SFC Licenceholders of CC Finance Limited 思齊資本融資有限公司
- compliance@citiccapital.com
- Website
- www.citiccapital.com
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Licenceholders | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CHEUNG Lik Ping 張力平 | RE | 6 | 20 December 2006 | 31 May 2012 |
| CHEUNG Lik Ping 張力平 | RE | 4 | 20 December 2006 | 31 May 2012 |
| CHEUNG Lik Ping 張力平 | RE | 1 | 20 December 2006 | 31 May 2012 |
| CHEUNG Ling Yee, Elaine 張苓怡 | RE | 6 | 20 May 2008 | 30 June 2020 |
| CHEUNG Ling Yee, Elaine 張苓怡 | RE | 1 | 20 May 2008 | 30 June 2020 |
| CHEUNG Ling Yee, Elaine 張苓怡 | RE | 4 | 20 May 2008 | 30 June 2020 |
| CHEUNG Miu 張渺 | RO | 4 | 20 April 2006 | |
| CHEUNG Miu 張渺 | RO | 6 | 20 April 2006 | |
| CHEUNG Miu 張渺 | RO | 1 | 20 April 2006 | |
| CHEW Boon Lian 周文良 | RE | 1 | 27 August 2018 | |
| CHEW Boon Lian 周文良 | RE | 4 | 27 August 2018 | |
| CHEW Boon Lian 周文良 | RE | 6 | 27 August 2018 | |
| CHIANG Bun 蔣斌 | RE | 4 | 29 May 2006 | 18 May 2007 |
| CHIANG Bun 蔣斌 | RE | 6 | 29 May 2006 | 18 May 2007 |
| CHIANG Bun 蔣斌 | RE | 1 | 29 May 2006 | 18 May 2007 |
| CHING Hiu Yuen 程驍遠 | RO | 4 | 20 April 2006 | 28 April 2011 |
| CHING Hiu Yuen 程驍遠 | RO | 6 | 20 April 2006 | 28 April 2011 |
| CHING Hiu Yuen 程驍遠 | RO | 1 | 20 April 2006 | 28 April 2011 |
| CHOI Yuk Kit 蔡育杰 | RE | 1 | 29 May 2006 | 31 August 2010 |
| CHOI Yuk Kit 蔡育杰 | RE | 4 | 29 May 2006 | 31 August 2010 |
| CHOI Yuk Kit 蔡育杰 | RE | 6 | 29 May 2006 | 31 August 2010 |
| DAI Ying 戴影 | RE | 6 | 03 November 2011 | 01 September 2016 |
| DAI Ying 戴影 | RE | 4 | 03 November 2011 | 01 September 2016 |
| DAI Ying 戴影 | RE | 1 | 03 November 2011 | 01 September 2016 |
| FENG Zhongyang 馮鍾揚 | RE | 4 | 26 May 2006 | 01 March 2007 |
| GAO Ariana Jiasui 高嘉穗 | RE | 6 | 24 February 2010 | 15 June 2018 |
| GAO Ariana Jiasui 高嘉穗 | RE | 1 | 24 February 2010 | 31 March 2011 |
| GAO Ariana Jiasui 高嘉穗 | RE | 4 | 24 February 2010 | 31 March 2011 |
| LEE Ho Leung, William 李浩良 | RO | 6 | 20 October 2010 | 26 February 2014 |
| LEE Ho Leung, William 李浩良 | RO | 4 | 20 October 2010 | 26 February 2014 |
| LEE Ho Leung, William 李浩良 | RO | 1 | 20 October 2010 | 26 February 2014 |
| LEE Ho Leung, William 李浩良 | RE | 1 | 28 June 2007 | 20 October 2010 |
| LEE Ho Leung, William 李浩良 | RE | 4 | 28 June 2007 | 20 October 2010 |
| LEE Ho Leung, William 李浩良 | RE | 6 | 28 June 2007 | 20 October 2010 |
| LI Dominic Song Ching 李崇正 | RE | 6 | 20 October 2008 | 01 March 2011 |
| LI Dominic Song Ching 李崇正 | RE | 4 | 20 October 2008 | 01 March 2011 |
| LI Dominic Song Ching 李崇正 | RE | 1 | 20 October 2008 | 01 March 2011 |
| LIU Xiaoping 劉小平 | RE | 4 | 07 June 2006 | 10 May 2019 |
| LIU Xiuyuan 劉修遠 | RE | 1 | 04 December 2017 | |
| LIU Xiuyuan 劉修遠 | RE | 4 | 04 December 2017 | |
| LIU Xiuyuan 劉修遠 | RE | 6 | 04 December 2017 | |
| LUAN Zhongjie 栾中杰 | RE | 6 | 21 January 2008 | 25 May 2010 |
| LUAN Zhongjie 栾中杰 | RE | 4 | 12 February 2008 | 25 May 2010 |
| LUAN Zhongjie 栾中杰 | RE | 1 | 21 January 2008 | 25 May 2010 |
| LUO Gaobo 羅高波 | RE | 4 | 10 May 2006 | 30 November 2009 |
| LUO Gaobo 羅高波 | RE | 6 | 10 May 2006 | 30 November 2009 |
| MA Chi Hong 馬志洪 | RE | 4 | 25 September 2006 | 02 August 2007 |
| MIAO Miao 繆妙 | RE | 6 | 23 June 2006 | 31 August 2010 |
| MIAO Miao 繆妙 | RE | 1 | 23 June 2006 | 31 August 2010 |
| MIAO Miao 繆妙 | RE | 4 | 23 June 2006 | 31 August 2010 |
| NAN Xiaobin 南曉彬 | RE | 1 | 19 October 2010 | 11 July 2014 |
| NAN Xiaobin 南曉彬 | RE | 4 | 19 October 2010 | 11 July 2014 |
| NAN Xiaobin 南曉彬 | RE | 6 | 19 October 2010 | 11 July 2014 |
| POON Yan Loong 潘人龍 | RE | 6 | 17 June 2006 | 10 August 2007 |
| POON Yan Loong 潘人龍 | RE | 4 | 17 June 2006 | 10 August 2007 |
| POON Yan Loong 潘人龍 | RE | 1 | 17 June 2006 | 10 August 2007 |
| REN Pinjie 任頻捷 | RE | 6 | 27 August 2010 | 30 September 2013 |
| REN Pinjie 任頻捷 | RE | 4 | 27 August 2010 | 30 September 2013 |
| REN Pinjie 任頻捷 | RE | 1 | 27 August 2010 | 30 September 2013 |
| SONG Honghai 宋紅海 | RE | 6 | 22 June 2012 | 29 October 2019 |
| SONG Honghai 宋紅海 | RE | 4 | 22 June 2012 | 29 October 2019 |
| SONG Honghai 宋紅海 | RE | 1 | 22 June 2012 | 29 October 2019 |
| SUN Jingan 孫景安 | RE | 1 | 06 August 2007 | 31 December 2010 |
| SUN Jingan 孫景安 | RE | 4 | 06 August 2007 | 31 December 2010 |
| SUN Jingan 孫景安 | RE | 6 | 06 August 2007 | 31 December 2010 |
| TAM Chiu Yung 譚肖容 | RE | 6 | 20 February 2008 | 31 August 2010 |
| TAM Chiu Yung 譚肖容 | RE | 1 | 20 February 2008 | 31 August 2010 |
| TAM Chiu Yung 譚肖容 | RE | 4 | 20 February 2008 | 31 August 2010 |
| TAM Tsz Wa 譚紫華 | RE | 6 | 21 May 2008 | 23 June 2008 |
| TAM Tsz Wa 譚紫華 | RE | 4 | 22 April 2008 | 23 June 2008 |
| TAM Tsz Wa 譚紫華 | RE | 1 | 22 April 2008 | 23 June 2008 |
| TIAN Shan 田珊 | RE | 6 | 13 May 2008 | 15 May 2009 |
| TIAN Shan 田珊 | RE | 4 | 13 May 2008 | 15 May 2009 |
| TIAN Shan 田珊 | RE | 1 | 13 May 2008 | 15 May 2009 |
| WANG Fanglu 王方路 | RE | 4 | 26 July 2006 | |
| WANG Jing Chen 王京晨 | RE | 6 | 17 June 2006 | 12 September 2011 |
| WANG Jing Chen 王京晨 | RE | 4 | 17 June 2006 | 12 September 2011 |
| WANG Jing Chen 王京晨 | RE | 1 | 17 June 2006 | 12 September 2011 |
| WANG Junyi 王俊翊 | RE | 6 | 13 July 2015 | 05 October 2016 |
| WANG Junyi 王俊翊 | RE | 4 | 13 July 2015 | 05 October 2016 |
| WANG Junyi 王俊翊 | RE | 1 | 13 July 2015 | 05 October 2016 |
| WONG Ka Shing 黃家成 | RE | 6 | 05 September 2008 | |
| WONG Ka Shing 黃家成 | RE | 4 | 05 September 2008 | |
| WONG Ka Shing 黃家成 | RE | 1 | 05 September 2008 | |
| WONG Siu Ho 黃少豪 | RE | 6 | 03 April 2007 | 21 June 2011 |
| XIN Yuesheng 信躍升 | RE | 4 | 07 June 2006 | |
| YAM Chi Man, Jiman 任志民 | RE | 1 | 29 May 2006 | 31 March 2011 |
| YAM Chi Man, Jiman 任志民 | RE | 4 | 29 May 2006 | 31 March 2011 |
| YAM Chi Man, Jiman 任志民 | RE | 6 | 29 May 2006 | 31 March 2011 |
| YAN Kai Chi, Danny 甄啟智 | RE | 4 | 25 September 2006 | 01 April 2007 |
| YAO Sheng 姚聖 | RE | 4 | 25 September 2006 | 23 January 2007 |
| YEUNG Ling Yan 楊苓欣 | RE | 6 | 15 September 2017 | |
| YEUNG Ling Yan 楊苓欣 | RE | 4 | 15 September 2017 | |
| YEUNG Ling Yan 楊苓欣 | RE | 1 | 15 September 2017 | |
| YEUNG Ling Yan 楊苓欣 | RE | 4 | 19 May 2008 | 30 November 2012 |
| YEUNG Ling Yan 楊苓欣 | RE | 1 | 19 May 2008 | 30 November 2012 |
| YEUNG Ling Yan 楊苓欣 | RE | 6 | 19 May 2008 | 30 November 2012 |
| YIN Ke 殷可 | RO | 6 | 20 April 2006 | 12 September 2007 |
| YIN Ke 殷可 | RO | 4 | 20 April 2006 | 12 September 2007 |
| YIN Ke 殷可 | RO | 1 | 20 April 2006 | 12 September 2007 |
| YIU Oi Kan, Kenny 姚凱勤 | RE | 6 | 09 October 2013 | 31 May 2019 |
| YIU Oi Kan, Kenny 姚凱勤 | RE | 4 | 09 October 2013 | 31 May 2019 |
| YIU Oi Kan, Kenny 姚凱勤 | RE | 1 | 09 October 2013 | 31 May 2019 |
| ZHANG Di 張迪 | RE | 6 | 09 July 2018 | |
| ZHANG Di 張迪 | RE | 4 | 09 July 2018 | |
| ZHANG Di 張迪 | RE | 1 | 09 July 2018 | |
| ZHANG Juying Jerry 張巨英 | RE | 6 | 08 February 2010 | 01 October 2010 |
| ZHANG Juying Jerry 張巨英 | RE | 1 | 08 February 2010 | 01 October 2010 |
| ZHANG Juying Jerry 張巨英 | RE | 4 | 08 February 2010 | 01 October 2010 |
| ZHANG Juying Jerry 張巨英 | RO | 6 | 20 April 2006 | 07 August 2006 |
| ZHANG Juying Jerry 張巨英 | RO | 4 | 20 April 2006 | 07 August 2006 |
| ZHANG Juying Jerry 張巨英 | RO | 1 | 20 April 2006 | 07 August 2006 |
| ZHANG Patrick Zehua | RE | 6 | 15 May 2023 | |
| ZHANG Patrick Zehua | RE | 4 | 15 May 2023 | |
| ZHANG Patrick Zehua | RE | 1 | 15 May 2023 | |
| ZHANG Xiaohan 張曉涵 | RE | 6 | 12 January 2015 | 08 August 2019 |
| ZHANG Xiaohan 張曉涵 | RE | 4 | 12 January 2015 | 08 August 2019 |
| ZHANG Xiaohan 張曉涵 | RE | 1 | 12 January 2015 | 08 August 2019 |
| ZHANG Yichen 張懿宸 | RO | 6 | 20 April 2006 | |
| ZHANG Yichen 張懿宸 | RO | 4 | 20 April 2006 | |
| ZHANG Yichen 張懿宸 | RO | 1 | 20 April 2006 | |
| ZHAO Yuzhe 趙宇哲 | RE | 6 | 27 March 2023 | |
| ZHAO Yuzhe 趙宇哲 | RE | 4 | 27 March 2023 | |
| ZHAO Yuzhe 趙宇哲 | RE | 1 | 27 March 2023 | |
| ZHAO Ziming 趙子銘 | RE | 1 | 06 September 2007 | 30 June 2008 |
| ZHAO Ziming 趙子銘 | RE | 4 | 06 September 2007 | 30 June 2008 |
| ZHAO Ziming 趙子銘 | RE | 6 | 06 September 2007 | 30 June 2008 |