SFC Licenceholders of Samsung Asset Management (Hong Kong) Limited 三星資產運用(香港)有限公司
- compliance.hk@samsung.com
- Website
- www.samsungetfhk.com
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Licenceholders | Role | Licences | Start date | End date |
|---|---|---|---|---|
| ADDAGATLA Praveen Shreenivas | RE | 9 | 03 March 2022 | 30 November 2022 |
| ADDAGATLA Praveen Shreenivas | RE | 4 | 03 March 2022 | 30 November 2022 |
| CHA Yong Jin 車墉鎮 | RE | 9 | 10 September 2015 | 31 August 2018 |
| CHA Yong Jin 車墉鎮 | RE | 4 | 10 September 2015 | 31 August 2018 |
| CHAN Chi Wai 陳志偉 | RE | 9 | 24 June 2021 | 14 February 2024 |
| CHAN Chi Wai 陳志偉 | RE | 4 | 24 June 2021 | 14 February 2024 |
| CHAN Chun Kit 陳俊傑 | RE | 9 | 06 August 2015 | 19 February 2023 |
| CHAN Chun Kit 陳俊傑 | RE | 4 | 06 August 2015 | 19 February 2023 |
| CHAN Ka Ning 陳加寧 | RE | 4 | 03 December 2012 | 05 July 2017 |
| CHAN Ka Ning 陳加寧 | RE | 9 | 03 December 2012 | 05 July 2017 |
| CHAN Lap Kwan 陳立群 | RE | 9 | 29 July 2008 | 10 September 2014 |
| CHAN Lap Kwan 陳立群 | RE | 4 | 29 July 2008 | 10 September 2014 |
| CHANG Moon Suk, John | RE | 4 | 02 January 2015 | 07 February 2015 |
| CHANG Moon Suk, John | RE | 9 | 02 January 2015 | 07 February 2015 |
| CHENG Chia-Yi 鄭家懿 | RE | 4 | 07 January 2022 | 07 January 2024 |
| CHENG Chia-Yi 鄭家懿 | RE | 9 | 07 January 2022 | 07 January 2024 |
| CHEUNG Ka Mun, Carmen 張嘉敏 | RE | 9 | 18 October 2017 | 03 January 2023 |
| CHEUNG Ka Mun, Carmen 張嘉敏 | RE | 4 | 18 October 2017 | 03 January 2023 |
| CHEUNG Ronney Lok-yin 張樂賢 | RE | 4 | 22 July 2015 | |
| CHEUNG Ronney Lok-yin 張樂賢 | RE | 9 | 22 July 2015 | |
| CHOI Sung Sik | RO | 9 | 23 April 2008 | 10 September 2012 |
| CHOI Sung Sik | RO | 4 | 23 April 2008 | 10 September 2012 |
| CHOI Sungjin 崔聖振 | RO | 9 | 26 January 2017 | 28 October 2022 |
| CHOI Sungjin 崔聖振 | RO | 4 | 26 January 2017 | 28 October 2022 |
| CHOW Ting Fai, Stephen Benny 周珽輝 | RE | 9 | 12 July 2011 | 07 September 2018 |
| CHOW Ting Fai, Stephen Benny 周珽輝 | RE | 4 | 12 July 2011 | 07 September 2018 |
| CHOW Yat Sunny 周溢 | RE | 9 | 18 August 2017 | 15 December 2023 |
| CHOW Yat Sunny 周溢 | RE | 4 | 18 August 2017 | 15 December 2023 |
| CHUNG Tsun, Stephen 鍾駿 | RO | 1 | 01 December 2023 | |
| CHUNG Tsun, Stephen 鍾駿 | RE | 9 | 29 June 2023 | |
| CHUNG Tsun, Stephen 鍾駿 | RE | 4 | 29 June 2023 | |
| DAN Pauline Kai Yin 但啟賢 | RO | 9 | 24 June 2008 | 31 July 2012 |
| DAN Pauline Kai Yin 但啟賢 | RO | 4 | 24 June 2008 | 31 July 2012 |
| DAN Pauline Kai Yin 但啟賢 | RE | 9 | 28 May 2008 | 24 June 2008 |
| DAN Pauline Kai Yin 但啟賢 | RE | 4 | 28 May 2008 | 24 June 2008 |
| FENG Chen 馮晨 | RE | 9 | 25 February 2014 | |
| FENG Chen 馮晨 | RE | 4 | 25 February 2014 | |
| HAN Song Su 韓松洙 | RO | 4 | 23 April 2008 | 05 December 2011 |
| HAN Song Su 韓松洙 | RO | 9 | 23 April 2008 | 05 December 2011 |
| HONG Eui Suk 洪義錫 | RO | 4 | 22 January 2015 | 13 March 2020 |
| HONG Eui Suk 洪義錫 | RO | 9 | 22 January 2015 | 13 March 2020 |
| HUANG Chenghu 黄誠虎 | RE | 9 | 24 August 2022 | |
| HUANG Chenghu 黄誠虎 | RE | 4 | 24 August 2022 | |
| HUANG Thomas Chung-Ming 黃崇銘 | RE | 9 | 12 September 2008 | 19 December 2008 |
| HUANG Thomas Chung-Ming 黃崇銘 | RE | 4 | 28 July 2008 | 19 December 2008 |
| HUI Hon Wah 許漢華 | RE | 4 | 12 September 2008 | 02 October 2010 |
| HUI Hon Wah 許漢華 | RE | 9 | 28 July 2008 | 02 October 2010 |
| JAIN Amit Kumar | RE | 9 | 28 February 2013 | 31 March 2023 |
| JAIN Amit Kumar | RE | 4 | 28 February 2013 | 31 March 2023 |
| JIN Sai 金賽 | RE | 4 | 28 February 2017 | 01 June 2018 |
| JIN Sai 金賽 | RE | 9 | 28 February 2017 | 01 June 2018 |
| KIM Jaehyun 金栽賢 | RE | 4 | 30 March 2015 | 17 November 2016 |
| KIM Jaehyun 金栽賢 | RE | 9 | 30 March 2015 | 17 November 2016 |
| KIM Jin Tae | RE | 9 | 23 June 2015 | 12 December 2015 |
| KIM Jin Tae | RE | 4 | 23 June 2015 | 12 December 2015 |
| KIM Kangill 金康鎰 | RE | 4 | 21 July 2011 | 14 July 2017 |
| KIM Kangill 金康鎰 | RE | 9 | 21 July 2011 | 14 July 2017 |
| KIM Keunho 金根浩 | RE | 4 | 23 July 2015 | 30 April 2022 |
| KIM Keunho 金根浩 | RE | 9 | 23 July 2015 | 30 April 2022 |
| KIM Minseok | RO | 1 | 01 December 2023 | 18 March 2024 |
| KIM Minseok | RO | 9 | 14 February 2020 | 18 March 2024 |
| KIM Minseok | RO | 4 | 14 February 2020 | 18 March 2024 |
| KIM Sun Hwa 金宣和 | RE | 4 | 10 December 2014 | 31 August 2021 |
| KIM Sun Hwa 金宣和 | RE | 9 | 10 December 2014 | 31 August 2021 |
| LAM Yin Leung, Joe 林彥良 | RE | 9 | 25 November 2014 | 31 August 2018 |
| LAM Yin Leung, Joe 林彥良 | RE | 4 | 25 November 2014 | 31 August 2018 |
| LAU Pan, Kenneth 劉斌 | RE | 9 | 12 October 2012 | 16 May 2019 |
| LAU Pan, Kenneth 劉斌 | RE | 4 | 12 October 2012 | 16 May 2019 |
| LEE Boyoung 李寶英 | RO | 4 | 15 March 2024 | |
| LEE Boyoung 李寶英 | RO | 1 | 15 March 2024 | |
| LEE Boyoung 李寶英 | RO | 9 | 15 March 2024 | |
| LEE David Byung Kon | RE | 4 | 09 September 2015 | 31 December 2018 |
| LEE David Byung Kon | RE | 9 | 09 September 2015 | 31 December 2018 |
| LEE Kyungsik | RE | 4 | 28 February 2013 | 01 April 2016 |
| LEE Kyungsik | RE | 9 | 28 February 2013 | 01 April 2016 |
| LEUNG Shu Ting 梁舒婷 | RE | 4 | 02 March 2023 | |
| LEUNG Shu Ting 梁舒婷 | RE | 9 | 02 March 2023 | |
| LEUNG Wai Lok 梁偉諾 | RE | 9 | 05 October 2010 | 28 June 2015 |
| LEUNG Wai Lok 梁偉諾 | RE | 4 | 05 October 2010 | 28 June 2015 |
| LI Kwok Tung 李國棟 | RE | 9 | 04 November 2019 | 29 May 2022 |
| LI Kwok Tung 李國棟 | RE | 4 | 04 November 2019 | 29 May 2022 |
| LIAO Lin 廖琳 | RE | 9 | 29 November 2023 | |
| LIAO Lin 廖琳 | RE | 4 | 29 November 2023 | |
| LIM Sungil | RO | 9 | 30 January 2012 | 14 February 2017 |
| LIM Sungil | RO | 4 | 30 January 2012 | 14 February 2017 |
| LIM Sungil | RE | 4 | 08 November 2011 | 30 January 2012 |
| LIM Sungil | RE | 9 | 08 November 2011 | 30 January 2012 |
| LIN Yinji 林銀姬 | RE | 4 | 29 July 2009 | 01 August 2011 |
| LIN Yinji 林銀姬 | RE | 9 | 29 July 2009 | 01 August 2011 |
| LING Tsz King 凌子敬 | RE | 9 | 20 July 2020 | 21 July 2023 |
| LING Tsz King 凌子敬 | RE | 4 | 20 July 2020 | 21 July 2023 |
| LOU Chao 樓超 | RE | 4 | 18 August 2015 | 07 July 2017 |
| LOU Chao 樓超 | RE | 9 | 18 August 2015 | 07 July 2017 |
| LU Dong 呂棟 | RE | 9 | 02 August 2017 | 30 April 2018 |
| LU Dong 呂棟 | RE | 4 | 02 August 2017 | 30 April 2018 |
| LU Yingwen 盧盈文 | RE | 9 | 12 November 2012 | 01 June 2016 |
| LU Yingwen 盧盈文 | RE | 4 | 12 November 2012 | 01 June 2016 |
| NG Eng Beng, Gary | RE | 4 | 12 July 2019 | 31 December 2021 |
| NG Eng Beng, Gary | RE | 9 | 20 June 2019 | 31 December 2021 |
| PAN Vivian Chor Ying 班楚瑩 | RE | 9 | 21 July 2015 | 18 August 2017 |
| PAN Vivian Chor Ying 班楚瑩 | RE | 4 | 21 July 2015 | 18 August 2017 |
| PARK Sung Jin | RO | 1 | 01 December 2023 | |
| PARK Sung Jin | RO | 9 | 24 March 2022 | |
| PARK Sung Jin | RO | 4 | 24 March 2022 | |
| POON Lok Ming, Louis 潘樂鳴 | RE | 9 | 10 February 2015 | 25 June 2016 |
| POON Lok Ming, Louis 潘樂鳴 | RE | 4 | 10 February 2015 | 25 June 2016 |
| RICHARDSON Alan Jack Newman | RE | 4 | 28 February 2013 | |
| RICHARDSON Alan Jack Newman | RE | 9 | 28 February 2013 | |
| RUAN Weishi 阮瑋仕 | RE | 9 | 08 August 2014 | 13 July 2016 |
| RUAN Weishi 阮瑋仕 | RE | 4 | 08 August 2014 | 13 July 2016 |
| SIAO Pui Ling 蕭佩鈴 | RE | 4 | 29 December 2021 | |
| SIAO Pui Ling 蕭佩鈴 | RE | 9 | 29 December 2021 | |
| SIU Hiu Ting 蕭曉婷 | RE | 9 | 04 August 2016 | 07 February 2020 |
| SIU Hiu Ting 蕭曉婷 | RE | 4 | 04 August 2016 | 07 February 2020 |
| SUNG Chang Hwan 成昌桓 | RE | 4 | 16 June 2014 | 30 April 2018 |
| SUNG Chang Hwan 成昌桓 | RE | 9 | 16 June 2014 | 30 April 2018 |
| TAM Tsz Wa 譚紫華 | RE | 9 | 12 September 2008 | 10 January 2014 |
| TAM Tsz Wa 譚紫華 | RE | 4 | 05 August 2008 | 10 January 2014 |
| TANG Jiefeng 唐皆丰 | RE | 9 | 06 June 2017 | 02 September 2022 |
| TANG Jiefeng 唐皆丰 | RE | 4 | 06 June 2017 | 02 September 2022 |
| TANG Long Yin 鄧朗言 | RE | 4 | 10 February 2023 | |
| TANG Long Yin 鄧朗言 | RE | 9 | 10 February 2023 | |
| TANG Suet Yi 鄧雪兒 | RE | 9 | 05 October 2010 | 14 July 2017 |
| TANG Suet Yi 鄧雪兒 | RE | 4 | 05 October 2010 | 14 July 2017 |
| TANG Wing Kin 鄧永健 | RO | 9 | 03 January 2012 | 31 March 2020 |
| TANG Wing Kin 鄧永健 | RO | 4 | 03 January 2012 | 31 March 2020 |
| TANG Wing Kin 鄧永健 | RE | 9 | 15 August 2011 | 03 January 2012 |
| TANG Wing Kin 鄧永健 | RE | 4 | 15 August 2011 | 03 January 2012 |
| VIHANG-SUBRAMANIAN | RE | 9 | 05 November 2019 | 12 March 2021 |
| VIHANG-SUBRAMANIAN | RE | 4 | 05 November 2019 | 12 March 2021 |
| WANG Tao 王濤 | RE | 9 | 17 June 2014 | 20 December 2021 |
| WANG Tao 王濤 | RE | 4 | 17 June 2014 | 20 December 2021 |
| WANG Xionghui 王雄輝 | RE | 9 | 04 June 2008 | 01 December 2010 |
| WANG Xionghui 王雄輝 | RE | 4 | 04 June 2008 | 01 December 2010 |
| WONG Chin Pang 王展鵬 | RE | 9 | 28 June 2012 | 26 July 2015 |
| WONG Chin Pang 王展鵬 | RE | 4 | 28 June 2012 | 26 July 2015 |
| XIANG Xi 項喜 | RE | 9 | 08 October 2021 | 18 September 2022 |
| XIANG Xi 項喜 | RE | 4 | 08 October 2021 | 18 September 2022 |
| XU Ping 徐平 | RE | 9 | 01 November 2017 | 01 December 2022 |
| XU Ping 徐平 | RE | 4 | 01 November 2017 | 01 December 2022 |
| YANG Shuchao 楊書超 | RE | 4 | 23 January 2020 | 29 October 2021 |
| YANG Shuchao 楊書超 | RE | 9 | 23 January 2020 | 29 October 2021 |
| YIP Tsz Kin Joe 葉子健 | RE | 4 | 10 May 2016 | 07 December 2016 |
| YIP Tsz Kin Joe 葉子健 | RE | 9 | 10 May 2016 | 07 December 2016 |
| YU Jason | RO | 9 | 11 December 2012 | 30 June 2014 |
| YU Jason | RO | 4 | 11 December 2012 | 30 June 2014 |
| YU Jiapeng 于佳鵬 | RE | 9 | 13 July 2012 | 10 January 2014 |
| YU Jiapeng 于佳鵬 | RE | 4 | 13 July 2012 | 10 January 2014 |
| YUNG Pui Yi 容佩兒 | RE | 4 | 10 February 2023 | |
| YUNG Pui Yi 容佩兒 | RE | 9 | 10 February 2023 | |
| YUNG Kim Keung 戎劍強 | RE | 4 | 28 August 2015 | 29 May 2018 |
| YUNG Kim Keung 戎劍強 | RE | 9 | 28 August 2015 | 29 May 2018 |
| ZHANG Shiyu 張詩雨 | RE | 9 | 11 October 2019 | 04 September 2021 |
| ZHANG Shiyu 張詩雨 | RE | 4 | 26 September 2019 | 04 September 2021 |
| ZHAO Mianlu 趙綿璐 | RE | 4 | 10 January 2024 | |
| ZHAO Mianlu 趙綿璐 | RE | 9 | 10 January 2024 | |
| ZHU Qi 朱琦 | RE | 9 | 13 April 2011 | 19 December 2014 |
| ZHU Qi 朱琦 | RE | 4 | 13 April 2011 | 19 December 2014 |
| ZHUO Chao 卓超 | RE | 9 | 24 May 2018 | 06 December 2022 |
| ZHUO Chao 卓超 | RE | 4 | 24 May 2018 | 06 December 2022 |