SFC Licenceholders of TFI Asset Management Limited 天風國際資產管理有限公司
- info@tfisec.com
- Website
- www.tfisec.com
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Licenceholders | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CAO Xin 曹昕 | RE | 5 | 19 September 2022 | |
| CAO Xin 曹昕 | RE | 9 | 19 September 2022 | |
| CAO Xin 曹昕 | RE | 4 | 19 September 2022 | |
| CHAN Ka Fai, Stephen 陳家輝 | RO | 9 | 27 June 2014 | 30 June 2016 |
| CHAN Ka Fai, Stephen 陳家輝 | RE | 5 | 10 April 2014 | 30 June 2016 |
| CHAN Ka Fai, Stephen 陳家輝 | RO | 4 | 08 April 2014 | 30 June 2016 |
| CHAN Ka Fai, Stephen 陳家輝 | RE | 4 | 12 February 2014 | 08 April 2014 |
| CHANG TSUI CHING 張翠晴 | RE | 4 | 02 November 2022 | |
| CHEN Junru 陈俊儒 | RE | 4 | 07 July 2022 | |
| CHEN Weiwei 陳薇薇 | RE | 4 | 02 August 2010 | 17 September 2010 |
| CHEN Xi 陳茜 | RE | 5 | 02 January 2019 | 26 April 2019 |
| CHEN Xi 陳茜 | RE | 4 | 02 January 2019 | 26 April 2019 |
| CHEN Zhenglin 陳政霖 | RE | 4 | 06 October 2023 | |
| CHEN Zhenglin 陳政霖 | RE | 9 | 06 October 2023 | |
| CHEN Zhenglin 陳政霖 | RE | 5 | 06 October 2023 | |
| CHENG Man Loch, Charlotte 鄭敏樂 | RE | 9 | 05 August 2014 | 27 September 2016 |
| CHENG Man Loch, Charlotte 鄭敏樂 | RE | 4 | 05 August 2014 | 27 September 2016 |
| CHENG Ping Fai 鄭炳輝 | RE | 4 | 16 December 2013 | 31 March 2014 |
| CHENG Wai Lam, James 鄭暐霖 | RO | 4 | 30 April 2010 | 18 January 2013 |
| CHEUNG Chung 張聰 | RE | 4 | 01 November 2010 | 28 January 2013 |
| CHEUNG Kai Hung 張啟雄 | RE | 4 | 18 December 2015 | 15 February 2016 |
| CHU Wai Pan 朱偉彬 | RE | 4 | 18 January 2023 | |
| DAI Zhijie 戴智杰 | RE | 5 | 10 July 2023 | 01 September 2023 |
| DAI Zhijie 戴智杰 | RO | 9 | 01 September 2023 | |
| DAI Zhijie 戴智杰 | RO | 5 | 01 September 2023 | |
| DAI Zhijie 戴智杰 | RO | 4 | 01 September 2023 | |
| DAI Zhijie 戴智杰 | RE | 9 | 10 July 2023 | 01 September 2023 |
| DAI Zhijie 戴智杰 | RE | 4 | 10 July 2023 | 01 September 2023 |
| DEFRIES Paul Antony | RE | 9 | 07 August 2018 | 11 October 2019 |
| DEFRIES Paul Antony | RE | 5 | 07 August 2018 | 11 October 2019 |
| DEFRIES Paul Antony | RE | 4 | 07 August 2018 | 11 October 2019 |
| DONG Yixuan 董懿萱 | RE | 4 | 08 March 2024 | |
| DONG Yixuan 董懿萱 | RE | 5 | 08 March 2024 | |
| DONG Yixuan 董懿萱 | RE | 9 | 08 March 2024 | |
| FENG CUITING 冯翠婷 | RE | 4 | 10 August 2021 | 31 December 2021 |
| FU Hung Man 符洪民 | RO | 4 | 25 March 2013 | 16 March 2015 |
| GU Erdong 顧爾東 | RO | 5 | 09 June 2020 | |
| GU Erdong 顧爾東 | RO | 9 | 27 November 2019 | |
| GU Erdong 顧爾東 | RO | 4 | 27 November 2019 | |
| GU Ziqiao 谷子樵 | RE | 4 | 13 September 2022 | 10 November 2022 |
| GU Ziqiao 谷子樵 | RE | 9 | 13 September 2022 | 10 November 2022 |
| GU Ziqiao 谷子樵 | RO | 9 | 10 November 2022 | 13 March 2023 |
| GU Ziqiao 谷子樵 | RO | 4 | 10 November 2022 | 13 March 2023 |
| HE Hui 何慧 | RE | 4 | 25 October 2022 | 31 January 2024 |
| HO KWOK SHAM SAM 何國深 | RE | 4 | 06 September 2022 | |
| HO Ka Huen 何嘉烜 | RE | 4 | 16 November 2018 | 12 July 2022 |
| HO Purdy Pin Pin 何翩翩 | RE | 4 | 19 April 2017 | 22 April 2020 |
| HO Wing Pong 何永邦 | RE | 9 | 24 July 2014 | 15 May 2015 |
| HON Kai Lai 韓嘉麗 | RE | 9 | 29 April 2022 | 15 December 2023 |
| HON Kai Lai 韓嘉麗 | RE | 4 | 29 April 2022 | 15 December 2023 |
| HUANG Henan 黃赫男 | RE | 4 | 14 June 2022 | 20 December 2023 |
| HUANG Jinyi 黄晋怡 | RE | 5 | 26 April 2018 | 19 July 2019 |
| HUANG Jinyi 黄晋怡 | RE | 4 | 26 April 2018 | 19 July 2019 |
| HUANG Jinyi 黄晋怡 | RE | 9 | 26 April 2018 | 19 July 2019 |
| HUANG Songbo 黃松博 | RE | 9 | 24 July 2014 | 01 April 2015 |
| HUANG Songbo 黃松博 | RO | 5 | 10 March 2014 | 01 April 2015 |
| HUANG Songbo 黃松博 | RO | 4 | 14 May 2013 | 01 April 2015 |
| HUANG Songbo 黃松博 | RE | 4 | 16 October 2012 | 14 May 2013 |
| HUANG Zidong 黃梓東 | RE | 4 | 06 January 2021 | 25 June 2021 |
| IP Hon Wah 葉漢華 | RO | 4 | 28 January 2013 | 20 March 2013 |
| JIANG Menghan 蒋梦晗 | RE | 4 | 09 June 2021 | 22 January 2024 |
| KO Chin Hung, Patrick 高展鴻 | RE | 4 | 30 November 2022 | |
| KONG Ming Fai 江明輝 | RO | 9 | 27 June 2014 | 27 September 2016 |
| KONG Ming Fai 江明輝 | RO | 5 | 14 April 2015 | 27 September 2016 |
| KONG Ming Fai 江明輝 | RO | 4 | 14 April 2015 | 27 September 2016 |
| KONG Ming Fai 江明輝 | RE | 5 | 10 April 2014 | 14 April 2015 |
| KONG Ming Fai 江明輝 | RE | 4 | 27 November 2013 | 14 April 2015 |
| KONG Rong 孔蓉 | RE | 4 | 09 June 2021 | |
| KONG Shishi 孔師詩 | RE | 9 | 08 November 2023 | |
| KUO Ming-Chi 郭明錤 | RE | 4 | 18 May 2018 | |
| KUO Ming-Chi 郭明錤 | RE | 5 | 18 May 2018 | |
| LAM Wo Hui 林和煦 | RO | 4 | 19 May 2017 | 30 September 2020 |
| LAM Wo Hui 林和煦 | RO | 5 | 28 September 2016 | 30 September 2020 |
| LEE Yuk Nam, William 李育南 | RE | 4 | 14 November 2013 | 27 September 2016 |
| LI Huiying 李慧瀛 | RE | 4 | 20 January 2020 | 05 May 2022 |
| LI Huiying 李慧瀛 | RE | 9 | 20 January 2020 | 05 May 2022 |
| LI Kim Man 李劍文 | RO | 9 | 28 September 2016 | 15 June 2018 |
| LI Kim Man 李劍文 | RO | 4 | 28 September 2016 | 15 June 2018 |
| LI Kim Man 李劍文 | RE | 4 | 17 August 2016 | 28 September 2016 |
| LI Kim Man 李劍文 | RE | 9 | 17 August 2016 | 28 September 2016 |
| LI Ruochong 李若冲 | RE | 4 | 27 August 2021 | |
| LI Ruochong 李若冲 | RE | 9 | 29 July 2021 | |
| LI Te 李特 | RE | 4 | 08 July 2022 | |
| LI Te 李特 | RE | 9 | 12 July 2021 | |
| LI Zhen Ni 李珍妮 | RE | 4 | 11 June 2021 | 09 October 2021 |
| LIN Wo Yen 林我彦 | RE | 5 | 21 May 2018 | 29 June 2021 |
| LIN Wo Yen 林我彦 | RE | 9 | 21 May 2018 | 29 June 2021 |
| LIN Wo Yen 林我彦 | RE | 4 | 21 May 2018 | 29 June 2021 |
| LIN Xi 林曦 | RO | 9 | 16 February 2023 | 15 March 2024 |
| LIN Xi 林曦 | RE | 9 | 10 March 2020 | 16 February 2023 |
| LIN Xi 林曦 | RE | 4 | 10 March 2020 | 15 March 2024 |
| LIU Chang 刘畅 | RE | 4 | 24 December 2020 | 16 March 2022 |
| LIU Peng 刘鹏 | RE | 4 | 11 July 2019 | 15 January 2020 |
| LIU Shen 劉深 | RO | 9 | 06 March 2023 | |
| LIU Shen 劉深 | RE | 9 | 18 September 2020 | 06 March 2023 |
| LIU Shen 劉深 | RE | 5 | 18 September 2020 | |
| LIU Shen 劉深 | RE | 4 | 18 September 2020 | |
| LUO Ruohang 羅若航 | RE | 4 | 28 September 2020 | 21 April 2022 |
| MA Kam Chuen 馬錦全 | RO | 4 | 18 June 2009 | 28 January 2013 |
| MA Kin Fan, Kent 馬健勳 | RO | 4 | 09 November 2016 | 02 January 2023 |
| MA Kin Fan, Kent 馬健勳 | RO | 5 | 09 November 2016 | 02 January 2023 |
| MA Kin Fan, Kent 馬健勳 | RE | 9 | 03 October 2016 | 09 November 2016 |
| MA Kin Fan, Kent 馬健勳 | RE | 4 | 03 October 2016 | 09 November 2016 |
| MA Kin Fan, Kent 馬健勳 | RO | 9 | 09 November 2016 | 02 January 2023 |
| MA Sai Wun, Ginny 馬世媛 | RE | 4 | 07 July 2011 | 16 January 2012 |
| MENG Xiaoning 孟小宁 | RO | 9 | 15 May 2017 | 16 July 2020 |
| MENG Xiaoning 孟小宁 | RO | 4 | 15 May 2017 | 16 July 2020 |
| MENG Xiaoning 孟小宁 | RE | 9 | 26 August 2015 | 13 January 2016 |
| MENG Xiaoning 孟小宁 | RE | 4 | 26 August 2015 | 13 January 2016 |
| NGAN Po Yan 顏寶欣 | RE | 4 | 08 December 2020 | 18 June 2022 |
| PAN Jian 潘暕 | RE | 4 | 27 June 2019 | |
| QI Yujing 祁钰景 | RE | 4 | 09 August 2022 | |
| SU Tingjuan 蘇婷娟 | RE | 4 | 25 May 2018 | 29 April 2020 |
| SUN Haiyang 孙海洋 | RE | 4 | 31 August 2021 | |
| SUN Hanbing 孙晗冰 | RE | 4 | 15 June 2022 | |
| TANG Kai Shing 鄧啟成 | RO | 9 | 27 June 2014 | 27 September 2016 |
| TANG Kai Shing 鄧啟成 | RO | 5 | 18 September 2014 | 27 September 2016 |
| TANG Kai Shing 鄧啟成 | RE | 5 | 10 April 2014 | 18 September 2014 |
| TANG Kai Shing 鄧啟成 | RO | 4 | 08 April 2014 | 27 September 2016 |
| TANG Kai Shing 鄧啟成 | RE | 4 | 12 February 2014 | 08 April 2014 |
| TANG Wai Hong 鄧維康 | RE | 9 | 24 July 2014 | 28 September 2016 |
| TONG Kai Hei, Angela 唐啟僖 | RE | 9 | 05 July 2021 | |
| TSANG Tang Kwan 曾騰君 | RE | 4 | 11 June 2020 | |
| VINCENT David Robert John | RE | 4 | 23 September 2019 | 14 November 2019 |
| WANG Junbo 王峻波 | RE | 9 | 05 November 2021 | |
| WANG Junbo 王峻波 | RE | 4 | 05 November 2021 | |
| WANG Long 王龍 | RE | 4 | 27 September 2019 | 05 June 2022 |
| WANG Long 王龍 | RE | 9 | 27 September 2019 | 05 June 2022 |
| WANG Mengkai 王夢愷 | RE | 4 | 11 June 2021 | |
| WANG Qi 王奇 | RE | 4 | 16 October 2020 | 10 November 2021 |
| WANG Ting 王町 | RE | 9 | 29 September 2021 | |
| WANG Ting 王町 | RO | 5 | 16 June 2020 | |
| WONG Wing Shing 王永晟 | RE | 4 | 02 August 2010 | 02 February 2013 |
| WONG Yui Ho 王銳豪 | RE | 9 | 24 July 2014 | 10 November 2015 |
| WU Biwei 鄔必偉 | RO | 9 | 27 June 2014 | 30 September 2014 |
| WU Biwei 鄔必偉 | RO | 5 | 10 March 2014 | 30 September 2014 |
| WU Biwei 鄔必偉 | RO | 4 | 25 October 2012 | 30 September 2014 |
| WU Biwei 鄔必偉 | RE | 4 | 15 October 2012 | 25 October 2012 |
| XIAO Feng Phoenix 肖鳳 | RE | 4 | 27 September 2022 | |
| XIE Hongwei 謝紅偉 | RE | 9 | 19 July 2017 | 18 October 2019 |
| XIE Hongwei 謝紅偉 | RE | 5 | 24 October 2016 | 18 October 2019 |
| XIE Hongwei 謝紅偉 | RE | 4 | 24 October 2016 | 18 October 2019 |
| XIONG Shiyi 熊詩怡 | RE | 9 | 13 September 2022 | |
| XU Jian 徐劍 | RE | 4 | 24 April 2018 | 29 March 2019 |
| XU Jingjing 徐晶晶 | RE | 9 | 21 January 2022 | |
| XU Jingjing 徐晶晶 | RE | 4 | 21 January 2022 | |
| XU Zuoli 徐祚立 | RO | 4 | 18 June 2009 | 02 August 2010 |
| YANG Chengxiao 杨诚笑 | RE | 4 | 02 May 2019 | 28 April 2021 |
| YANG Ning 楊寧 | RE | 9 | 15 June 2020 | 02 November 2020 |
| YE Zhu 葉硃 | RO | 5 | 02 September 2020 | 17 May 2021 |
| YE Zhu 葉硃 | RE | 5 | 16 February 2017 | 02 September 2020 |
| YE Zhu 葉硃 | RE | 4 | 12 November 2015 | 14 October 2016 |
| YE Zhu 葉硃 | RO | 4 | 14 October 2016 | 17 May 2021 |
| YE Zhu 葉硃 | RO | 9 | 14 October 2016 | 17 May 2021 |
| YE Zhu 葉硃 | RE | 9 | 12 November 2015 | 14 October 2016 |
| YIN Jia 殷嘉 | RE | 9 | 06 December 2018 | 17 December 2021 |
| YIN Jia 殷嘉 | RE | 5 | 06 December 2018 | 17 December 2021 |
| YIN Jia 殷嘉 | RE | 4 | 06 December 2018 | 17 December 2021 |
| YU Hailian 于海蓮 | RE | 5 | 27 May 2020 | |
| YU Hailian 于海蓮 | RO | 4 | 09 December 2019 | |
| YU Hailian 于海蓮 | RE | 4 | 02 October 2019 | 09 December 2019 |
| YU Jiaxue 於佳雪 | RE | 9 | 04 June 2018 | 01 November 2019 |
| YU Jiaxue 於佳雪 | RE | 5 | 04 June 2018 | 01 November 2019 |
| YU Jiaxue 於佳雪 | RE | 4 | 04 June 2018 | 01 November 2019 |
| YU Ke Cheng 余可騁 | RE | 4 | 05 November 2021 | 15 March 2024 |
| YU Xinman 余欣蔓 | RE | 4 | 25 October 2021 | 26 October 2021 |
| YUE Hengyu 岳恒宇 | RE | 4 | 20 January 2021 | 10 May 2021 |
| ZENG Jiaqi 曾嘉祺 | RE | 4 | 10 October 2023 | 14 February 2024 |
| ZENG Jiaqi 曾嘉祺 | RE | 5 | 10 October 2023 | 14 February 2024 |
| ZENG Jiaqi 曾嘉祺 | RE | 9 | 10 October 2023 | 14 February 2024 |
| ZHANG Gai 張盖 | RE | 4 | 11 January 2022 | |
| ZHANG Gai 張盖 | RE | 9 | 11 January 2022 | |
| ZHANG Jeff Wei 張偉 | RE | 9 | 28 April 2017 | 15 June 2018 |
| ZHANG Jeff Wei 張偉 | RE | 5 | 28 April 2017 | 15 June 2018 |
| ZHANG Jeff Wei 張偉 | RE | 4 | 28 April 2017 | 15 June 2018 |
| ZHANG Jeff Wei 張偉 | RE | 4 | 08 December 2015 | 13 January 2016 |
| ZHANG Jeff Wei 張偉 | RE | 9 | 08 December 2015 | 13 January 2016 |
| ZHANG Qin 張欽 | RE | 4 | 15 June 2022 | |
| ZHAO Wei 趙崴 | RE | 4 | 24 October 2013 | 10 April 2014 |
| ZHENG Junhao 鄭君豪 | RE | 9 | 21 July 2021 | |
| ZHENG Junhao 鄭君豪 | RE | 5 | 21 July 2021 | |
| ZHENG Junhao 鄭君豪 | RE | 4 | 21 July 2021 | |
| ZHOU Wenqi 周文頎 | RE | 4 | 10 July 2020 | 11 September 2020 |
| ZHOU Wenqi 周文頎 | RO | 4 | 11 September 2020 | 26 October 2021 |
| ZHOU Yibo 周义博 | RE | 4 | 23 December 2021 | 04 January 2022 |
| ZHOU Yufeng 周宇锋 | RE | 4 | 14 December 2017 | 04 December 2020 |
| ZHOU Yufeng 周宇锋 | RE | 5 | 14 December 2017 | 04 December 2020 |
| ZHOU Yufeng 周宇锋 | RE | 9 | 14 December 2017 | 04 December 2020 |
| ZHU Guoji 朱国基 | RE | 4 | 21 September 2022 | 07 July 2023 |
| ZHU Guoji 朱国基 | RE | 9 | 21 September 2022 | 07 July 2023 |
| ZOU Chuan 鄒傳 | RO | 9 | 06 February 2023 | |
| ZOU Chuan 鄒傳 | RO | 5 | 06 February 2023 | |
| ZOU Chuan 鄒傳 | RO | 4 | 06 February 2023 |