SFC Licenceholders of Emperor Wealth Management Limited 英皇財富管理有限公司
- esl.compliance@emperor.com.hk
- Website
- www.emperorcapital.com
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Licenceholders | Role | Licences | Start date | End date |
|---|---|---|---|---|
| BAI Huawei 白華威 | RE | 1 | 30 May 2012 | 30 June 2017 |
| CHAN Hiu Ming 陳曉明 | RE | 1 | 03 January 2012 | 10 February 2012 |
| CHAN Pui Shuen 陳沛璇 | RE | 1 | 08 February 2010 | 15 November 2010 |
| CHAN Sai Wing 陳世榮 | RE | 1 | 21 September 2009 | 13 April 2010 |
| CHAN Sau Him 陳守謙 | RE | 1 | 13 November 2009 | 20 January 2011 |
| CHAU Tsang Wu 周錚瑚 | RE | 1 | 27 July 2011 | |
| CHAU Yin 周研 | RE | 1 | 06 June 2014 | |
| CHENG Ka Wai, Mimi 鄭嘉慧 | RE | 1 | 08 December 2009 | 14 June 2010 |
| CHENG Shun Tin 鄭信天 | RE | 1 | 25 September 2017 | 17 April 2019 |
| CHEUNG Ching Fung 張青楓 | RE | 1 | 27 July 2017 | 31 October 2022 |
| CHEUNG Chui Chi 張翠芝 | RO | 4 | 06 February 2023 | |
| CHEUNG Chui Chi 張翠芝 | RO | 1 | 06 February 2023 | |
| CHEUNG Chui Chi 張翠芝 | RE | 4 | 07 July 2011 | 06 February 2023 |
| CHEUNG Chui Chi 張翠芝 | RE | 1 | 07 July 2011 | 06 February 2023 |
| CHEUNG Ka Ching 張嘉青 | RE | 1 | 13 November 2009 | |
| CHIU Che Chung, Alan 丘至中 | RE | 1 | 23 August 2010 | 09 September 2011 |
| CHOI Chung Tin 蔡仲天 | RE | 1 | 30 April 2012 | 06 August 2012 |
| CHOI Hok Sum 蔡學琛 | RE | 1 | 28 September 2009 | 28 March 2010 |
| CHOI Hok Sum 蔡學琛 | RE | 4 | 28 September 2009 | 28 March 2010 |
| CHOI Kai Yuen, Aaron 蔡啟元 | RE | 1 | 16 October 2009 | 24 May 2010 |
| DONG Liping 董麗萍 | RE | 1 | 22 June 2016 | 17 March 2023 |
| FAN Ping Kin 范炳堅 | RE | 1 | 30 December 2009 | 15 July 2013 |
| FENG Yang 馮洋 | RE | 1 | 16 November 2016 | |
| FOK Yiu Tung 霍耀東 | RO | 1 | 26 January 2024 | |
| FOK Yiu Tung 霍耀東 | RE | 1 | 01 June 2023 | 26 January 2024 |
| FOK Yiu Tung 霍耀東 | RE | 4 | 01 June 2023 | |
| FONG Chui Lan 方翠蘭 | RE | 1 | 04 September 2013 | 08 May 2018 |
| FU Mei Lam, Christine 傅美霖 | RE | 1 | 06 July 2011 | |
| FUNG Ka Faat 馮家發 | RE | 1 | 09 September 2011 | 28 January 2013 |
| GUO Li Ning 郭力寧 | RE | 4 | 22 December 2023 | |
| GUO Li Ning 郭力寧 | RE | 1 | 22 December 2023 | |
| HO Chi Ho, Aaron 何志豪 | RO | 4 | 23 December 2010 | 04 August 2021 |
| HO Chi Ho, Aaron 何志豪 | RO | 1 | 23 December 2010 | 04 August 2021 |
| HO Choon Leng, Patrick 何春龍 | RE | 4 | 20 July 2023 | |
| HO Choon Leng, Patrick 何春龍 | RE | 1 | 20 July 2023 | |
| HO Ka Shun 何嘉順 | RE | 1 | 18 May 2011 | 31 October 2011 |
| HO Kai Tung, Stanley 何啟東 | RE | 1 | 18 September 2009 | 15 January 2010 |
| HUANG Yifan 黃一凡 | RE | 1 | 12 March 2010 | 23 July 2010 |
| IP Pui Lan 葉佩蘭 | RE | 1 | 27 July 2011 | |
| KAM Keung Chung, Johnny 甘強宗 | RE | 1 | 18 September 2009 | 20 September 2010 |
| KWAN Leung Chiu, Alvin 關亮朝 | RE | 4 | 12 August 2010 | 14 June 2011 |
| KWAN Leung Chiu, Alvin 關亮朝 | RE | 1 | 12 August 2010 | 14 June 2011 |
| KWAN Ngai Chun 關毅俊 | RE | 1 | 22 February 2011 | 25 March 2011 |
| LAI Lap Yan 賴立人 | RE | 1 | 05 May 2010 | 05 September 2011 |
| LAM Sau Wan 林秀雲 | RE | 1 | 19 October 2009 | 13 April 2010 |
| LAU Hoi Lam 劉凱琳 | RE | 4 | 31 May 2010 | 13 July 2010 |
| LAU Kai Chung, Norman 劉啟聰 | RE | 1 | 30 April 2012 | 21 January 2013 |
| LAU Siu Kau 劉紹裘 | RE | 1 | 09 March 2011 | |
| LAU Tak Fai 劉德輝 | RO | 4 | 22 April 2022 | |
| LAU Tak Fai 劉德輝 | RO | 1 | 22 April 2022 | |
| LAU Tak Fai 劉德輝 | RE | 4 | 14 March 2022 | 22 April 2022 |
| LAU Tak Fai 劉德輝 | RE | 1 | 28 September 2009 | 22 April 2022 |
| LAW Ting Cheuk 羅廷倬 | RE | 4 | 12 June 2023 | 14 January 2024 |
| LAW Ting Cheuk 羅廷倬 | RE | 1 | 12 June 2023 | 14 January 2024 |
| LEE Chun Wai 李俊葦 | RE | 1 | 25 July 2011 | 07 February 2018 |
| LEE King Ying 李琼英 | RE | 1 | 11 November 2010 | 30 May 2011 |
| LEE King Ying 李琼英 | RE | 4 | 20 May 2010 | 30 May 2011 |
| LEE Yin Lam, Jackie 李彥霖 | RE | 1 | 10 December 2010 | 28 January 2011 |
| LEUNG Chi Man 梁志文 | RE | 1 | 21 September 2009 | 13 April 2010 |
| LEUNG Hui Kit 梁煦杰 | RE | 1 | 16 October 2009 | 01 June 2010 |
| LEUNG Wing Sze 梁穎詩 | RE | 1 | 12 January 2024 | |
| LEUNG Wing Sze 梁穎詩 | RE | 4 | 12 January 2024 | |
| LEUNG Yu Hang 梁宇恆 | RE | 1 | 17 February 2010 | 29 September 2010 |
| LI Chi Keung 李志強 | RE | 1 | 12 October 2009 | 31 December 2010 |
| LI Chun Kei 李振基 | RO | 4 | 04 January 2023 | |
| LI Chun Kei 李振基 | RO | 1 | 04 January 2023 | |
| LI Hoi Wing 李海榮 | RE | 1 | 13 November 2009 | 15 November 2010 |
| LI Wei Qi, Jacky 李維棋 | RE | 1 | 09 November 2009 | |
| LING Chi Chuen 凌智全 | RE | 1 | 08 October 2009 | 19 February 2010 |
| LIU Wan Lung 廖雲龍 | RE | 1 | 04 June 2012 | 27 February 2016 |
| LIU Yaqiu 劉雅秋 | RE | 1 | 04 June 2012 | 03 June 2018 |
| LO Fai Keung 羅輝強 | RE | 1 | 15 November 2011 | |
| LO Hi Fan 盧起帆 | RE | 4 | 08 September 2009 | 10 March 2010 |
| LO Hi Fan 盧起帆 | RE | 1 | 08 September 2009 | 10 March 2010 |
| LO Wing Lam 盧穎藍 | RE | 1 | 27 May 2010 | 03 July 2012 |
| MAN Chun Kit 文俊傑 | RE | 1 | 05 May 2010 | 09 March 2011 |
| NG Chan Man 吳燦民 | RE | 1 | 11 November 2010 | 15 November 2010 |
| NG Chun Tung 吳鎮東 | RE | 1 | 12 March 2010 | 11 March 2011 |
| NG Chung Ho 伍忠豪 | RE | 1 | 17 February 2011 | 26 July 2013 |
| NG Siu Fai 吳紹徽 | RE | 1 | 28 January 2011 | |
| NG Siu Fai 吳紹徽 | RE | 4 | 28 January 2011 | |
| OR Yick Yi Hydon 柯奕而 | RE | 4 | 01 November 2022 | |
| OR Yick Yi Hydon 柯奕而 | RE | 1 | 01 November 2022 | |
| PAU Ho Yin, Alexander 鮑灝賢 | RE | 1 | 13 November 2009 | 22 March 2010 |
| PUN Hong Hai 潘康海 | RO | 4 | 05 January 2023 | |
| PUN Hong Hai 潘康海 | RO | 1 | 05 January 2023 | |
| SHUM Chun Wai 沈俊威 | RE | 1 | 04 June 2010 | 15 November 2010 |
| SU Shishi 蘇詩詩 | RE | 1 | 10 August 2011 | |
| SUPANGAT Herman 潘顯萬 | RE | 1 | 11 March 2010 | 19 July 2010 |
| SUPANGAT Herman 潘顯萬 | RE | 4 | 11 March 2010 | 19 July 2010 |
| TAI Luen Kam 戴聯鑫 | RE | 1 | 12 July 2011 | 26 November 2015 |
| TAM Mo Ching, Ellen 譚慕貞 | RE | 1 | 02 December 2009 | 14 July 2010 |
| TING Ngai 丁嵬 | RE | 1 | 17 April 2012 | 02 February 2018 |
| TONG Ka Kit 唐嘉傑 | RE | 4 | 20 December 2023 | |
| TONG Ka Kit 唐嘉傑 | RE | 1 | 20 June 2023 | |
| TONG Sau Lai 唐秀麗 | RE | 1 | 15 February 2012 | 07 June 2012 |
| TSANG Hin Yi, Hubert 曾憲彝 | RE | 1 | 14 February 2012 | 26 April 2019 |
| TSANG Hing Kwan 曾慶鈞 | RE | 1 | 08 October 2010 | 19 February 2011 |
| WANG Yu 王昱 | RE | 1 | 22 December 2011 | 13 December 2012 |
| WEI Kaiyin 韋凱尹 | RE | 1 | 01 November 2023 | |
| WONG Chi Hung 黃梓雄 | RO | 4 | 09 June 2009 | 30 June 2023 |
| WONG Chi Hung 黃梓雄 | RO | 1 | 09 June 2009 | 30 June 2023 |
| WONG Ka Hoi 黃家凱 | RE | 4 | 04 August 2011 | 01 January 2023 |
| WONG Ka Hoi 黃家凱 | RE | 1 | 04 August 2011 | 01 January 2023 |
| WONG Man Chi Maggie 黃敏姿 | RE | 1 | 05 May 2010 | 24 June 2013 |
| WONG Shuk Man 黃淑敏 | RE | 1 | 03 December 2018 | 20 February 2020 |
| WONG Siu Fai 王紹輝 | RE | 1 | 24 December 2009 | 21 January 2010 |
| WONG Wai Chung 王偉聰 | RE | 1 | 21 January 2010 | 26 July 2010 |
| WU Pak Hong 胡百航 | RE | 1 | 28 September 2009 | 31 July 2010 |
| XIE Wenjun 謝文軍 | RE | 1 | 30 October 2023 | |
| XU Yuanjie 徐元杰 | RE | 1 | 26 September 2017 | |
| YAO Man Yi 姚敏怡 | RE | 1 | 05 July 2010 | 11 August 2010 |
| YEE Siu Wai, Paul 余少偉 | RE | 4 | 09 November 2011 | 01 January 2012 |
| YEE Siu Wai, Paul 余少偉 | RE | 1 | 09 November 2011 | 01 January 2012 |
| YEE Siu Wai, Paul 余少偉 | RO | 1 | 30 March 2011 | 09 November 2011 |
| YEE Siu Wai, Paul 余少偉 | RO | 4 | 30 March 2011 | 09 November 2011 |
| YEUNG Daisy 楊玳詩 | RO | 4 | 09 June 2009 | |
| YEUNG Daisy 楊玳詩 | RO | 1 | 09 June 2009 | |
| YEUNG Siu Fung 楊紹峰 | RE | 1 | 02 April 2012 | 17 April 2013 |
| YOUNG Chun Fung 楊俊峰 | RE | 1 | 14 February 2012 | |
| YUEN Yik Ting, Dicky 袁益霆 | RE | 1 | 28 October 2009 | 01 January 2017 |
| YUEN Ying Ho 袁英豪 | RE | 1 | 21 September 2010 | 13 December 2013 |