SFC Licenceholders of Cathay Securities (Hong Kong) Limited 國泰證券(香港)有限公司

Addresses
Room 1001 10/F China Building, 29 Queen's Road Central, Central, Hong Kong
香港中環皇后大道中29號華人行10樓1001室
Email
[email protected]
Website
www.cathaysec.com.hk

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Licenceholders Role Licences Start date End date
CHAN Tsz Kin 陳子鍵 RE 4 21 December 2021
CHAN Tsz Kin 陳子鍵 RE 1 21 December 2021
SHU Liangfeng 舒良峰 RE 4 18 February 2021
SHU Liangfeng 舒良峰 RE 1 18 February 2021
HUANG Siyang 黃思楊 RE 4 07 January 2021
HUANG Siyang 黃思楊 RE 1 07 January 2021
LAM Yuen Ho 林元浩 RE 4 18 November 2020
LAM Yuen Ho 林元浩 RE 1 18 November 2020
CHANG Cheng Yu 張承祐 RE 4 17 July 2019
CHANG Cheng Yu 張承祐 RE 1 17 July 2019
YANG Shuenn-yuh 楊順裕 RO 4 14 May 2019
YANG Shuenn-yuh 楊順裕 RO 1 14 May 2019
LAM Kai Wing, Kevin 林繼榮 RO 4 06 March 2019
KWAN Pak Him 關柏謙 RE 1 30 October 2018
LAM Kai Wing, Kevin 林繼榮 RO 1 15 October 2018
CHEN Chi-wu 陳計伍 RO 4 31 October 2017
CHEN Chi-wu 陳計伍 RO 1 31 October 2017
KUNG Hwei Kuok 龔惠国 RE 4 11 October 2016
KUNG Hwei Kuok 龔惠国 RE 1 11 October 2016
YANG Qincheng 楊欽程 RE 4 29 December 2020 16 February 2022
YANG Qincheng 楊欽程 RE 1 29 December 2020 16 February 2022
WANG Jingwei 王經緯 RE 4 18 January 2021 12 February 2022
WANG Jingwei 王經緯 RE 1 18 January 2021 12 February 2022
ZHAO Wen 趙文 RE 4 12 July 2021 17 December 2021
ZHAO Wen 趙文 RE 1 12 July 2021 17 December 2021
ZHANG Yang 張洋 RE 4 05 November 2018 22 October 2021
WANG Yumeng 王雨萌 RE 1 24 October 2019 28 July 2021
LAM Kai Wing, Kevin 林繼榮 RE 4 31 August 2018 06 March 2019
LI Man Kit 李文傑 RE 4 22 May 2017 11 January 2019
LI Man Kit 李文傑 RE 1 14 April 2014 11 January 2019
LAM Kai Wing, Kevin 林繼榮 RE 1 26 July 2018 15 October 2018
CHEUNG Tsz Pan 張梓斌 RE 1 01 September 2017 12 August 2018
CHEUNG Tsz Pan 張梓斌 RE 4 01 September 2017 12 August 2018
LEUNG Mei King Maggie 梁美琼 RO 4 30 April 2018 14 July 2018
LEUNG Mei King Maggie 梁美琼 RO 1 30 April 2018 14 July 2018
LEUNG Mei King Maggie 梁美琼 RE 4 14 February 2018 30 April 2018
LEUNG Mei King Maggie 梁美琼 RE 1 14 February 2018 30 April 2018
CHEN Chi-wu 陳計伍 RE 1 12 October 2015 31 October 2017
CHEN Chi-wu 陳計伍 RE 4 12 October 2015 31 October 2017
ZOU Qian 鄒倩 RE 4 04 May 2017 26 September 2017
ZOU Qian 鄒倩 RE 1 04 May 2017 26 September 2017
CHU Kwok On 朱國安 RE 4 02 August 2017 25 September 2017
CHU Kwok On 朱國安 RE 1 17 May 2017 25 September 2017
SHUM Kit 沈杰 RE 4 20 December 2016 31 August 2017
SHUM Kit 沈杰 RE 1 20 December 2016 31 August 2017
LO Ka Kuen 勞家權 RE 4 01 December 2015 31 July 2017
LO Ka Kuen 勞家權 RE 1 20 October 2015 31 July 2017
CHEN Ping-Yu 陳品妤 RO 1 10 August 2015 29 October 2016
CHEN Ping-Yu 陳品妤 RO 4 10 August 2015 29 October 2016
LI Cho Kwong 李早光 RO 4 27 November 2007 01 January 2016
LI Cho Kwong 李早光 RO 1 27 November 2007 01 January 2016
MIAO Shun-Tang 苗舜堂 RE 4 19 January 2009 12 September 2015
MIAO Shun-Tang 苗舜堂 RE 1 19 January 2009 12 September 2015
CHIU Sai Lun 招世麟 RE 1 04 November 2013 05 September 2015
LUK Sun Toi 陸新台 RE 1 03 October 2011 29 August 2015
CHEN Ping-Yu 陳品妤 RE 1 07 August 2015 10 August 2015
CHEN Ping-Yu 陳品妤 RE 4 07 August 2015 10 August 2015
WU Ching Hon 胡正翰 RE 1 24 July 2013 03 August 2015
WU Ching Hon 胡正翰 RE 4 17 April 2012 03 August 2015
CHANG Hsun Fang 張薰方 RO 4 16 February 2009 03 August 2015
CHENG I-teng 鄭義騰 RO 4 27 November 2007 30 June 2015
CHENG I-teng 鄭義騰 RO 1 27 November 2007 30 June 2015
CHOI Shing Yan 蔡承恩 RE 1 17 February 2010 12 February 2014
LOU Junlong RE 1 20 June 2012 04 October 2013
CHIU Lin Ling 邱琳玲 RE 4 27 April 2012 26 July 2013
CHIU Lin Ling 邱琳玲 RE 1 09 June 2011 26 July 2013
LEE Yin Lin 李盈菱 RE 1 01 February 2012 30 March 2012
OR Lee Sa 柯莉莎 RE 1 07 September 2009 26 February 2010
CHANG Hsun Fang 張薰方 RO 1 16 February 2009 24 November 2009