SFC Licenceholders of Northwest Investment Management (Hong Kong) Limited
- david@nimco.com.hk
- Website
- www.nimco.com.hk
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Licenceholders | Role | Licences | Start date | End date |
|---|---|---|---|---|
| BELAL Tanvir | RO | 9 | 19 August 2009 | |
| CONNOLLY CARBO Trevor James | RE | 9 | 18 February 2010 | 12 August 2011 |
| DUNN Alastair Robert | RE | 9 | 21 August 2012 | |
| GOODING Nial Dennis Henry | RE | 9 | 30 April 2010 | 27 August 2012 |
| HIGGINS Andrew Michael | RE | 9 | 21 December 2012 | |
| HIGGINS Andrew Michael | RO | 9 | 09 April 2009 | 21 December 2012 |
| LU Yuetian 呂閱天 | RE | 9 | 21 October 2011 | 30 November 2012 |
| MOTIWALA Ayaz Bashir | RE | 9 | 21 June 2011 | 24 June 2011 |
| PARLAMENTO Luca | RE | 9 | 22 March 2017 | 10 December 2018 |
| PHILIPS Christiana Marie | RE | 9 | 17 March 2010 | 05 February 2014 |
| PHILIPS George Andrew | RO | 9 | 02 September 2009 | |
| REYES Ethylyn G. | RE | 9 | 16 March 2011 | 15 September 2014 |
| ROGERS David Ian | RO | 9 | 09 April 2009 | |
| SHIERS Matthew John | RE | 9 | 17 March 2016 | |
| SMITH Mark | RO | 9 | 14 October 2009 | |
| SMITH Mark | RE | 9 | 17 August 2009 | 14 October 2009 |
| WONG Pui Sze 黃佩詩 | RE | 9 | 09 December 2010 | 31 August 2015 |
| WU Ka Wai, Christine 胡嘉慧 | RE | 9 | 02 February 2011 | 31 August 2015 |