SFC Licenceholders of Cathay Securities (Hong Kong) Limited 國泰證券(香港)有限公司
- jasmine.fu@cathaysec.com.hk
- Website
- www.cathaysec.com.hk
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Licenceholders | Role | Licences | Start date | End date |
---|---|---|---|---|
CHAN Ka Leung 陳嘉亮 | RE | 4 | 02 August 2016 | 13 October 2017 |
CHAN Ka Leung 陳嘉亮 | RO | 1 | 02 August 2016 | 13 October 2017 |
CHAN Lai Ming 陳麗明 | RE | 1 | 29 August 2018 | 18 November 2018 |
CHAN Tsz Kin 陳子鍵 | RE | 1 | 21 December 2021 | 01 April 2023 |
CHAN Tsz Kin 陳子鍵 | RE | 4 | 21 December 2021 | 01 April 2023 |
CHANG Cheng Yu 張承祐 | RE | 1 | 17 July 2019 | |
CHANG Cheng Yu 張承祐 | RE | 4 | 17 July 2019 | |
CHANG Hsun Fang 張薰方 | RO | 4 | 16 February 2009 | 03 August 2015 |
CHANG Hsun Fang 張薰方 | RO | 1 | 16 February 2009 | 24 November 2009 |
CHANG Yung-Ho 張永和 | RE | 1 | 20 January 2009 | 03 May 2010 |
CHANG Yung-Ho 張永和 | RE | 4 | 20 January 2009 | 03 May 2010 |
CHAO Hung-Tai 趙宏泰 | RO | 4 | 27 November 2007 | 01 February 2008 |
CHEN Celine 陳品聿 | RE | 4 | 15 December 2022 | 02 June 2023 |
CHEN Celine 陳品聿 | RE | 1 | 15 December 2022 | 02 June 2023 |
CHEN Chi-wu 陳計伍 | RO | 4 | 31 October 2017 | |
CHEN Chi-wu 陳計伍 | RO | 1 | 31 October 2017 | |
CHEN Chi-wu 陳計伍 | RE | 1 | 12 October 2015 | 31 October 2017 |
CHEN Chi-wu 陳計伍 | RE | 4 | 12 October 2015 | 31 October 2017 |
CHEN Chiung Wen 陳瓊雯 | RE | 4 | 29 December 2017 | 11 October 2019 |
CHEN Chiung Wen 陳瓊雯 | RE | 1 | 29 December 2017 | 11 October 2019 |
CHEN Hung-Yin 陳閎縯 | RE | 4 | 05 February 2009 | 02 March 2011 |
CHEN Hung-Yin 陳閎縯 | RE | 1 | 05 February 2009 | 02 March 2011 |
CHEN Ping-Yu 陳品妤 | RO | 4 | 10 August 2015 | 29 October 2016 |
CHEN Ping-Yu 陳品妤 | RO | 1 | 10 August 2015 | 29 October 2016 |
CHEN Ping-Yu 陳品妤 | RE | 4 | 07 August 2015 | 10 August 2015 |
CHEN Ping-Yu 陳品妤 | RE | 1 | 07 August 2015 | 10 August 2015 |
CHENG I-teng 鄭義騰 | RO | 1 | 27 November 2007 | 30 June 2015 |
CHENG I-teng 鄭義騰 | RO | 4 | 27 November 2007 | 30 June 2015 |
CHEUNG Tsz Pan 張梓斌 | RE | 4 | 01 September 2017 | 12 August 2018 |
CHEUNG Tsz Pan 張梓斌 | RE | 1 | 01 September 2017 | 12 August 2018 |
CHIU Lin Ling 邱琳玲 | RE | 4 | 27 April 2012 | 26 July 2013 |
CHIU Lin Ling 邱琳玲 | RE | 1 | 09 June 2011 | 26 July 2013 |
CHIU Sai Lun 招世麟 | RE | 1 | 04 November 2013 | 05 September 2015 |
CHOI Shing Yan 蔡承恩 | RE | 1 | 17 February 2010 | 12 February 2014 |
CHU Kwok On 朱國安 | RE | 4 | 02 August 2017 | 25 September 2017 |
CHU Kwok On 朱國安 | RE | 1 | 17 May 2017 | 25 September 2017 |
FONG Ching 方靜 | RE | 1 | 24 July 2008 | 01 March 2010 |
GUU Han-Bin 古漢斌 | RO | 4 | 11 April 2008 | 11 October 2008 |
HO Chung-yeng 何宗穎 | RE | 4 | 12 October 2015 | 22 February 2016 |
HO Chung-yeng 何宗穎 | RE | 1 | 12 October 2015 | 22 February 2016 |
HO Man Ho 何文浩 | RE | 4 | 01 February 2024 | |
HO Man Ho 何文浩 | RE | 1 | 01 February 2024 | |
HSU Yu Yu 許玉諭 | RE | 1 | 10 August 2017 | 31 July 2019 |
HSU Yu Yu 許玉諭 | RE | 4 | 10 August 2017 | 31 July 2019 |
HUANG Chia-Yu 黃嘉瑜 | RE | 4 | 20 January 2009 | 20 August 2009 |
HUANG Chia-Yu 黃嘉瑜 | RE | 1 | 20 January 2009 | 20 August 2009 |
HUANG Mei-Hui 黃美慧 | RE | 1 | 29 November 2007 | 29 January 2013 |
HUANG Mei-Hui 黃美慧 | RE | 4 | 29 November 2007 | 29 January 2013 |
HUANG Siyang 黃思楊 | RE | 4 | 07 January 2021 | 22 August 2023 |
HUANG Siyang 黃思楊 | RE | 1 | 07 January 2021 | 22 August 2023 |
HUANG Yao 黃堯 | RE | 1 | 06 March 2009 | 06 October 2009 |
JIN Yi 金翼 | RE | 4 | 23 May 2023 | 29 September 2023 |
JIN Yi 金翼 | RE | 1 | 23 May 2023 | 29 September 2023 |
KUNG Hwei Kuok 龔惠国 | RE | 4 | 11 October 2016 | |
KUNG Hwei Kuok 龔惠国 | RE | 1 | 11 October 2016 | |
KWAN Pak Him 關柏謙 | RE | 1 | 30 October 2018 | |
LAM Kai Wing, Kevin 林繼榮 | RO | 4 | 06 March 2019 | |
LAM Kai Wing, Kevin 林繼榮 | RO | 1 | 15 October 2018 | |
LAM Kai Wing, Kevin 林繼榮 | RE | 4 | 31 August 2018 | 06 March 2019 |
LAM Kai Wing, Kevin 林繼榮 | RE | 1 | 26 July 2018 | 15 October 2018 |
LAM Wai Kin 林偉健 | RE | 1 | 04 September 2009 | 17 September 2009 |
LAM Yuen Ho 林元浩 | RE | 4 | 18 November 2020 | 01 May 2023 |
LAM Yuen Ho 林元浩 | RE | 1 | 18 November 2020 | 01 May 2023 |
LEE Yin Lin 李盈菱 | RE | 1 | 01 February 2012 | 30 March 2012 |
LEUNG Mei King Maggie 梁美琼 | RO | 1 | 30 April 2018 | 14 July 2018 |
LEUNG Mei King Maggie 梁美琼 | RE | 4 | 14 February 2018 | 30 April 2018 |
LEUNG Mei King Maggie 梁美琼 | RE | 1 | 14 February 2018 | 30 April 2018 |
LEUNG Mei King Maggie 梁美琼 | RO | 4 | 30 April 2018 | 14 July 2018 |
LI Cho Kwong 李早光 | RO | 1 | 27 November 2007 | 01 January 2016 |
LI Cho Kwong 李早光 | RO | 4 | 27 November 2007 | 01 January 2016 |
LI Gengshuo 李耕碩 | RE | 4 | 30 March 2023 | |
LI Gengshuo 李耕碩 | RE | 1 | 30 March 2023 | |
LI Man Kit 李文傑 | RE | 4 | 22 May 2017 | 11 January 2019 |
LI Man Kit 李文傑 | RE | 1 | 14 April 2014 | 11 January 2019 |
LI Ying-Yi 李盈儀 | RE | 4 | 19 January 2009 | 31 July 2011 |
LI Ying-Yi 李盈儀 | RE | 1 | 19 January 2009 | 31 July 2011 |
LI Yuan Hong 李沅鴻 | RE | 1 | 22 May 2023 | |
LI Yuan Hong 李沅鴻 | RE | 4 | 08 May 2023 | |
LIEN Hsiang Pu 連祥甫 | RE | 1 | 19 September 2019 | 31 December 2020 |
LIEN Hsiang Pu 連祥甫 | RE | 4 | 19 September 2019 | 31 December 2020 |
LIN Chien Chih 林健治 | RO | 4 | 19 October 2016 | 08 February 2018 |
LIN Chien Chih 林健治 | RO | 1 | 19 October 2016 | 08 February 2018 |
LIN Wei-Teng 林維騰 | RE | 4 | 29 November 2007 | 01 August 2013 |
LIN Wei-Teng 林維騰 | RE | 1 | 29 November 2007 | 01 August 2013 |
LIU Chia-yu 劉家佑 | RE | 4 | 02 January 2018 | 31 August 2021 |
LO Ka Kuen 勞家權 | RE | 4 | 01 December 2015 | 31 July 2017 |
LO Ka Kuen 勞家權 | RE | 1 | 20 October 2015 | 31 July 2017 |
LOU Junlong | RE | 1 | 20 June 2012 | 04 October 2013 |
LU Yuan-chung 陸源忠 | RO | 4 | 29 March 2017 | 08 March 2019 |
LU Yuan-chung 陸源忠 | RO | 1 | 29 March 2017 | 08 March 2019 |
LUI Lok Sze 雷樂詩 | RE | 4 | 03 October 2011 | 27 November 2011 |
LUK Sun Toi 陸新台 | RE | 1 | 03 October 2011 | 29 August 2015 |
MIAO Shun-Tang 苗舜堂 | RE | 1 | 19 January 2009 | 12 September 2015 |
MIAO Shun-Tang 苗舜堂 | RE | 4 | 19 January 2009 | 12 September 2015 |
MOK Ka Fan 莫嘉勳 | RO | 4 | 11 December 2015 | 30 November 2016 |
MOK Ka Fan 莫嘉勳 | RO | 1 | 11 December 2015 | 30 November 2016 |
MOK Ka Fan 莫嘉勳 | RE | 4 | 10 November 2015 | 11 December 2015 |
MOK Ka Fan 莫嘉勳 | RE | 1 | 10 November 2015 | 11 December 2015 |
OR Lee Sa 柯莉莎 | RE | 1 | 07 September 2009 | 26 February 2010 |
SHU Liangfeng 舒良峰 | RE | 4 | 18 February 2021 | |
SHU Liangfeng 舒良峰 | RE | 1 | 18 February 2021 | |
SHUM Kit 沈杰 | RE | 4 | 20 December 2016 | 31 August 2017 |
SHUM Kit 沈杰 | RE | 1 | 20 December 2016 | 31 August 2017 |
SUN Shu I 孫樹怡 | RE | 4 | 27 February 2017 | 05 October 2019 |
SUN Shu I 孫樹怡 | RE | 1 | 27 February 2017 | 05 October 2019 |
SUN Yu-Huei 孫毓徽 | RE | 4 | 17 February 2020 | 31 August 2021 |
SUN Yu-Huei 孫毓徽 | RE | 1 | 17 February 2020 | 31 August 2021 |
TA Yun Ju 達韻如 | RE | 1 | 27 April 2018 | 10 October 2020 |
TA Yun Ju 達韻如 | RE | 4 | 27 April 2018 | 10 October 2020 |
TSUI CHOI KAM 徐彩琴 | RE | 4 | 22 December 2023 | 10 March 2024 |
TSUI CHOI KAM 徐彩琴 | RE | 1 | 22 December 2023 | 10 March 2024 |
WANG Jingwei 王經緯 | RE | 4 | 18 January 2021 | 12 February 2022 |
WANG Jingwei 王經緯 | RE | 1 | 18 January 2021 | 12 February 2022 |
WANG Wankai 王万鎧 | RE | 1 | 24 September 2015 | 30 June 2017 |
WANG Wankai 王万鎧 | RE | 4 | 20 July 2012 | 30 June 2017 |
WANG Yumeng 王雨萌 | RE | 1 | 24 October 2019 | 28 July 2021 |
WONG Hei Lim 黃希廉 | RE | 4 | 11 September 2023 | |
WONG Hei Lim 黃希廉 | RE | 1 | 11 September 2023 | |
WONG Lok Yan, Lorraine 黃樂恩 | RE | 1 | 14 June 2016 | 17 December 2018 |
WU Ching Hon 胡正翰 | RE | 1 | 24 July 2013 | 03 August 2015 |
WU Ching Hon 胡正翰 | RE | 4 | 17 April 2012 | 03 August 2015 |
WU Tsui-ping 吳翠萍 | RE | 1 | 03 August 2009 | 01 July 2013 |
XING Tao 邢韜 | RE | 4 | 10 July 2012 | 17 May 2013 |
XU Yiwei 徐懿薇 | RE | 4 | 01 February 2024 | |
XU Yiwei 徐懿薇 | RE | 1 | 01 February 2024 | |
YANG Qincheng 楊欽程 | RE | 4 | 29 December 2020 | 16 February 2022 |
YANG Qincheng 楊欽程 | RE | 1 | 29 December 2020 | 16 February 2022 |
YANG Shuenn-yuh 楊順裕 | RO | 4 | 14 May 2019 | |
YANG Shuenn-yuh 楊順裕 | RO | 1 | 14 May 2019 | |
YANG Shuo Yan 楊碩彥 | RE | 1 | 09 July 2021 | 26 August 2021 |
YANG Shuo Yan 楊碩彥 | RE | 4 | 09 July 2021 | 26 August 2021 |
YEH Chun-Liang 葉峻良 | RE | 4 | 14 January 2009 | 01 July 2013 |
YEH Chun-Liang 葉峻良 | RE | 1 | 14 January 2009 | 01 July 2013 |
YEH Wei-Kuo 葉為國 | RO | 4 | 08 June 2015 | 25 September 2015 |
YEH Wei-Kuo 葉為國 | RO | 1 | 08 June 2015 | 25 September 2015 |
ZHANG Yang 張洋 | RE | 4 | 05 November 2018 | 22 October 2021 |
ZHAO Wen 趙文 | RE | 4 | 12 July 2021 | 17 December 2021 |
ZHAO Wen 趙文 | RE | 1 | 12 July 2021 | 17 December 2021 |
ZOU Qian 鄒倩 | RE | 1 | 04 May 2017 | 26 September 2017 |
ZOU Qian 鄒倩 | RE | 4 | 04 May 2017 | 26 September 2017 |