SFC Licenceholders of STI Asset Management Limited
- admin@stiam.com.hk
- Website
- www.stiam.com.hk
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Licenceholders | Role | Licences | Start date | End date |
---|---|---|---|---|
AU Lawrence 區紹豪 | RE | 9 | 09 December 2016 | 12 May 2017 |
AU Lawrence 區紹豪 | RE | 4 | 09 December 2016 | 12 May 2017 |
AUSTIN James Derek | RE | 1 | 26 May 2016 | 21 July 2017 |
AUSTIN James Derek | RE | 4 | 26 May 2016 | 21 July 2017 |
AUSTIN James Derek | RE | 9 | 26 May 2016 | 21 July 2017 |
CHAN Afonso Juno 陳卓為 | RE | 4 | 11 November 2016 | 10 December 2018 |
CHAN Afonso Juno 陳卓為 | RE | 9 | 11 November 2016 | 10 December 2018 |
CHAN Che 陳哲 | RE | 4 | 20 December 2019 | 26 February 2021 |
CHAN Che 陳哲 | RE | 9 | 20 December 2019 | 26 February 2021 |
CHAN Chit, Alvin 陳捷 | RE | 4 | 21 February 2014 | 29 February 2016 |
CHAN Chit, Alvin 陳捷 | RE | 9 | 21 February 2014 | 29 February 2016 |
CHAN Hau Man 陳巧汶 | RE | 1 | 19 May 2017 | 31 January 2023 |
CHAN Hau Man 陳巧汶 | RE | 4 | 19 May 2017 | 31 January 2023 |
CHAN Hau Man 陳巧汶 | RE | 9 | 19 May 2017 | 31 January 2023 |
CHENG Chi Bun, Brian 鄭智斌 | RO | 1 | 04 January 2016 | 17 January 2019 |
CHENG Chi Bun, Brian 鄭智斌 | RO | 9 | 22 October 2008 | 17 January 2019 |
CHENG Chi Bun, Brian 鄭智斌 | RO | 4 | 22 October 2008 | 17 January 2019 |
CHENG Fung Kit 鄭豐傑 | RO | 1 | 04 January 2016 | 30 May 2016 |
CHEONG Chan Kei, Ernest 張燦基 | RE | 4 | 27 May 2015 | 12 August 2016 |
CHEONG Chan Kei, Ernest 張燦基 | RE | 9 | 01 April 2014 | 15 May 2014 |
CHEONG Chan Kei, Ernest 張燦基 | RO | 9 | 15 May 2014 | 12 August 2016 |
CHEUNG Nicholas Shiu Kwong 張紹光 | RE | 4 | 26 May 2014 | 31 May 2017 |
CHEUNG Nicholas Shiu Kwong 張紹光 | RE | 9 | 26 May 2014 | 31 May 2017 |
CHIM Lok Yi 詹樂怡 | RE | 4 | 04 April 2018 | 27 June 2019 |
CHIM Lok Yi 詹樂怡 | RE | 9 | 04 April 2018 | 27 June 2019 |
CHIU Yi Hsin 邱奕昕 | RE | 1 | 11 May 2016 | 30 September 2021 |
CHIU Yi Hsin 邱奕昕 | RE | 4 | 11 May 2016 | 30 September 2021 |
CHIU Yi Hsin 邱奕昕 | RE | 9 | 11 May 2016 | 30 September 2021 |
CHOW Kin Fei 周建飛 | RE | 1 | 09 October 2019 | 29 February 2020 |
CHOW Kin Fei 周建飛 | RE | 9 | 13 September 2019 | 29 February 2020 |
CHOW Kin Fei 周建飛 | RE | 4 | 13 September 2019 | 29 February 2020 |
CHUN Ming Tsam 秦銘沁 | RE | 9 | 04 April 2018 | 22 June 2018 |
CHUN Ming Tsam 秦銘沁 | RE | 4 | 04 April 2018 | 22 June 2018 |
FU Miaoqi 付妙琪 | RE | 9 | 29 November 2016 | 08 September 2017 |
FU Miaoqi 付妙琪 | RE | 4 | 29 November 2016 | 08 September 2017 |
FUNG Shing Yan 馮承恩 | RE | 4 | 15 July 2016 | 08 March 2019 |
FUNG Shing Yan 馮承恩 | RE | 9 | 15 July 2016 | 08 March 2019 |
GAO Fei 高菲 | RO | 9 | 16 July 2019 | 16 April 2021 |
GAO Fei 高菲 | RO | 4 | 16 July 2019 | 16 April 2021 |
GAO Fei 高菲 | RO | 1 | 16 July 2019 | 16 April 2021 |
GAO Fei 高菲 | RE | 1 | 05 May 2016 | 16 July 2019 |
GAO Fei 高菲 | RE | 9 | 21 May 2015 | 16 July 2019 |
GAO Fei 高菲 | RE | 4 | 21 May 2015 | 16 July 2019 |
GU Shiyi 顧詩意 | RE | 9 | 29 November 2016 | 31 August 2017 |
GU Shiyi 顧詩意 | RE | 4 | 29 November 2016 | 31 August 2017 |
HO Yeung Sun 何暘燊 | RO | 1 | 16 July 2019 | 15 September 2023 |
HO Yeung Sun 何暘燊 | RE | 1 | 25 May 2016 | 16 July 2019 |
HO Yeung Sun 何暘燊 | RO | 9 | 17 November 2016 | 15 September 2023 |
HO Yeung Sun 何暘燊 | RO | 4 | 17 November 2016 | 15 September 2023 |
HO Yeung Sun 何暘燊 | RE | 4 | 15 August 2013 | 17 November 2016 |
HO Yeung Sun 何暘燊 | RE | 9 | 15 August 2013 | 17 November 2016 |
HONG Yu Ngai 康宇藝 | RE | 4 | 15 August 2013 | 01 March 2017 |
HONG Yu Ngai 康宇藝 | RE | 9 | 15 August 2013 | 01 March 2017 |
HUNG King Chun 洪景進 | RE | 1 | 25 February 2019 | 30 April 2019 |
HUNG King Chun 洪景進 | RE | 4 | 20 April 2017 | 30 April 2019 |
HUNG King Chun 洪景進 | RE | 9 | 20 April 2017 | 30 April 2019 |
JIN Zhe 金哲 | RE | 9 | 01 September 2014 | 06 November 2015 |
JIN Zhe 金哲 | RE | 4 | 01 September 2014 | 06 November 2015 |
KO Mei Yan, Alice 高美欣 | RE | 9 | 06 July 2017 | 12 May 2018 |
KO Mei Yan, Alice 高美欣 | RE | 4 | 06 July 2017 | 12 May 2018 |
KO Mei Yan, Alice 高美欣 | RE | 1 | 06 July 2017 | 12 May 2018 |
KON Wai Tak, Island 鄺偉德 | RE | 4 | 07 July 2016 | 13 April 2017 |
KON Wai Tak, Island 鄺偉德 | RE | 9 | 07 July 2016 | 13 April 2017 |
LAM Paul 林保羅 | RO | 1 | 04 January 2016 | 17 January 2016 |
LAU Sau Ling 劉秀玲 | RE | 9 | 30 June 2016 | 20 October 2019 |
LAU Sau Ling 劉秀玲 | RE | 1 | 30 June 2016 | 20 October 2019 |
LAU Sau Ling 劉秀玲 | RE | 4 | 30 June 2016 | 20 October 2019 |
LAU Siu Fai 劉兆輝 | RO | 1 | 24 May 2016 | 12 September 2016 |
LAU Siu Fai 劉兆輝 | RE | 9 | 24 May 2016 | 12 September 2016 |
LEUNG Pui Sin 梁倍善 | RE | 9 | 07 October 2021 | 09 March 2023 |
LEUNG Pui Sin 梁倍善 | RE | 4 | 07 October 2021 | 09 March 2023 |
LEUNG Pui Sin 梁倍善 | RE | 1 | 07 October 2021 | 09 March 2023 |
LEUNG Tin Wai 梁殿威 | RO | 9 | 19 September 2017 | 31 May 2021 |
LEUNG Tin Wai 梁殿威 | RO | 4 | 19 September 2017 | 31 May 2021 |
LEUNG Tin Wai 梁殿威 | RO | 1 | 19 September 2017 | 31 May 2021 |
LEUNG Wing Kam, Connie 梁詠琴 | RO | 9 | 22 October 2008 | 30 September 2012 |
LEUNG Wing Kam, Connie 梁詠琴 | RO | 4 | 22 October 2008 | 30 September 2012 |
LI Ranbor Lan Bin 李嵐彬 | RE | 4 | 18 January 2016 | 10 July 2020 |
LI Ranbor Lan Bin 李嵐彬 | RE | 9 | 18 January 2016 | 10 July 2020 |
LING Ruotian 凌若天 | RE | 4 | 01 September 2014 | 07 July 2017 |
LING Ruotian 凌若天 | RE | 9 | 01 September 2014 | 07 July 2017 |
MOK Pui Man 莫佩雯 | RE | 4 | 21 December 2015 | 27 June 2019 |
MOK Pui Man 莫佩雯 | RE | 9 | 21 December 2015 | 27 June 2019 |
NG Chong Kean 黃种鍵 | RE | 4 | 18 October 2017 | 23 August 2018 |
NG Chong Kean 黃种鍵 | RE | 9 | 18 October 2017 | 23 August 2018 |
NG Francis Chi Yin 吳旨賢 | RE | 1 | 01 August 2018 | 11 February 2020 |
NG Francis Chi Yin 吳旨賢 | RE | 9 | 04 July 2018 | 11 February 2020 |
NG Francis Chi Yin 吳旨賢 | RE | 4 | 04 July 2018 | 11 February 2020 |
NG Hui Yee, Ethel 吳煦宜 | RO | 1 | 28 June 2019 | 27 May 2023 |
NG Hui Yee, Ethel 吳煦宜 | RO | 9 | 04 November 2016 | 27 May 2023 |
NG Hui Yee, Ethel 吳煦宜 | RE | 1 | 25 May 2016 | 28 June 2019 |
NG Hui Yee, Ethel 吳煦宜 | RE | 9 | 03 September 2013 | 04 November 2016 |
NG Hui Yee, Ethel 吳煦宜 | RE | 4 | 03 September 2013 | 23 September 2014 |
NG Hui Yee, Ethel 吳煦宜 | RO | 4 | 23 September 2014 | 27 May 2023 |
NG Kwong Kei 吳廣基 | RO | 9 | 09 October 2009 | 15 October 2013 |
NG Kwong Kei 吳廣基 | RO | 4 | 09 October 2009 | 15 October 2013 |
NG Kwong Kei 吳廣基 | RE | 4 | 11 June 2009 | 09 October 2009 |
NG Kwong Kei 吳廣基 | RE | 9 | 21 May 2009 | 09 October 2009 |
PARK Hyo Eun 朴孝隱 | RE | 9 | 24 February 2020 | 18 May 2020 |
PARK Hyo Eun 朴孝隱 | RE | 4 | 24 February 2020 | 18 May 2020 |
PARK Hyo Eun 朴孝隱 | RE | 1 | 24 February 2020 | 18 May 2020 |
POON Kwok Tung, Alex 潘國東 | RO | 9 | 03 September 2013 | 31 May 2015 |
POON Kwok Tung, Alex 潘國東 | RO | 4 | 03 September 2013 | 31 May 2015 |
SETO Wang Tat William 司徒宏達 | RE | 9 | 19 June 2018 | 31 March 2020 |
SETO Wang Tat William 司徒宏達 | RE | 4 | 19 June 2018 | 31 March 2020 |
SETO Wang Tat William 司徒宏達 | RE | 1 | 19 June 2018 | 31 March 2020 |
SIU Kai Chi, Jimmy 蕭啟智 | RE | 1 | 26 April 2017 | 20 June 2017 |
SIU Kai Chi, Jimmy 蕭啟智 | RE | 4 | 26 April 2017 | 20 June 2017 |
SIU Kai Chi, Jimmy 蕭啟智 | RO | 1 | 20 June 2017 | 15 March 2018 |
SIU Kai Chi, Jimmy 蕭啟智 | RO | 4 | 20 June 2017 | 15 March 2018 |
SO Chun Yin 蘇晉賢 | RE | 9 | 26 March 2019 | 05 June 2020 |
SO Chun Yin 蘇晉賢 | RE | 4 | 26 March 2019 | 05 June 2020 |
SO Chun Yin 蘇晉賢 | RE | 1 | 24 January 2019 | 05 June 2020 |
SZETO Yat Kong 司徒逸剛 | RE | 9 | 08 December 2009 | 01 August 2011 |
SZETO Yat Kong 司徒逸剛 | RE | 4 | 08 December 2009 | 01 August 2011 |
TAM Ka Heng, Carmen 譚嘉恒 | RE | 1 | 20 March 2018 | 31 March 2022 |
TAM Ka Heng, Carmen 譚嘉恒 | RE | 9 | 20 March 2018 | 31 March 2022 |
TAM Ka Heng, Carmen 譚嘉恒 | RE | 4 | 20 March 2018 | 31 March 2022 |
TANG Pinky Ying Tung 鄧瑛桐 | RE | 9 | 04 April 2018 | 24 May 2018 |
TANG Pinky Ying Tung 鄧瑛桐 | RE | 4 | 04 April 2018 | 24 May 2018 |
TO Sam Hung 杜三鴻 | RE | 9 | 26 August 2013 | 30 September 2014 |
TO Sam Hung 杜三鴻 | RE | 4 | 26 August 2013 | 30 September 2014 |
TSANG Ming Fung 曾銘楓 | RE | 4 | 20 December 2016 | 23 June 2017 |
TSANG Ming Fung 曾銘楓 | RE | 9 | 20 December 2016 | 23 June 2017 |
TSANG Ming Fung 曾銘楓 | RE | 9 | 06 February 2018 | 08 June 2018 |
TSANG Ming Fung 曾銘楓 | RE | 4 | 06 February 2018 | 08 June 2018 |
TSANG Ming Fung 曾銘楓 | RE | 1 | 25 July 2016 | 07 September 2016 |
TSANG Ming Fung 曾銘楓 | RO | 1 | 07 September 2016 | 08 June 2018 |
TSUI Hiu Fai 徐曉暉 | RE | 1 | 10 April 2018 | 19 October 2018 |
TSUI Hiu Fai 徐曉暉 | RE | 4 | 10 April 2018 | 19 October 2018 |
TSUI Hiu Fai 徐曉暉 | RE | 9 | 10 April 2018 | 19 October 2018 |
WEN Cyrus Jun-ming 聞俊銘 | RO | 1 | 15 September 2017 | 08 September 2019 |
WEN Cyrus Jun-ming 聞俊銘 | RE | 1 | 18 May 2016 | 15 September 2017 |
WEN Cyrus Jun-ming 聞俊銘 | RO | 9 | 16 December 2015 | 08 September 2019 |
WEN Cyrus Jun-ming 聞俊銘 | RO | 4 | 16 December 2015 | 08 September 2019 |
WEN Cyrus Jun-ming 聞俊銘 | RE | 9 | 14 June 2013 | 16 December 2015 |
WEN Cyrus Jun-ming 聞俊銘 | RE | 4 | 14 June 2013 | 16 December 2015 |
WOODWARD Nicholas Mark | RE | 9 | 26 May 2016 | 07 September 2017 |
WOODWARD Nicholas Mark | RE | 4 | 26 May 2016 | 07 September 2017 |
WOODWARD Nicholas Mark | RE | 1 | 26 May 2016 | 07 September 2017 |
WU Di 吳笛 | RE | 4 | 04 July 2016 | 26 January 2017 |
WU Di 吳笛 | RE | 9 | 04 July 2016 | 26 January 2017 |
WU Jason 胡心宇 | RE | 9 | 15 May 2019 | 29 July 2020 |
WU Jason 胡心宇 | RE | 4 | 15 May 2019 | 29 July 2020 |
WU Lei 吳蕾 | RE | 4 | 30 April 2018 | 10 December 2018 |
WU Lei 吳蕾 | RE | 9 | 30 April 2018 | 10 December 2018 |
WU Ruobing 武若冰 | RE | 4 | 21 June 2017 | 10 December 2018 |
WU Ruobing 武若冰 | RE | 9 | 21 June 2017 | 10 December 2018 |
XIE Xiaotian 謝嘯天 | RE | 4 | 13 June 2016 | 25 July 2018 |
XIE Xiaotian 謝嘯天 | RE | 9 | 13 June 2016 | 25 July 2018 |
YUEN Shan Han 袁墡嫻 | RE | 9 | 24 February 2020 | 28 May 2020 |
YUEN Shan Han 袁墡嫻 | RE | 4 | 24 February 2020 | 28 May 2020 |