SFC Licenceholders of T.F.S. Derivatives HK Limited

Email
compliancehk@traditionasia.com
Website
www.traditionasia.com

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Licenceholders Role Licences Start date End date
ARTHUR-DICK Joseph RE 2 02 November 2010 14 March 2011
ARTHUR-DICK Joseph RE 1 02 November 2010 14 March 2011
ASKALANY Nermin RE 1 18 November 2020 28 August 2021
BADDELEY Alexander Richard RE 2 22 February 2021 30 September 2021
BERMEJO Philippe RE 2 30 October 2012 08 April 2015
BERMEJO Philippe RE 2 10 December 2009 03 July 2010
BETTS JORDAN LAWRENCE RE 1 12 December 2019
BHARDWAJ Sandeep Singh RE 1 27 July 2011 05 July 2012
BORDES STANISLAS FREDERIC PASCAL RE 2 15 February 2024
BORDES STANISLAS FREDERIC PASCAL RE 1 15 February 2024
BOURMAYAN Vahe Olivier RE 2 15 June 2009 15 December 2009
BOURMAYAN Vahe Olivier RE 1 15 June 2009 15 December 2009
BOURMAYAN Vahe Olivier RE 1 25 May 2010 30 September 2011
BOURMAYAN Vahe Olivier RE 2 25 May 2010 30 September 2011
BOYER Alexandre Louis Robert RE 2 10 May 2022
BOYER Alexandre Louis Robert RE 1 10 May 2022
BRADFORD David John RE 1 03 January 2022 12 August 2022
BRADY Mark Joseph RE 1 12 January 2021 16 March 2021
BRADY Mark Joseph RE 2 12 January 2021 16 March 2021
BRADY Matthew Robert Murray RE 1 04 January 2019 12 February 2023
BRET Severine-Laurence Caroline RE 2 10 December 2009 18 January 2010
BROWN Ian Clement RE 1 11 December 2019 14 August 2020
BROWN Ian Clement RE 2 11 December 2019 14 August 2020
BYRNE Robert Anthony RO 2 13 February 2012 23 November 2012
BYRNE Robert Anthony RO 1 16 September 2011 23 November 2012
BYRNE Robert Anthony RE 1 28 June 2011 16 September 2011
CHAN Dixon 陳廸舜 RE 2 22 July 2019
CHAN Terence Sai Kid 陳世傑 RE 2 05 September 2013 06 November 2013
CHAN Terence Sai Kid 陳世傑 RE 1 05 September 2013 06 November 2013
CHAN Timothy William RE 2 12 May 2009 06 November 2009
CHAU Sai Cheong 周世昌 RE 2 23 June 2011 28 February 2015
CHAU Sai Cheong 周世昌 RE 1 10 December 2009 28 February 2015
CHEUNG Hoi Yee 張凱貽 RE 2 03 August 2018 10 August 2022
CHOI O Hyun 崔午澴 RE 1 18 January 2010 03 March 2013
CHOI O Hyun 崔午澴 RE 2 18 January 2010 03 March 2013
CHOU Wan I Sherry 周宛儀 RE 1 20 July 2018
CHOU Wan I Sherry 周宛儀 RE 2 23 April 2015
CHRISTIE Glen Alexander RE 2 10 June 2009 11 June 2010
COHEN Yossi RE 1 15 January 2010 07 September 2010
COLLETT Benjamin Robert RE 2 15 June 2009 20 October 2009
COLLETT Benjamin Robert RE 1 15 June 2009 20 October 2009
CONNOLLY Mark John RE 1 07 December 2009 27 June 2018
COOPER Peter Robert RE 1 07 December 2009 31 December 2012
CORNER Andrew Mark Gordon RO 1 08 April 2019
CORNER Andrew Mark Gordon RE 1 08 February 2019 08 April 2019
CORNER Benedict Edward Cutcliffe G RE 1 29 July 2013 12 February 2019
COULOMBIE Edouard Pierre Alfred RE 2 28 August 2023
COULOMBIE Edouard Pierre Alfred RE 1 28 August 2023
COULOMBIE Edouard Pierre Alfred RE 1 05 July 2017 30 April 2023
COULOMBIE Edouard Pierre Alfred RE 2 05 July 2017 30 April 2023
COWLEY Garrick James RE 2 22 September 2011 20 October 2011
CREEDON Tom RE 2 15 June 2015 25 June 2015
CREEDON Tom RE 1 02 January 2015 25 June 2015
CURA Jerome De La Cruz RE 2 01 February 2019
CURA Jerome De La Cruz RE 1 01 February 2019
Cho Hye Jung RE 2 20 January 2021 03 January 2024
DANDINE Jerome Theodore RE 2 05 January 2010 04 October 2011
DANDINE Jerome Theodore RO 2 03 April 2009 21 September 2009
DE ROQUEFEUIL Louis Jean Henri Marie J. RE 2 16 June 2017
DE ROQUEFEUIL Louis Jean Henri Marie J. RE 1 11 September 2018
DE VLIEGHER Pierre-edouard M.R.G.A. RO 2 12 March 2013 23 September 2016
DE VLIEGHER Pierre-edouard M.R.G.A. RE 2 11 October 2012 12 March 2013
DE VLIEGHER Pierre-edouard M.R.G.A. RE 2 04 January 2010 07 July 2010
DE WAARD Ferdinand RE 2 10 January 2017 13 March 2017
DE WAARD Ferdinand RO 2 13 March 2017 31 December 2018
DE WAARD Ferdinand RE 2 21 March 2012 31 October 2013
DE WAARD Ferdinand RO 2 20 September 2011 21 March 2012
DE WAARD Ferdinand RE 2 26 June 2009 20 September 2011
DO Albert 王先浩 RE 2 03 January 2012 30 November 2014
DO Albert 王先浩 RE 1 03 January 2012 30 November 2014
DOWLAND Richard Adetokunbo RE 2 12 July 2016 31 January 2018
DOWLAND Richard Adetokunbo RE 2 07 December 2009 30 June 2013
EINHOLTZ Thibault, Charles, Christian RE 1 20 July 2018 30 April 2022
EINHOLTZ Thibault, Charles, Christian RE 2 10 May 2010 30 April 2022
EL BAHARI Youssef RE 1 07 August 2018
EL BAHARI Youssef RE 2 02 February 2015
FOK Do Ming, Gary 霍道明 RE 1 01 February 2019
FORREST Richard William RE 2 03 January 2012 30 November 2014
FORREST Richard William RE 1 03 January 2012 30 November 2014
FOUR Matthew RE 1 01 February 2019 27 February 2019
FUNG Shiu Lun, Simon 馮紹麟 RO 2 08 February 2023
FUNG Shiu Lun, Simon 馮紹麟 RO 1 08 February 2023
FUNG Shiu Lun, Simon 馮紹麟 RE 1 03 January 2012 08 February 2023
FUNG Shiu Lun, Simon 馮紹麟 RE 2 03 January 2012 08 February 2023
FURUSHO Takaaki RE 1 24 November 2009 11 March 2019
GAFFNEY Peter Luke RE 2 30 January 2013 27 November 2015
GRIMALDI Edouard Jean Maurice RE 2 23 April 2012 03 December 2018
GRIMALDI Edouard Jean Maurice RE 2 30 May 2011 28 December 2011
GUENIER Alix Long Daniel RE 1 04 August 2017 24 June 2019
GUENIER Alix Long Daniel RE 2 04 August 2017 24 June 2019
HALL Thomas Stephen RE 1 15 June 2009 30 September 2010
HARRISON David Martin RO 2 03 January 2012
HARRISON David Martin RO 1 03 January 2012
HART Paul Howard Farmer RE 1 16 September 2010 29 February 2012
HARTWELL Benjamin Luke RE 1 15 June 2009 31 January 2011
HIDAKA Adrian RE 2 10 January 2019 03 September 2019
HIDAKA Adrian RE 1 10 January 2019 03 September 2019
HO Kam Po, Dorian 何鑑波 RE 1 27 January 2011 31 March 2015
HO Kam Po, Dorian 何鑑波 RE 2 27 January 2011 31 March 2015
HO Suk Man, Betty 何淑文 RE 2 02 March 2011 12 June 2014
HO Suk Man, Betty 何淑文 RE 1 02 March 2011 12 June 2014
HORNBY William Hugh Scobie RO 1 01 November 2012 27 February 2019
HORNBY William Hugh Scobie RE 1 25 May 2012 01 November 2012
HSIAO Yu Chung 蕭淯中 RE 1 02 January 2019
HUANG Haiming 黃海明 RE 1 12 September 2016 28 April 2017
HUGH James Clifford 丘志雄 RE 1 18 June 2009 13 January 2012
HUGH James Clifford 丘志雄 RE 2 12 May 2009 13 January 2012
HUI Wing Chun, Eric 許永進 RE 1 12 August 2014 26 June 2015
ISHIDA Sosuke RE 2 07 December 2009 17 April 2011
JARJOURA Kristofer Hamid RE 2 25 April 2018 11 October 2019
JARJOURA Kristofer Hamid RE 1 25 April 2018 11 October 2019
JARJOURA Kristofer Hamid RE 2 21 July 2011 30 November 2013
JARJOURA Kristofer Hamid RE 1 02 February 2011 30 November 2013
JESSOP Gary Mark RO 2 13 February 2012 30 June 2016
JESSOP Gary Mark RE 1 05 January 2012 30 June 2016
KAMEYAMA Naoto RE 2 04 January 2010 17 April 2011
KANG No Kyung RE 1 07 August 2012 14 November 2014
KANG No Kyung RE 2 07 August 2012 14 November 2014
KELLY Robert James RE 1 18 January 2022
KEUNDJIAN Jean-Philippe RE 2 13 April 2010 29 October 2010
KHAN Imran RE 2 01 March 2010 31 October 2010
KHAN Imran RE 1 29 December 2009 31 October 2010
KIM Chung Wan 金清完 RE 1 01 August 2013 31 October 2014
KIM Hae Ryong RE 1 09 January 2024
KIM Hae Ryong RE 1 21 March 2017 13 May 2018
KIM Ji Young 金志映 RE 1 27 November 2009 04 December 2009
KIM Namhyun RE 1 07 December 2009 12 February 2019
KITAMURA Irene Rika RE 1 07 December 2009 31 January 2016
KOHL Mario RE 2 27 November 2009 20 June 2010
KWOK Bo Wing 郭保榮 RE 1 19 September 2017 10 December 2021
KWOK Bo Wing 郭保榮 RE 2 19 September 2017 10 December 2021
LAI Chung Cheong 黎仲昌 RE 2 10 August 2009 22 January 2010
LAI Chung Cheong 黎仲昌 RE 1 10 August 2009 22 January 2010
LAM Shing Ki 林承棋 RE 1 20 January 2021
LAU Chi Lung 劉智龍 RE 1 06 November 2012 08 August 2014
LAU Hoi Yee, Vivian 劉凱宜 RE 1 23 November 2009 04 December 2009
LAU Tsz Ho 劉子豪 RE 1 03 January 2011 28 September 2012
LEE Hyun Keun RE 1 26 October 2021 28 December 2022
LEE Hyun Keun RE 1 15 March 2021 25 September 2021
LEE Hyun Woo RE 1 12 February 2010 27 August 2010
LEE Jin Kyung 李真卿 RO 2 29 September 2021
LEE Jin Kyung 李真卿 RO 1 29 September 2021
LEE Jin Kyung 李真卿 RE 2 02 August 2021 29 September 2021
LEE Jin Kyung 李真卿 RE 1 02 August 2021 29 September 2021
LEE Jinsoo 李真守 RE 1 13 January 2011
LEE Jinsoo 李真守 RE 2 13 January 2011
LEES Cinry Alano RE 1 12 September 2018 10 January 2020
LEWIS Christopher Jeremy Stoney RE 1 10 August 2009 01 September 2016
LEWIS Christopher Jeremy Stoney RE 2 23 June 2011 01 September 2016
LI Suet Wing Mathew 李說榮 RE 1 03 January 2011 12 December 2011
LIM Jeung Min 林廷珉 RE 2 30 January 2015
LIM Jeung Min 林廷珉 RE 1 30 January 2015
LIM Sang Hyuck RE 1 05 June 2012 15 February 2013
LIM Sang Hyuck RE 2 05 June 2012 15 February 2013
LLOYD JONES Adam Copland RE 1 04 September 2018 31 March 2021
LLOYD JONES Adam Copland RE 2 03 January 2012 31 March 2021
LO Gilbert Yiu Tong 羅耀棠 RE 1 29 June 2012 25 September 2012
LOGEROT Benoit Xavier Julien RE 2 03 January 2012 31 January 2015
LOGEROT Benoit Xavier Julien RE 1 03 January 2012 31 January 2015
LUI Yin Jing Jezzie 呂姸靜 RE 1 03 January 2011 22 July 2013
MA Ching Man 馬靜雯 RE 1 15 February 2018 06 December 2023
MA Hoi Sze 馬凱詩 RE 2 24 March 2010 11 March 2011
MADDOCK Julian Paul RE 2 07 December 2009 30 June 2022
MAN Siu Sin, Sam 文兆仙 RE 1 06 August 2018
MAN Siu Sin, Sam 文兆仙 RE 2 01 February 2017
MARIA Kulvinder Singh RE 1 04 May 2016 20 November 2017
MARTIN Hubert Charles RE 2 19 January 2010
MARTYR Andrew Dudley Pentland RE 1 20 July 2018 31 March 2021
MARTYR Andrew Dudley Pentland RE 2 23 March 2017 31 March 2021
MASCOLO Fabiano Hugues Joseph RE 2 14 January 2021 30 June 2021
MASCOLO Fabiano Hugues Joseph RE 1 14 January 2021 30 June 2021
MATHIE Robbi RE 1 17 March 2010 29 February 2012
MCCOIG Fergus Robert RO 2 09 April 2010 31 December 2014
MCCOIG Fergus Robert RO 1 21 May 2009 06 October 2009
MCCOIG Fergus Robert RO 1 13 May 2011 31 December 2014
MCCOIG Fergus Robert RO 2 03 April 2009 06 October 2009
MCCOIG Fergus Robert RE 2 06 October 2009 09 April 2010
MCCOIG Fergus Robert RE 1 06 October 2009 13 May 2011
MCCORMICK-HOUSTON Hugh Sinclair RE 1 23 January 2020 22 October 2023
MCGLYNN Paul Anthony RE 1 19 August 2009 25 March 2010
MICHELFEIT Franziska RE 2 27 November 2009 31 December 2012
MONCUIT Bertrand Hubert RE 2 10 December 2009 28 February 2015
MONIOT Ludovic Marie RE 1 03 January 2012
MONIOT Ludovic Marie RE 2 03 January 2012
MUNDIGIAN Vatche Vartan RO 1 08 April 2019
MUNDIGIAN Vatche Vartan RE 1 08 February 2019 08 April 2019
NAGLE Frederick Charles RE 1 02 October 2013 08 May 2015
NAGLE Frederick Charles RE 2 02 October 2013 08 May 2015
NEBOUT Alexandre Stanislas Thierry RE 2 04 May 2022
NEBOUT Alexandre Stanislas Thierry RE 1 04 May 2022
NEBOUT Alexandre Stanislas Thierry RE 1 30 September 2011 20 June 2016
NEBOUT Alexandre Stanislas Thierry RE 2 30 September 2011 20 June 2016
NESBITT Jonathan Michael RE 1 30 November 2011 14 June 2013
NGO Francois RE 2 03 January 2012 30 September 2015
NGO Francois RE 1 03 January 2012 30 September 2015
NICHOLSON Robert Kenneth RE 1 01 February 2019 22 May 2022
NISHITANI Tsubasa RE 1 24 August 2010 19 November 2010
NOH Kyoung Tae RE 1 03 April 2012 21 June 2013
Ngai Hau Chuen 魏孝泉 RE 1 30 September 2011 31 July 2022
Ngai Hau Chuen 魏孝泉 RE 1 03 January 2011 05 September 2011
O'SULLIVAN Gerard William RE 1 24 December 2009 31 March 2013
ORR Alwin 柯百聰 RE 1 04 May 2021
ORR Alwin 柯百聰 RE 2 04 May 2021
ORTON Jamie RE 1 01 February 2019 06 September 2021
OUNES Faouzi RE 2 09 July 2019 31 December 2023
PALANIVEL Jei Arjuthan RE 1 27 October 2011 31 March 2013
PARK Ji Hye 朴芝慧 RE 1 26 October 2011 17 August 2012
PATEL Sunil RE 1 20 July 2018 30 April 2022
PATEL Sunil RE 2 27 October 2011 30 April 2022
PATEL Vijaykumar Thakorbhai RE 2 02 March 2012 01 March 2013
PATEL Vijaykumar Thakorbhai RO 2 16 August 2011 16 February 2012
PATEL Vijaykumar Thakorbhai RO 1 16 August 2011 16 February 2012
PATEL Vijaykumar Thakorbhai RE 1 02 March 2012 01 March 2013
PATEL Vijaykumar Thakorbhai RE 1 03 March 2010 16 August 2011
PATEL Vijaykumar Thakorbhai RE 2 27 November 2009 16 August 2011
PEREIRA Kevin Edmond RE 1 15 June 2009 03 August 2009
PEREIRA Kevin Edmond RO 1 03 August 2009 31 August 2010
PINTEAUX ADRIEN PIERRE ANDRE RE 2 04 January 2021
PINTEAUX ADRIEN PIERRE ANDRE RE 2 18 April 2017 26 December 2019
PLOOSTER Jeroen Poul RE 2 30 September 2011 04 November 2011
PLOOSTER Jeroen Poul RE 1 30 September 2011 04 November 2011
PLOOSTER Jeroen Poul RE 2 24 September 2010 30 June 2011
PLOOSTER Jeroen Poul RE 1 24 September 2010 30 June 2011
POON Chun Wai, Michael 潘振威 RE 1 09 September 2011
POON Hau Tin 潘巧鈿 RE 2 08 February 2017 31 July 2022
POON Hau Tin 潘巧鈿 RE 1 08 February 2017 31 July 2022
REES Gareth James RE 2 05 June 2012 05 April 2013
REES Gareth James RE 1 21 February 2011 05 April 2013
ROBINE Charles-Antoine, Marie, Godfroy RE 1 27 November 2018 13 November 2020
ROBINE Charles-Antoine, Marie, Godfroy RE 2 27 November 2018 13 November 2020
SAADANE Mohammed Fatih Zineddine RE 2 22 October 2020
SAADANE Mohammed Fatih Zineddine RE 1 22 October 2020
SAJNANI Roshan RE 1 04 December 2009 12 March 2010
SEKAR Ashok Narsimhan RE 1 23 April 2010 30 November 2010
SEKAR Ashok Narsimhan RE 2 23 April 2010 30 November 2010
SELWAY James Howell RE 1 06 September 2012 12 February 2019
SI Lu 司璐 RE 1 28 September 2016 24 December 2020
SIM Seung Jin 沈承辰 RE 2 01 February 2019 11 February 2021
SIM Seung Jin 沈承辰 RE 1 01 February 2019 11 February 2021
SIN Yee Wing, Fiona 冼依穎 RE 2 05 March 2012 30 August 2013
SIN Yee Wing, Fiona 冼依穎 RE 1 02 November 2009 30 August 2013
SING Raymond Pui Choy 成培洲 RE 1 21 July 2015 09 September 2020
SMITH Nicholas James RE 1 24 November 2009 12 February 2019
SOH David RE 1 04 January 2010 03 May 2010
SON Howard Lincoln Dy 孫介君 RE 1 26 July 2010 17 January 2017
SONG Wonkook 宋源國 RE 1 04 March 2021 09 April 2021
SONG Wonkook 宋源國 RO 1 09 April 2021 29 February 2024
STOKES Nicholas Peter RE 1 08 January 2015 12 February 2019
STOKES Nicholas Peter RO 1 12 May 2010 08 January 2015
STOKES Nicholas Peter RE 1 24 November 2009 12 May 2010
SUGIYAMA Hirokazu 杉山浩一 RE 2 04 January 2010 10 January 2012
TANG Stanley Chak Wai 鄧綽威 RE 2 03 January 2017
TAY Jasper Choon Hean RE 1 19 February 2010 18 August 2011
TECSON STANIEL JAVINEZ RE 1 03 February 2020 03 February 2020
TECSON STANIEL JAVINEZ RE 1 16 September 2019 27 September 2019
TECSON STANIEL JAVINEZ RE 1 29 July 2019 11 August 2019
TECSON Sarah Ann Javinez RE 1 03 February 2020 03 February 2020
TECSON Sarah Ann Javinez RE 1 16 September 2019 27 September 2019
TEUT Richard Nicholas RE 2 08 October 2012 09 May 2013
TRACEY Killian Carey RE 1 25 July 2011 30 September 2012
TSE Victor Sai Chung 謝世聰 RE 2 02 August 2018
TSE Victor Sai Chung 謝世聰 RE 1 18 June 2009 08 October 2015
TSE Victor Sai Chung 謝世聰 RE 2 12 May 2009 08 October 2015
VALDISOLO Mattia RE 1 15 June 2012 24 December 2015
VAN DER SCHEER Wessel Brent RO 1 21 May 2009
VAN DER SCHEER Wessel Brent RO 2 03 April 2009
VERES Octavien Gabriel RE 2 13 April 2015 30 December 2022
VERES Octavien Gabriel RE 1 18 May 2011 30 April 2014
VERES Octavien Gabriel RE 2 18 May 2011 30 April 2014
VERSANDI Alexis Laura Dunham RE 2 12 May 2009 29 May 2009
VIRGONA Thomas Benjamin RE 2 10 December 2009 31 October 2011
WAN Pui Man 雲佩雯 RE 1 23 April 2021
WANG Chunjun 汪春軍 RE 1 14 August 2018 29 January 2021
WANG Yumeng 王雨萌 RE 2 30 January 2015 30 November 2017
WANG Yumeng 王雨萌 RE 1 30 January 2015 30 November 2017
WATANABE Yuji RE 2 15 October 2014 08 October 2015
WILDMAN Christopher James RE 1 03 January 2012
WILDMAN Christopher James RO 2 03 January 2012
WILDMAN Richard John RO 1 31 March 2021
WILDMAN Richard John RO 2 03 January 2012
WILDMAN Richard John RE 1 03 January 2012 31 March 2021
WILSON JACK HEDLEY RE 2 02 August 2019 15 July 2022
WILSON Matthew Elliot RO 2 23 December 2016
WILSON Matthew Elliot RE 2 14 August 2012 23 December 2016
WISWELL William Fitzgerald RE 1 04 January 2010 11 March 2019
WONG Kim Sing 黃劍星 RE 1 14 February 2020 13 May 2020
WU Jiang 邬江 RE 1 17 May 2021
YEUNG Ho Hin Francis 楊浩軒 RE 1 10 June 2015 24 August 2016
YOUNG Alan James Michael RE 2 02 January 2024
YOUNG Alan James Michael RE 1 02 January 2024
YOUNG Alan James Michael RO 2 04 May 2017 04 January 2021
YOUNG Alan James Michael RO 1 04 May 2017 04 January 2021
YOUNG Alan James Michael RE 2 20 March 2017 04 May 2017
YOUNG Alan James Michael RE 1 20 March 2017 04 May 2017
YOUNG Alan James Michael RO 1 19 January 2010 06 November 2013
YOUNG Alan James Michael RE 1 22 July 2009 19 January 2010
YOUNG Alan James Michael RO 2 03 April 2009 06 November 2013
ZHANG Fan 張帆 RE 2 04 January 2016 31 October 2016
ZHANG Hongguang 張洪光 RE 1 09 April 2015 13 May 2016