SFC Licenceholders of BOCOM International Asset Management Limited 交銀國際資產管理有限公司

Email
compliance_grp@bocomgroup.com
Website
www.bocomgroup.com

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Licenceholders Role Licences Start date End date
CAI Min 蔡閩 RE 1 18 February 2019 02 September 2022
CAI Min 蔡閩 RE 9 18 February 2019 02 September 2022
CAI Min 蔡閩 RE 4 21 January 2019 02 September 2022
CAI Siqi 蔡斯琪 RE 9 16 May 2019 11 October 2019
CAI Siqi 蔡斯琪 RE 1 05 October 2015 11 October 2019
CAI Siqi 蔡斯琪 RE 4 03 November 2015 11 October 2019
CHAN Chi Pang 陳志鵬 RE 1 12 October 2021 09 November 2021
CHAN Chi Pang 陳志鵬 RE 9 12 October 2021 09 November 2021
CHAN Chi Pang 陳志鵬 RE 4 04 November 2021 09 November 2021
CHAN Chi Yin 陳鋕賢 RE 9 09 May 2011 31 May 2013
CHAN Jason Chun Ho 陳焌晧 RE 1 21 December 2020
CHAN Jason Chun Ho 陳焌晧 RE 4 21 December 2020
CHAN Jason Chun Ho 陳焌晧 RE 9 21 December 2020
CHAN Ming Yan 陳銘茵 RE 9 04 February 2013 26 December 2013
CHANG Bo 常鉑 RO 9 13 June 2023
CHANG Bo 常鉑 RE 9 05 May 2016 13 June 2023
CHANG Bo 常鉑 RE 1 27 June 2014
CHANG Bo 常鉑 RE 9 22 March 2010 27 June 2014
CHANG Brian Hongwei 張鴻偉 RE 9 31 January 2011 08 June 2012
CHANG Weijun 常衛軍 RE 9 12 November 2018 27 October 2021
CHANG Weijun 常衛軍 RE 1 18 October 2018 27 October 2021
CHANG Weijun 常衛軍 RE 4 12 November 2018 27 October 2021
CHANG Weijun 常衛軍 RE 9 07 January 2015 05 March 2018
CHANG Weijun 常衛軍 RE 4 07 January 2015 05 March 2018
CHANG Weijun 常衛軍 RE 1 07 January 2015 05 March 2018
CHEN Tian 陳添 RE 9 15 August 2011 30 September 2013
CHEN Yilian 陳一練 RE 4 16 March 2018 28 December 2019
CHEN Yilian 陳一練 RE 1 05 February 2016 28 December 2019
CHEN Yilian 陳一練 RE 9 06 November 2014 28 December 2019
CHEN Yujie 陳宇捷 RE 1 20 June 2014 30 November 2017
CHEN Yujie 陳宇捷 RE 9 21 June 2016 30 November 2017
CHEN Yujie 陳宇捷 RE 4 20 June 2014 30 November 2017
CHENG Chuange 程傳閣 RO 4 10 October 2013
CHENG Chuange 程傳閣 RO 1 10 October 2013
CHENG Chuange 程傳閣 RO 9 04 June 2010
CHENG Chuange 程傳閣 RE 9 07 November 2008 04 June 2010
CHEUNG Kin Yan 張健恩 RE 9 05 June 2008 25 October 2010
DENG Jun 鄧鈞 RE 1 31 July 2019 17 July 2020
DENG Jun 鄧鈞 RE 9 10 July 2019 17 July 2020
DENG Jun 鄧鈞 RE 4 10 July 2019 17 July 2020
DING Tom Liang 丁靚 RE 9 21 July 2009 25 March 2011
DONG YANRAN 董嫣然 RE 9 06 April 2022
DONG YANRAN 董嫣然 RE 1 31 March 2021
FAN Zhirong 范志荣 RE 9 20 October 2011 31 August 2012
FENG Meng 馮萌 RE 9 18 February 2016 20 February 2019
FENG Meng 馮萌 RE 1 18 February 2016 20 February 2019
FENG Meng 馮萌 RE 4 18 February 2016 20 February 2019
FUNG Si Huen, Alan 馮時煖 RO 9 31 May 2010 15 January 2016
FUNG Si Huen, Alan 馮時煖 RE 9 19 April 2010 31 May 2010
GE Danping 葛丹平 RE 1 12 May 2015 31 July 2018
GE Danping 葛丹平 RE 4 12 May 2015 31 July 2018
GE Danping 葛丹平 RE 9 21 December 2015 31 July 2018
GONG Yue 龔悦 RE 4 29 April 2019 31 December 2021
GONG Yue 龔悦 RE 9 29 April 2019 31 December 2021
GONG Yue 龔悦 RE 1 29 April 2019 31 December 2021
GUO Lulu 過璐璐 RE 1 26 January 2017 30 April 2021
GUO Lulu 過璐璐 RE 9 26 January 2017 30 April 2021
GUO Shihai 郭世海 RE 1 28 April 2015 31 December 2019
GUO Shihai 郭世海 RE 9 28 April 2015 31 December 2019
HAN Tongli 韓同利 RE 9 20 April 2012 10 October 2014
HANG Tiantian 杭天天 RE 9 11 April 2022 18 October 2023
HAO Yu 郝昱 RE 1 14 December 2018 18 September 2020
HAO Yu 郝昱 RE 9 14 December 2018 18 September 2020
HAO Yu 郝昱 RE 4 14 December 2018 18 September 2020
HE Can 何燦 RE 9 27 April 2022 14 January 2023
HONG Yiqing 洪沂清 RE 9 26 May 2022
HU Jing 胡靜 RE 1 18 October 2016 04 July 2018
HU Jing 胡靜 RE 4 18 October 2016 04 July 2018
HU Jing 胡靜 RE 9 18 October 2016 04 July 2018
HUA Fengmao 華風茂 RE 4 27 March 2014 18 August 2014
HUA Fengmao 華風茂 RE 1 27 March 2014 18 August 2014
JIAO Qian 焦蒨 RE 9 02 August 2017 05 March 2018
JIAO Qian 焦蒨 RE 4 02 August 2017 05 March 2018
JIAO Qian 焦蒨 RE 1 02 August 2017 05 March 2018
JIN Lu 金璐 RE 1 12 December 2022 05 July 2023
JIN Lu 金璐 RE 4 12 December 2022 05 July 2023
JIN Lu 金璐 RE 9 12 December 2022 05 July 2023
KO Yu Kit 高汝傑 RO 9 13 September 2007 22 April 2014
LAM King Kit 林敬傑 RE 4 05 October 2021 05 July 2022
LAM King Kit 林敬傑 RE 9 05 October 2021 05 July 2022
LAM King Kit 林敬傑 RE 1 05 October 2021 05 July 2022
LAM Man Kit, Mathew 林文傑 RE 1 27 June 2014 09 April 2015
LAM Man Kit, Mathew 林文傑 RE 9 25 March 2013 27 June 2014
LAM Man Kit, Mathew 林文傑 RE 9 20 July 2010 15 December 2012
LEE Chun Hong 李俊康 RE 9 08 January 2016 14 February 2020
LEE Chun Hong 李俊康 RE 1 08 January 2016 14 February 2020
LI Baohua 李保華 RO 4 27 September 2019 30 April 2022
LI Baohua 李保華 RO 9 27 September 2019 30 April 2022
LI Baohua 李保華 RE 1 23 April 2019 27 September 2019
LI Baohua 李保華 RE 9 27 March 2019 27 September 2019
LI Baohua 李保華 RE 4 27 March 2019 27 September 2019
LI Baohua 李保華 RO 1 27 September 2019 30 April 2022
LI Hao 李浩 RE 1 26 June 2017 02 September 2020
LI Hao 李浩 RE 4 29 January 2016 02 September 2020
LI Hao 李浩 RE 9 23 December 2015 02 September 2020
LI Hongli 李宏麗 RE 9 05 January 2022
LI Hongli 李宏麗 RE 4 05 January 2022
LI Hongli 李宏麗 RE 1 05 January 2022
LI Junhui 李俊慧 RE 9 30 November 2018 26 August 2022
LI Junhui 李俊慧 RE 4 30 November 2018 26 August 2022
LI Junhui 李俊慧 RE 1 30 November 2018 26 August 2022
LI Lin 李琳 RE 9 23 May 2022
LI Ming 李銘 RE 1 05 December 2017 31 March 2019
LI Ming 李銘 RE 4 05 December 2017 31 March 2019
LI Ming 李銘 RE 9 05 December 2017 31 March 2019
LI Wei 李巍 RE 4 03 January 2018 29 June 2020
LI Wei 李巍 RE 9 03 January 2018 29 June 2020
LI Wei 李巍 RE 1 17 May 2018 29 June 2020
LI Wu 李武 RO 1 19 September 2018
LI Wu 李武 RO 4 19 September 2018
LI Wu 李武 RE 4 06 October 2015 19 September 2018
LI Wu 李武 RE 1 05 February 2016 19 September 2018
LI Wu 李武 RO 9 23 April 2012
LI Wu 李武 RE 9 10 March 2008 23 April 2012
LI Ying 李鷹 RO 9 03 May 2018 05 November 2019
LI Ying 李鷹 RE 9 09 February 2015 03 May 2018
LI Yunchang 李云昌 RE 1 13 January 2021
LI Yunchang 李云昌 RE 4 13 January 2021
LI Yunchang 李云昌 RE 9 16 November 2020
LIN Canhui 林燦輝 RE 9 27 July 2016 07 October 2016
LIN Canhui 林燦輝 RE 4 27 July 2016 07 October 2016
LIN Canhui 林燦輝 RE 1 27 July 2016 07 October 2016
LIU Junyu 劉鈞羽 RE 9 11 October 2021 14 July 2022
LIU Junyu 劉鈞羽 RE 4 11 October 2021 14 July 2022
LIU Junyu 劉鈞羽 RE 1 11 October 2021 14 July 2022
LIU Qiang 劉強 RO 9 13 September 2007 30 April 2012
LIU Yujie 劉俞頡 RO 9 12 August 2020
LIU Yujie 劉俞頡 RE 9 01 June 2020 12 August 2020
LOU Yuhan 婁宇涵 RE 1 20 June 2019 21 November 2019
LOU Yuhan 婁宇涵 RE 9 20 June 2019 21 November 2019
LOU Yuhan 婁宇涵 RE 4 12 July 2019 21 November 2019
LUO Xinhui 羅心慧 RE 9 28 July 2022
LYU Xiangrong 呂向荣 RO 1 11 December 2017 24 July 2018
LYU Xiangrong 呂向荣 RO 4 11 December 2017 24 July 2018
LYU Xiangrong 呂向荣 RO 9 11 December 2017 24 July 2018
LYU Xiangrong 呂向荣 RE 9 15 June 2015 11 December 2017
LYU Xiangrong 呂向荣 RE 1 12 May 2015 11 December 2017
LYU Xiangrong 呂向荣 RE 4 12 May 2015 11 December 2017
MENG Yu 孟羽 RE 1 15 February 2022 02 March 2022
MENG Yu 孟羽 RE 4 15 February 2022 02 March 2022
MENG Yu 孟羽 RE 9 15 February 2022 02 March 2022
MENG Yu 孟羽 RO 9 05 May 2021 15 February 2022
MENG Yu 孟羽 RO 4 05 May 2021 15 February 2022
MENG Yu 孟羽 RO 1 05 May 2021 15 February 2022
MOK Kin Wai 莫建偉 RO 9 13 September 2007 21 June 2008
MU Haitian 穆海天 RE 9 16 September 2019 29 June 2022
MU Haitian 穆海天 RE 4 16 September 2019 29 June 2022
MU Haitian 穆海天 RE 1 16 September 2019 29 June 2022
NGAI Sze Hang 魏思衡 RO 1 02 March 2023
NGAI Sze Hang 魏思衡 RE 9 01 December 2022 02 March 2023
NGAI Sze Hang 魏思衡 RE 4 01 December 2022 02 March 2023
NGAI Sze Hang 魏思衡 RE 1 01 December 2022 02 March 2023
NGAI Sze Hang 魏思衡 RO 4 02 March 2023
NGAI Sze Hang 魏思衡 RO 9 02 March 2023
PANG Jimmy Kar-yin 彭家賢 RO 9 14 February 2011 29 March 2012
PANG Jimmy Kar-yin 彭家賢 RE 9 20 December 2010 14 February 2011
QIN Zhen 秦臻 RE 9 16 March 2018
QIN Zhen 秦臻 RE 4 16 March 2018
QIN Zhen 秦臻 RE 1 27 November 2017
SANG Zijing 桑梓菁 RE 9 10 May 2022
SHENG jie 圣洁 RE 9 06 April 2022
SHENG jie 圣洁 RE 1 31 March 2021
SHUM Chun 沈震 RE 1 29 January 2016 30 March 2017
SHUM Chun 沈震 RE 9 14 May 2013 30 March 2017
SONG Yunzhe 宋云喆 RE 1 12 February 2019 28 February 2020
SONG Yunzhe 宋云喆 RE 4 12 February 2019 28 February 2020
SONG Yunzhe 宋云喆 RE 9 12 February 2019 28 February 2020
SU Fen 蘇奮 RO 4 04 December 2018
SU Fen 蘇奮 RE 9 21 November 2018 04 December 2018
SU Fen 蘇奮 RE 4 21 November 2018 04 December 2018
SU Fen 蘇奮 RE 1 21 November 2018 04 December 2018
SU Fen 蘇奮 RO 1 04 December 2018
SU Fen 蘇奮 RO 9 04 December 2018
SUN Li 孫莉 RE 9 13 July 2011 28 March 2013
SUN Yueming 孫月明 RE 1 05 February 2016 21 June 2017
SUN Yueming 孫月明 RE 9 29 October 2010 21 June 2017
SUN Zongwei 孫宗偉 RE 9 11 April 2022
SZE Wai Lun 施偉倫 RE 1 27 June 2014 13 March 2015
SZE Wai Lun 施偉倫 RE 9 22 February 2012 27 June 2014
TAN Chun 譚淳 RE 9 27 January 2023 03 February 2024
TAN Chun 譚淳 RE 4 27 January 2023 03 February 2024
TAN Chun 譚淳 RE 1 27 January 2023 03 February 2024
TAN Yueheng 譚岳衡 RO 4 10 October 2013
TAN Yueheng 譚岳衡 RO 1 10 October 2013
TAN Yueheng 譚岳衡 RO 9 19 August 2008
TANG Davina Tak-wai 鄧德慧 RO 9 28 June 2010 31 December 2010
TANG Davina Tak-wai 鄧德慧 RE 9 18 May 2010 28 June 2010
TI Hwei Chi, Vicky 狄慧琪 RE 9 09 November 2011 04 May 2012
TIAN Runjuan 田潤娟 RE 4 24 March 2014 11 August 2014
TIAN Runjuan 田潤娟 RE 1 24 March 2014 11 August 2014
TIAN Runjuan 田潤娟 RE 9 25 August 2011 21 February 2014
TSE Raymond 謝禮文 RE 9 07 January 2008 16 March 2011
WANG Dong 王棟 RE 9 26 September 2014 04 December 2014
WANG Guofan 王国帆 RE 1 30 November 2022
WANG Guofan 王国帆 RE 4 30 November 2022
WANG Guofan 王国帆 RE 9 30 November 2022
WANG Li 王禮 RE 9 03 November 2015 31 October 2017
WANG Li 王禮 RE 1 03 November 2015 31 October 2017
WANG Qian 王騫 RE 1 20 August 2015 16 August 2017
WANG Qian 王騫 RE 4 20 August 2015 16 August 2017
WANG Qian 王騫 RE 9 20 August 2015 16 August 2017
WANG Sichen 王司晨 RE 4 20 July 2018 09 November 2018
WANG Sichen 王司晨 RE 9 20 July 2018 09 November 2018
WANG Sichen 王司晨 RE 1 21 March 2018 09 November 2018
WANG Tian 王天 RE 4 31 January 2018 29 August 2018
WANG Tian 王天 RE 1 31 January 2018 29 August 2018
WANG Tian 王天 RE 9 31 January 2018 29 August 2018
WANG Wenli 王文力 RE 9 02 June 2017 04 November 2021
WANG Wenli 王文力 RE 1 02 June 2017 04 November 2021
WANG Yuxin 王雨馨 RE 1 08 May 2020 25 February 2021
WANG Ziyun 王子贇 RE 9 09 December 2013 08 January 2015
WENG Moyue 翁默悦 RE 9 25 April 2022
WONG Sui Ki, Anthony 黃瑞麒 RE 9 22 October 2008 26 October 2010
WU Shuang RE 1 11 March 2020 15 December 2020
WU Shuang RE 4 11 March 2020 15 December 2020
WU Xinyu 吳新宇 RE 1 21 December 2020 19 November 2021
WU Xinyu 吳新宇 RE 4 21 December 2020 19 November 2021
WU Xinyu 吳新宇 RE 9 21 December 2020 19 November 2021
XI Chang 席昌 RE 9 21 September 2023
XI Chang 席昌 RE 4 21 September 2023
XI Chang 席昌 RE 1 21 September 2023
XI Xuanhua 席絢樺 RO 4 01 February 2023
XI Xuanhua 席絢樺 RO 1 01 February 2023
XI Xuanhua 席絢樺 RO 9 20 December 2019
XI Xuanhua 席絢樺 RE 9 16 November 2017 20 December 2019
XIA Jiajie 夏嘉杰 RE 4 31 August 2018 25 February 2021
XIA Jiajie 夏嘉杰 RE 1 31 August 2018 25 February 2021
XIA Jiajie 夏嘉杰 RE 9 31 August 2018 16 March 2020
XIA Qingyu 夏卿予 RE 1 29 January 2016 15 September 2016
XIA Qingyu 夏卿予 RE 4 05 October 2015 15 September 2016
XIA Qingyu 夏卿予 RE 9 24 May 2011 15 September 2016
XIAO Tianyang 肖天洋 RE 9 18 July 2014 29 January 2015
XIE Chaoran 謝超然 RE 9 13 December 2017
XIE Chaoran 謝超然 RE 1 13 December 2017
XIONG Lang 熊浪 RE 1 04 September 2014 15 April 2016
XIONG Lang 熊浪 RO 9 23 February 2011 15 April 2016
XIONG Lang 熊浪 RE 9 16 July 2010 23 February 2011
XIONG Xuan 熊璇 RE 9 26 May 2022 23 February 2023
XU Hanchao 徐涵超 RE 9 30 May 2022
XU Hanchao 徐涵超 RE 1 09 March 2016 18 August 2021
XU Hanchao 徐涵超 RE 9 08 April 2016 18 August 2021
XU Zhiran 許之然 RE 9 05 December 2017
XU Zhiran 許之然 RE 1 05 December 2017
YAN Wujiuyi 閻伍玖懿 RE 9 06 June 2019 21 January 2022
YAN Wujiuyi 閻伍玖懿 RE 1 06 June 2019 21 January 2022
YAN Wujiuyi 閻伍玖懿 RE 4 06 June 2019 21 January 2022
YAN Wujiuyi 閻伍玖懿 RE 4 16 January 2018 28 September 2018
YAN Wujiuyi 閻伍玖懿 RE 9 16 January 2018 28 September 2018
YAN Wujiuyi 閻伍玖懿 RE 1 16 January 2018 28 September 2018
YANG Jing 楊靖 RE 1 16 January 2023
YANG Jing 楊靖 RE 9 16 January 2023
YANG Jing 楊靖 RE 4 16 January 2023
YANG Shulin 楊書琳 RE 1 28 March 2022
YANG Shulin 楊書琳 RE 4 28 March 2022
YANG Shulin 楊書琳 RE 9 28 March 2022
YANG Xuantong 楊玄同 RE 1 03 May 2022 05 June 2022
YANG Xuantong 楊玄同 RE 4 03 May 2022 05 June 2022
YANG Xuantong 楊玄同 RE 9 03 May 2022 05 June 2022
YANG Yifan 楊逸凡 RE 9 08 October 2012 11 June 2013
YEUNG Hiu Chit 楊曉婕 RO 9 05 July 2010 10 June 2011
YEUNG Hiu Chit 楊曉婕 RE 9 22 January 2010 05 July 2010
YEUNG Ka Ming 楊家明 RE 9 10 March 2015 24 November 2017
YEUNG Ka Ming 楊家明 RE 1 10 March 2015 24 November 2017
YU Wah Foo, Kevin 余華富 RE 9 27 October 2008 31 December 2015
ZHANG Dingxin 張丁馨 RE 9 06 July 2017 05 September 2021
ZHANG Dingxin 張丁馨 RE 4 06 July 2017 05 September 2021
ZHANG Dingxin 張丁馨 RE 1 06 July 2017 05 September 2021
ZHANG Jincheng 張錦成 RE 1 06 April 2022
ZHANG Jincheng 張錦成 RE 4 06 April 2022
ZHANG Jincheng 張錦成 RE 9 06 April 2022
ZHANG Min 張旻 RE 1 02 November 2015 16 June 2016
ZHANG Min 張旻 RE 9 02 November 2015 16 June 2016
ZHANG Tiansheng 張天晟 RE 9 12 April 2019 17 June 2020
ZHANG Tiansheng 張天晟 RE 4 12 April 2019 17 June 2020
ZHANG Tiansheng 張天晟 RE 1 12 April 2019 17 June 2020
ZHANG Wenwen 張雯雯 RE 4 24 October 2017 18 October 2018
ZHANG Wenwen 張雯雯 RE 1 24 October 2017 18 October 2018
ZHANG Wenwen 張雯雯 RE 9 24 October 2017 18 October 2018
ZHANG Xiangbing 張香兵 RO 4 05 March 2020 02 March 2021
ZHANG Xiangbing 張香兵 RO 1 05 March 2020 02 March 2021
ZHANG Xiangbing 張香兵 RO 9 05 March 2020 22 April 2020
ZHANG Xiangbing 張香兵 RE 9 03 October 2017 05 March 2020
ZHANG Xiangbing 張香兵 RE 4 03 October 2017 05 March 2020
ZHANG Xiangbing 張香兵 RE 1 03 October 2017 05 March 2020
ZHANG Yiang 張意昂 RE 1 22 December 2016 25 November 2018
ZHANG Yiang 張意昂 RE 4 22 December 2016 25 November 2018
ZHANG Yiang 張意昂 RE 9 22 December 2016 25 November 2018
ZHAO Ji 趙极 RE 9 25 September 2023
ZHAO LI 趙利 RE 9 28 July 2022
ZHAO Lei 趙磊 RE 9 26 July 2011 29 June 2012
ZHENG Jie 鄭劼 RE 1 02 July 2015 14 September 2018
ZHENG Jie 鄭劼 RE 9 02 July 2015 14 September 2018
ZHENG Zelin 鄭澤霖 RE 9 20 July 2020 17 July 2021
ZHENG Zelin 鄭澤霖 RE 4 20 July 2020 17 July 2021
ZHENG Zelin 鄭澤霖 RE 1 20 July 2020 17 July 2021
ZHOU Qi 周琦 RE 1 21 June 2019 15 October 2019
ZHOU Qi 周琦 RE 9 21 June 2019 15 October 2019
ZHOU Qi 周琦 RE 1 04 April 2018 31 October 2018
ZHOU Qi 周琦 RE 4 04 April 2018 31 October 2018
ZHOU Qi 周琦 RE 9 04 April 2018 31 October 2018
ZHOU Yifeng 周一楓 RE 1 17 June 2015 05 June 2017
ZHOU Yifeng 周一楓 RE 4 17 June 2015 05 June 2017
ZHOU Yifeng 周一楓 RE 9 21 December 2015 05 June 2017
ZHOU Yuan 周遠 RE 1 07 August 2020
ZHOU Yuan 周遠 RE 4 07 August 2020
ZHOU Yuan 周遠 RE 9 07 August 2020
ZHOU Yuping 周鈺萍 RE 9 25 April 2022
ZHU Chen 朱忱 RE 9 03 July 2023 27 March 2024
ZHU Yinghe 祝璎禾 RE 1 15 May 2018 05 August 2021
ZHU Yinghe 祝璎禾 RE 9 15 May 2018 05 August 2021
ZUO Jun 左俊 RE 9 02 May 2018 08 June 2020
ZUO Jun 左俊 RE 4 02 May 2018 08 June 2020
ZUO Jun 左俊 RE 1 02 May 2018 08 June 2020