SFC Licenceholders of Hai Tong Securities (HK) Brokerage Limited 海通證券(香港)經紀有限公司
- Addresses
- 23/F-26/F New World Tower, 16-18 Queen's Road Central, Hong Kong
- 香港中環皇后大道中16-18號新世界大廈23-26樓
- 21/F-22/F Li Po Chun Chambers, 189 Des Voeux Road Central, Hong Kong
- 香港中環德輔道中189號李寶椿大廈21-22樓
- [email protected]
- Website
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Licenceholders | Role | Licences | Start date | End date |
|---|---|---|---|---|
| JI Qingyu 紀青瑀 | RO | 1 | 24 March 2009 | 28 September 2011 |
| KWAN Wai Man 關惠文 | RO | 2 | 18 December 2007 | 27 September 2011 |
| KWAN Wai Man 關惠文 | RO | 1 | 18 December 2007 | 27 September 2011 |
| KWOK Chi Lap 郭志立 | RE | 2 | 22 March 2010 | 10 June 2011 |
| KWOK Chi Lap 郭志立 | RE | 1 | 22 March 2010 | 10 June 2011 |
| YU Peijun 余培軍 | RE | 2 | 28 January 2010 | 05 May 2011 |
| YU Peijun 余培軍 | RE | 1 | 28 January 2010 | 05 May 2011 |
| ZHENG Zhiqiang | RE | 2 | 17 March 2009 | 05 May 2011 |
| ZHENG Zhiqiang | RE | 1 | 25 June 2008 | 05 May 2011 |
| HO Kwan Hung 何鈞雄 | RE | 1 | 22 March 2010 | 03 May 2011 |
| HO Kwan Hung 何鈞雄 | RE | 2 | 22 March 2010 | 03 May 2011 |
| CHAN Yat Lam 陳日霖 | RE | 1 | 22 March 2010 | 03 May 2011 |
| CHAN Yat Lam 陳日霖 | RE | 2 | 22 March 2010 | 03 May 2011 |
| CHONG Sze Wai 莊思偉 | RE | 1 | 25 January 2010 | 03 May 2011 |
| CHONG Sze Wai 莊思偉 | RE | 2 | 25 January 2010 | 03 May 2011 |
| WANG Jiyu 王驥宇 | RE | 2 | 14 December 2009 | 03 May 2011 |
| WANG Jiyu 王驥宇 | RE | 1 | 14 December 2009 | 03 May 2011 |
| HO To, Alan 何鍍 | RE | 1 | 01 December 2009 | 03 May 2011 |
| MO Chun Wan 武震寰 | RE | 1 | 20 October 2009 | 03 May 2011 |
| MO Chun Wan 武震寰 | RE | 2 | 20 October 2009 | 03 May 2011 |
| KWOK Ka Yiu 郭家耀 | RE | 1 | 12 August 2009 | 03 May 2011 |
| KWOK Ka Yiu 郭家耀 | RE | 2 | 12 August 2009 | 03 May 2011 |
| CHAN Man Sin 陳敏倩 | RE | 2 | 19 May 2009 | 03 May 2011 |
| CHAN Kar Lok 陳家樂 | RO | 2 | 16 January 2009 | 03 May 2011 |
| CHAN Kar Lok 陳家樂 | RO | 1 | 16 January 2009 | 03 May 2011 |
| LAM Kai Wing, Kevin 林繼榮 | RE | 2 | 22 October 2008 | 03 May 2011 |
| LAM Kai Wing, Kevin 林繼榮 | RE | 1 | 22 October 2008 | 03 May 2011 |
| CHAN Man Sin 陳敏倩 | RE | 1 | 22 October 2008 | 03 May 2011 |
| CHAN Hon Ping 陳漢平 | RE | 2 | 09 October 2008 | 03 May 2011 |
| CHAN Hon Ping 陳漢平 | RE | 1 | 09 October 2008 | 03 May 2011 |
| LAI Dick Wai 黎廸韋 | RE | 2 | 11 September 2008 | 03 May 2011 |
| LAI Dick Wai 黎廸韋 | RE | 1 | 11 September 2008 | 03 May 2011 |
| AU Tat Sang 區達生 | RE | 1 | 08 September 2008 | 03 May 2011 |
| AU Tat Sang 區達生 | RE | 2 | 08 September 2008 | 03 May 2011 |
| CHUANG Ka Chun 莊家俊 | RE | 2 | 13 March 2008 | 03 May 2011 |
| CHUANG Ka Chun 莊家俊 | RE | 1 | 13 March 2008 | 03 May 2011 |
| YAN Suping 閻素萍 | RE | 4 | 13 May 2010 | 07 January 2011 |
| FAN Yang 范陽 | RE | 4 | 24 March 2010 | 07 January 2011 |
| LU Yapeng 呂亞鵬 | RE | 4 | 21 January 2010 | 07 January 2011 |
| KWOK Ka Yiu 郭家耀 | RE | 4 | 12 August 2009 | 07 January 2011 |
| JI Qingyu 紀青瑀 | RO | 4 | 24 March 2009 | 07 January 2011 |
| CHAN Kar Lok 陳家樂 | RE | 4 | 09 October 2008 | 07 January 2011 |
| KWAN Wai Man 關惠文 | RO | 5 | 18 December 2007 | 07 January 2011 |
| KWAN Wai Man 關惠文 | RO | 4 | 18 December 2007 | 07 January 2011 |
| CHIU Hon Wah 趙漢華 | RE | 2 | 14 March 2008 | 14 October 2010 |
| CHIU Hon Wah 趙漢華 | RE | 1 | 14 March 2008 | 14 October 2010 |
| LAI Koon Ho 黎冠豪 | RE | 2 | 01 December 2009 | 01 September 2010 |
| LAI Koon Ho 黎冠豪 | RE | 1 | 01 December 2009 | 01 September 2010 |
| YIP Ka Lung 葉家龍 | RO | 5 | 16 December 2009 | 18 August 2010 |
| YIP Ka Lung 葉家龍 | RO | 4 | 16 December 2009 | 18 August 2010 |
| YIP Ka Lung 葉家龍 | RO | 2 | 03 September 2009 | 18 August 2010 |
| YIP Ka Lung 葉家龍 | RO | 1 | 03 September 2009 | 18 August 2010 |
| WONG Kwok San 黃國新 | RE | 2 | 16 December 2009 | 21 June 2010 |
| WONG Kwok San 黃國新 | RE | 1 | 16 December 2009 | 21 June 2010 |
| XU Gang 徐剛 | RE | 1 | 27 May 2008 | 07 June 2010 |
| XU Gang 徐剛 | RE | 2 | 27 May 2008 | 07 June 2010 |
| WONG Wai Yin 黃偉彥 | RE | 1 | 08 October 2008 | 16 April 2010 |
| KWAN Tang Fong, Robin 關騰芳 | RE | 1 | 02 October 2009 | 12 April 2010 |
| WONG Ho Yi Clara 黃皓怡 | RE | 2 | 22 September 2009 | 22 March 2010 |
| WONG Ho Yi Clara 黃皓怡 | RE | 1 | 22 September 2009 | 22 March 2010 |
| SUN Chuen Wah, Anthony 孫村華 | RO | 1 | 09 March 2010 | 16 March 2010 |
| SUN Chuen Wah, Anthony 孫村華 | RE | 1 | 03 February 2010 | 09 March 2010 |
| WONG Ka Man 黃家文 | RO | 1 | 24 March 2009 | 05 March 2010 |
| WONG Kwan, Joanna 王筠 | RE | 2 | 06 November 2008 | 01 March 2010 |
| WONG Kwan, Joanna 王筠 | RE | 1 | 20 March 2008 | 01 March 2010 |
| YEUNG Tze Fung 楊子峰 | RO | 5 | 28 October 2009 | 01 November 2009 |
| YEUNG Tze Fung 楊子峰 | RO | 2 | 28 October 2009 | 01 November 2009 |
| YEUNG Tze Fung 楊子峰 | RO | 1 | 28 October 2009 | 01 November 2009 |
| YEUNG Tze Fung 楊子峰 | RE | 5 | 08 October 2009 | 28 October 2009 |
| YEUNG Tze Fung 楊子峰 | RE | 2 | 08 October 2009 | 28 October 2009 |
| YEUNG Tze Fung 楊子峰 | RE | 1 | 08 October 2009 | 28 October 2009 |
| CHAN Shing Ming, Louis 陳成名 | RE | 4 | 19 September 2008 | 21 September 2009 |
| CHAN Shing Ming, Louis 陳成名 | RE | 1 | 19 September 2008 | 21 September 2009 |
| YIP Ka Lung 葉家龍 | RE | 1 | 18 August 2009 | 03 September 2009 |
| YIP Ka Lung 葉家龍 | RE | 2 | 18 August 2009 | 03 September 2009 |
| YEUNG Ham 楊涵 | RE | 2 | 19 March 2008 | 21 July 2009 |
| YEUNG Ham 楊涵 | RE | 1 | 19 March 2008 | 21 July 2009 |
| MOK Kin Wai 莫建偉 | RO | 1 | 19 March 2009 | 27 April 2009 |
| MOK Kin Wai 莫建偉 | RO | 2 | 19 March 2009 | 27 April 2009 |
| MOK Kin Wai 莫建偉 | RO | 4 | 19 March 2009 | 27 April 2009 |
| MOK Kin Wai 莫建偉 | RO | 5 | 19 March 2009 | 27 April 2009 |
| JI Qingyu 紀青瑀 | RE | 5 | 24 March 2009 | 07 April 2009 |
| JI Qingyu 紀青瑀 | RE | 2 | 24 March 2009 | 07 April 2009 |
| CHAN Kar Lok 陳家樂 | RE | 1 | 09 October 2008 | 16 January 2009 |
| CHAN Kar Lok 陳家樂 | RE | 2 | 09 October 2008 | 16 January 2009 |
| MOK Kon Lim 莫幹濂 | RE | 2 | 12 February 2008 | 07 September 2008 |
| MOK Kon Lim 莫幹濂 | RE | 1 | 12 February 2008 | 07 September 2008 |
| LEE Siu Lun 李兆麟 | RO | 1 | 18 December 2007 | 11 July 2008 |
| LEE Siu Lun 李兆麟 | RO | 2 | 18 December 2007 | 11 July 2008 |
| LEE Siu Lun 李兆麟 | RO | 4 | 18 December 2007 | 11 July 2008 |
| LEE Siu Lun 李兆麟 | RO | 5 | 18 December 2007 | 11 July 2008 |