Current licenceholders of ARS988 China Asset Management (Hong Kong) Limited 華夏基金(香港)有限公司

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Licenceholder Role Licences Start date
YAN Lyupeng 嚴呂鵬 RE 1 (Dealing in Securities), 9 (Asset Management), 4 (Advising on Securities) 2021-04-01
ZHAO Mianlu 趙綿璐 RE 9 (Asset Management), 1 (Dealing in Securities) 2021-03-31
CHEN Junwei 陳俊偉 RE 4 (Advising on Securities), 1 (Dealing in Securities), 9 (Asset Management) 2021-03-19
LIM Ji Youn 林智娟 RE 4 (Advising on Securities), 1 (Dealing in Securities), 9 (Asset Management) 2021-03-10
ZHAO Mianlu 趙綿璐 RE 4 (Advising on Securities) 2021-02-24
MAK Wing Fat 麥榮發 RE 4 (Advising on Securities), 9 (Asset Management) 2021-01-29
WANG Haili 王海力 RE 1 (Dealing in Securities), 4 (Advising on Securities), 9 (Asset Management) 2021-01-13
GAN Tian 甘添 RO 1 (Dealing in Securities) 2021-01-07
MAK Wing Fat 麥榮發 RE 1 (Dealing in Securities) 2020-12-03
REN Xuemei 任雪梅 RE 1 (Dealing in Securities), 9 (Asset Management), 4 (Advising on Securities) 2020-12-02
WANG Zhaokai 王兆凱 RE 9 (Asset Management), 4 (Advising on Securities), 1 (Dealing in Securities) 2020-10-28
CHEN Zhang 陳彰 RE 9 (Asset Management), 4 (Advising on Securities) 2020-09-17
CHEN Zhang 陳彰 RE 1 (Dealing in Securities) 2020-08-21
QIAO Xin 喬欣 RE 9 (Asset Management), 1 (Dealing in Securities), 4 (Advising on Securities) 2020-05-26
LIN Jinyi 林錦頤 RE 1 (Dealing in Securities), 4 (Advising on Securities), 9 (Asset Management) 2020-04-07
TAO Chutian 陶楚恬 RE 1 (Dealing in Securities), 4 (Advising on Securities) 2019-10-28
REN Jingze 任鏡澤 RE 9 (Asset Management), 4 (Advising on Securities), 1 (Dealing in Securities) 2019-09-13
TAO Chutian 陶楚恬 RE 9 (Asset Management) 2019-09-13
LIU Chang 劉暢 RE 9 (Asset Management), 4 (Advising on Securities), 1 (Dealing in Securities) 2019-06-18
LI Ying 李滢 RE 9 (Asset Management), 4 (Advising on Securities), 1 (Dealing in Securities) 2019-04-26
WANG Ziyun 王子贇 RE 1 (Dealing in Securities) 2019-02-26
WANG Ziyun 王子贇 RE 4 (Advising on Securities), 9 (Asset Management) 2019-01-25
GAO Lei 高磊 RE 9 (Asset Management) 2018-12-18
KWOK Hiu Lam 郭曉藍 RE 9 (Asset Management) 2018-12-18
CHEN Weijie 陳煒杰 RE 4 (Advising on Securities) 2018-12-18
CHEN Yunyan 陳韵彥 RE 9 (Asset Management) 2018-12-18
YEUNG Yat Lun, Ronald 楊溢麟 RE 9 (Asset Management) 2018-12-18
ZHANG Jun 張鈞 RE 9 (Asset Management), 1 (Dealing in Securities), 4 (Advising on Securities) 2018-11-27
JO Kotaku 徐宏澤 RE 1 (Dealing in Securities), 9 (Asset Management), 4 (Advising on Securities) 2018-11-14
LI Fung Ming 李豐名 RO 4 (Advising on Securities), 1 (Dealing in Securities), 9 (Asset Management) 2018-08-14
LIU Jie 劉洁 RE 9 (Asset Management), 4 (Advising on Securities), 1 (Dealing in Securities) 2018-06-26
HE Rui RE 4 (Advising on Securities), 9 (Asset Management), 1 (Dealing in Securities) 2018-06-22
JING Ran 景然 RE 4 (Advising on Securities), 9 (Asset Management), 1 (Dealing in Securities) 2018-01-26
LIU Jian 劉見 RE 4 (Advising on Securities), 9 (Asset Management), 1 (Dealing in Securities) 2017-12-13
CAI Xiaoye 蔡晓曄 RE 4 (Advising on Securities), 9 (Asset Management) 2017-06-20
ZHANG Heng 張恆 RE 4 (Advising on Securities), 9 (Asset Management) 2016-10-03
GAO Lei 高磊 RE 4 (Advising on Securities), 1 (Dealing in Securities) 2016-07-11
KWOK Hiu Lam 郭曉藍 RE 4 (Advising on Securities), 1 (Dealing in Securities) 2016-04-26
LAN Kwok Kin 藍國堅 RE 9 (Asset Management), 4 (Advising on Securities) 2016-04-14
CAI Jing 蔡靖 RE 4 (Advising on Securities), 9 (Asset Management) 2016-01-13
YEUNG Yat Lun, Ronald 楊溢麟 RE 1 (Dealing in Securities), 4 (Advising on Securities) 2015-11-13
FAN Lei 范磊 RE 9 (Asset Management), 4 (Advising on Securities) 2015-08-19
WEI Xiaopeng 魏晓鹏 RE 9 (Asset Management), 4 (Advising on Securities) 2015-08-04
CHEN Yunyan 陳韵彥 RE 1 (Dealing in Securities), 4 (Advising on Securities) 2015-04-08
WANG Yan 王妍 RE 9 (Asset Management), 4 (Advising on Securities) 2015-03-02
TAN Weimin 譚偉民 RE 9 (Asset Management) 2015-02-02
CHEN Weijie 陳煒杰 RE 1 (Dealing in Securities), 9 (Asset Management) 2015-01-19
WONG Chun Yin 王進彥 RE 1 (Dealing in Securities), 4 (Advising on Securities) 2014-06-25
TAN Weimin 譚偉民 RE 4 (Advising on Securities) 2014-01-08
GAN Tian 甘添 RO 4 (Advising on Securities) 2009-04-03
GAN Tian 甘添 RO 9 (Asset Management) 2008-12-10