Richard Percival 戴禮徹 | RO | 4 | 09 September 2005 | 24 August 2017 |
HUNG Hing Man 孔慶文 | RO | 9 | 24 August 2020 | 14 December 2022 |
HUNG Hing Man 孔慶文 | RO | 4 | 24 August 2020 | 14 December 2022 |
LI Kim Ping 李儉炳 | RO | 9 | 13 March 2020 | 18 May 2020 |
LI Kim Ping 李儉炳 | RO | 4 | 13 March 2020 | 18 May 2020 |
RAMSAY James Thomas | RO | 9 | 01 December 2015 | 04 February 2016 |
RAMSAY James Thomas | RO | 4 | 01 December 2015 | 04 February 2016 |
RAMSAY James Thomas | RE | 9 | 20 July 2010 | 01 December 2015 |
RAMSAY James Thomas | RE | 4 | 31 May 2010 | 01 December 2015 |
SAXENA Puru 薛普魯 | RO | 9 | 09 September 2005 | 24 August 2017 |
SAXENA Puru 薛普魯 | RO | 4 | 09 September 2005 | 24 August 2017 |
TAN Wentao 談文濤 | RE | 9 | 03 April 2019 | 30 April 2019 |
TAN Wentao 談文濤 | RE | 4 | 03 April 2019 | 30 April 2019 |
WONG Ka Kim, Karstan 黃家儉 | RE | 9 | 02 March 2007 | 10 November 2010 |
WONG Ka Kim, Karstan 黃家儉 | RE | 4 | 09 November 2006 | 10 November 2010 |
YEN Jong Ling 嚴中伶 | RO | 9 | 25 May 2018 | 05 March 2020 |
YEN Jong Ling 嚴中伶 | RO | 4 | 25 May 2018 | 05 March 2020 |