Current licenceholders of ASE565 Harvest Global Investments Limited 嘉實國際資產管理有限公司
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Licenceholder | Role | Licences | Start date |
---|---|---|---|
HO Eric Chi-fung 何志豐 | RE | 1 (Dealing in Securities), 4 (Advising on Securities), 9 (Asset Management) | 2021-04-01 |
LIN Shih Han 林仕翰 | RE | 1 (Dealing in Securities), 9 (Asset Management), 4 (Advising on Securities) | 2021-02-10 |
WANG Tianyou 王天佑 | RE | 1 (Dealing in Securities), 4 (Advising on Securities), 9 (Asset Management) | 2021-02-10 |
LI Wei Bo 李伟博 | RE | 1 (Dealing in Securities), 9 (Asset Management), 4 (Advising on Securities) | 2020-12-02 |
JIANG Jin 江錦 | RE | 4 (Advising on Securities), 9 (Asset Management), 1 (Dealing in Securities) | 2020-12-02 |
FAN Jing 范靜 | RE | 1 (Dealing in Securities), 4 (Advising on Securities), 9 (Asset Management) | 2020-11-24 |
LEI Xuan 雷旋 | RE | 9 (Asset Management), 1 (Dealing in Securities), 4 (Advising on Securities) | 2020-10-28 |
SONG Mengjie 宋夢婕 | RE | 1 (Dealing in Securities) | 2020-10-23 |
KAM Ngar Ting 甘雅婷 | RE | 1 (Dealing in Securities) | 2020-10-19 |
SHU Chuying Kevin 舒楚婴 | RO | 9 (Asset Management), 1 (Dealing in Securities), 4 (Advising on Securities) | 2020-10-12 |
SONG Mengjie 宋夢婕 | RE | 9 (Asset Management), 4 (Advising on Securities) | 2020-09-29 |
KAM Ngar Ting 甘雅婷 | RE | 9 (Asset Management), 4 (Advising on Securities) | 2020-09-23 |
YI Xingxing 易星星 | RE | 9 (Asset Management) | 2020-09-18 |
YI Xingxing 易星星 | RE | 1 (Dealing in Securities), 4 (Advising on Securities) | 2020-09-07 |
HUANG Yuqing 黃雨青 | RE | 9 (Asset Management), 4 (Advising on Securities), 1 (Dealing in Securities) | 2020-08-17 |
SHEK Ho Man Hubert 石皓文 | RE | 1 (Dealing in Securities), 9 (Asset Management), 4 (Advising on Securities) | 2020-07-20 |
YIP Teen Hang 葉天衡 | RE | 9 (Asset Management), 4 (Advising on Securities), 1 (Dealing in Securities) | 2020-05-27 |
ZHANG Xueqi 張雪琪 | RE | 4 (Advising on Securities), 1 (Dealing in Securities), 9 (Asset Management) | 2020-03-23 |
NIU Yin 鈕茵 | RE | 4 (Advising on Securities), 1 (Dealing in Securities), 9 (Asset Management) | 2020-03-20 |
PANG Hui Man April 彭匯敏 | RE | 4 (Advising on Securities), 1 (Dealing in Securities), 9 (Asset Management) | 2019-12-04 |
JIANG Yan 姜岩 | RE | 9 (Asset Management), 4 (Advising on Securities), 1 (Dealing in Securities) | 2019-12-04 |
DAI Stanley Wenjie | RE | 1 (Dealing in Securities) | 2019-09-02 |
DAI Stanley Wenjie | RE | 9 (Asset Management), 4 (Advising on Securities) | 2019-08-06 |
LIU Eric Kar Hang 廖嘉恒 | RE | 9 (Asset Management), 1 (Dealing in Securities), 4 (Advising on Securities) | 2019-06-19 |
WANG Dian 王典 | RE | 1 (Dealing in Securities), 4 (Advising on Securities), 9 (Asset Management) | 2019-06-04 |
LIU Muqi 劉沐祺 | RE | 4 (Advising on Securities), 9 (Asset Management) | 2019-04-30 |
SONG Aolin 宋奧琳 | RE | 4 (Advising on Securities), 9 (Asset Management) | 2019-03-22 |
WONG Kin Wang 黃健宏 | RE | 4 (Advising on Securities) | 2019-01-17 |
FONG Tsz Sin 方子倩 | RE | 9 (Asset Management), 4 (Advising on Securities) | 2018-12-31 |
CHAN Tsun 陳浚 | RE | 9 (Asset Management), 4 (Advising on Securities) | 2018-12-31 |
WONG Kin Wang 黃健宏 | RE | 9 (Asset Management), 1 (Dealing in Securities) | 2018-11-30 |
ANG Kim Peng 洪錦平 | RE | 4 (Advising on Securities), 9 (Asset Management) | 2018-11-08 |
LO Ka Leong 羅家亮 | RE | 9 (Asset Management) | 2018-07-16 |
LO Ka Leong 羅家亮 | RE | 4 (Advising on Securities) | 2018-06-15 |
SUNG Siu Chung 宋紹聰 | RE | 9 (Asset Management), 4 (Advising on Securities) | 2018-05-23 |
JIA Muyun 賈牧云 | RE | 4 (Advising on Securities), 1 (Dealing in Securities), 9 (Asset Management) | 2018-05-17 |
LIU Sisi 劉思思 | RE | 4 (Advising on Securities), 9 (Asset Management) | 2018-04-17 |
YANG Zesi 楊澤司 | RE | 1 (Dealing in Securities), 4 (Advising on Securities), 9 (Asset Management) | 2018-03-21 |
CHEN Pin Han 陳品涵 | RE | 1 (Dealing in Securities) | 2018-02-21 |
LEE Tsz Man 李子文 | RE | 9 (Asset Management), 4 (Advising on Securities) | 2017-11-16 |
GANDON Sebastien Gervais Emmanuel | RE | 4 (Advising on Securities), 1 (Dealing in Securities), 9 (Asset Management) | 2017-11-16 |
AN Keqiang 安克強 | RE | 4 (Advising on Securities), 9 (Asset Management), 1 (Dealing in Securities) | 2017-08-02 |
FUNG Ching Yin 馮正彥 | RE | 4 (Advising on Securities), 9 (Asset Management) | 2016-10-13 |
LEUNG Tat Wing 梁達榮 | RE | 1 (Dealing in Securities) | 2016-05-06 |
LAU Dixon Chi Kong 劉志剛 | RE | 4 (Advising on Securities), 9 (Asset Management) | 2016-03-16 |
CHENYE Yannan 陳葉雁南 | RE | 4 (Advising on Securities), 9 (Asset Management) | 2015-11-17 |
KWAN Chi Wang 關子宏 | RO | 1 (Dealing in Securities) | 2015-11-10 |
YANG Zhangning 楊章宁 | RE | 9 (Asset Management), 4 (Advising on Securities) | 2015-09-11 |
LIN Ke 林柯 | RE | 4 (Advising on Securities), 1 (Dealing in Securities), 9 (Asset Management) | 2014-08-21 |
WONG Tak Ming, Billy 王德明 | RE | 4 (Advising on Securities), 9 (Asset Management) | 2013-11-01 |
CHUA Siong Khim 蔡尚琴 | RE | 9 (Asset Management), 4 (Advising on Securities) | 2012-07-27 |
KWAN Chi Wang 關子宏 | RO | 9 (Asset Management), 4 (Advising on Securities) | 2012-05-16 |
JIANG Yiqian 蔣一茜 | RO | 1 (Dealing in Securities) | 2010-11-11 |
JIANG Yiqian 蔣一茜 | RO | 4 (Advising on Securities), 9 (Asset Management) | 2010-06-19 |