SFC Licenceholders of SBI China Capital Asset Management Limited 軟庫中華金融資產管理有限公司
- compliance@sbichinacapital.com
- Website
- www.sbichinacapital.com
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Licenceholders | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CHAN King Yeung 陳景揚 | RO | 9 | 18 August 2021 | |
| CHAN King Yeung 陳景揚 | RO | 4 | 18 August 2021 | |
| CHAN King Yeung 陳景揚 | RE | 9 | 29 March 2021 | 18 August 2021 |
| CHAN King Yeung 陳景揚 | RE | 4 | 29 March 2021 | 18 August 2021 |
| CHAN Kwok Chu Edward 陳國柱 | RO | 4 | 18 September 2018 | 31 January 2019 |
| CHAN Kwok Chu Edward 陳國柱 | RO | 9 | 31 August 2016 | 31 January 2019 |
| CHI Raymond Wai Ming 池偉明 | RE | 9 | 27 December 2019 | 05 June 2020 |
| CHI Raymond Wai Ming 池偉明 | RE | 4 | 27 December 2019 | 05 June 2020 |
| CHIA Janice Jhet Yen | RO | 4 | 27 September 2019 | 23 April 2021 |
| CHIA Janice Jhet Yen | RE | 9 | 27 September 2019 | 23 April 2021 |
| CHING Kam Fung, Tony 程錦豐 | RO | 4 | 18 September 2018 | 15 April 2021 |
| CHING Kam Fung, Tony 程錦豐 | RO | 9 | 02 March 2016 | 15 April 2021 |
| CHING Kam Fung, Tony 程錦豐 | RE | 9 | 31 December 2015 | 02 March 2016 |
| CHING Tsun Lung 程俊龍 | RE | 9 | 26 April 2021 | 04 May 2021 |
| CHING Tsun Lung 程俊龍 | RE | 4 | 26 April 2021 | 04 May 2021 |
| CHOU Hui Chen 周慧珍 | RO | 9 | 24 August 2015 | 16 May 2016 |
| CHOW Kin Hang 周健恆 | RO | 9 | 16 March 2023 | |
| CHOW Kin Hang 周健恆 | RE | 9 | 21 December 2018 | 16 March 2023 |
| CHOW Kin Hang 周健恆 | RE | 4 | 21 December 2018 | |
| FUNG Nancy, Ruth 馮蘭施 | RO | 9 | 17 October 2007 | 07 January 2014 |
| HO Ting Kay 何定錤 | RO | 4 | 02 April 2019 | 01 June 2019 |
| HO Ting Kay 何定錤 | RO | 9 | 04 September 2018 | 01 June 2019 |
| JIN Yongzhong 金永忠 | RE | 9 | 29 October 2007 | 04 March 2009 |
| JOOK Chun Kui, Raymond 祝振駒 | RE | 9 | 10 December 2009 | 16 September 2010 |
| LAM Cheuk Fung 林卓峰 | RE | 9 | 28 June 2018 | 31 January 2019 |
| LEE Chun Hin 李震軒 | RE | 9 | 30 July 2018 | 31 January 2019 |
| LI Qinshi 李沁詩 | RE | 9 | 02 August 2021 | 30 September 2021 |
| LI Qinshi 李沁詩 | RE | 4 | 02 August 2021 | 30 September 2021 |
| LI Yueyao 李玥瑤 | RE | 9 | 13 March 2024 | |
| LI Yueyao 李玥瑤 | RE | 4 | 13 March 2024 | |
| LO Wai Tung, John 盧衛東 | RE | 9 | 30 March 2015 | 12 October 2018 |
| NG Siu Ching 伍少貞 | RO | 9 | 21 January 2022 | |
| NGO Hiu Fung 敖曉風 | RO | 9 | 04 March 2021 | 31 May 2021 |
| NGO Hiu Fung 敖曉風 | RO | 4 | 06 August 2019 | 31 May 2021 |
| NGO Hiu Fung 敖曉風 | RE | 9 | 06 August 2019 | 04 March 2021 |
| SINGHAL Shelly Sean | RO | 9 | 17 October 2007 | 04 June 2008 |
| STEENMAN Michiel | RO | 9 | 28 August 2008 | 24 August 2015 |
| TING Kam Sing 丁淦星 | RO | 9 | 17 September 2014 | 31 March 2015 |
| TING Kam Sing 丁淦星 | RE | 9 | 02 September 2014 | 17 September 2014 |
| TO Kwok Chien, Ronald 杜國鍵 | RO | 9 | 04 February 2015 | 31 August 2016 |
| TSE Shing Chi 謝承志 | RE | 9 | 02 May 2019 | 06 July 2020 |
| TSE Shing Chi 謝承志 | RE | 4 | 02 May 2019 | 06 July 2020 |
| WANG Hao 王浩 | RE | 9 | 22 December 2017 | 15 April 2018 |
| WANG Yi-Hsien 王逸賢 | RE | 9 | 04 March 2008 | 24 December 2008 |
| WONG Ka Chun 黃嘉俊 | RE | 9 | 06 July 2018 | 25 October 2018 |
| WONG Kin Fai 王健輝 | RE | 9 | 20 March 2015 | 23 October 2018 |
| WONG Sin Just 黃森捷 | RO | 9 | 17 October 2007 | 12 May 2010 |
| WONG Wa 王華 | RE | 9 | 27 April 2010 | 16 September 2010 |
| YAM David 任卓偉 | RO | 9 | 22 April 2021 | 23 March 2022 |
| YE Wenli 葉文莉 | RO | 4 | 26 May 2021 | |
| YE Wenli 葉文莉 | RO | 9 | 20 September 2019 | |
| YU Chun Man, James 余鎮民 | RO | 9 | 22 July 2021 | 06 May 2022 |
| YU Chun Man, James 余鎮民 | RO | 4 | 03 May 2021 | 06 May 2022 |
| YU Chun Man, James 余鎮民 | RE | 4 | 28 April 2021 | 03 May 2021 |
| YU Yee Fung 余苡蜂 | RE | 9 | 09 July 2018 | 31 January 2019 |