SFC Licenceholders of ASA Securities Limited 富國證券有限公司
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Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Licenceholders | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CAI Peiye 蔡培燁 | RE | 1 | 03 September 2018 | 21 September 2021 |
| CAI Peiye 蔡培燁 | RE | 2 | 15 August 2018 | 21 September 2021 |
| CHAN Chun Kin 陳振健 | RE | 1 | 26 March 2024 | |
| CHAN Darren 陳志銘 | RE | 1 | 23 September 2016 | 30 April 2021 |
| CHAN Wai Hung, Stephen 陳偉雄 | RE | 4 | 04 March 2016 | 09 February 2023 |
| CHAN Wai Hung, Stephen 陳偉雄 | RE | 1 | 04 March 2016 | 09 February 2023 |
| CHAN Yan Wing, Andy 陳欣永 | RO | 4 | 26 October 2021 | 12 July 2022 |
| CHAN Yan Wing, Andy 陳欣永 | RO | 2 | 26 October 2021 | 12 July 2022 |
| CHAN Yan Wing, Andy 陳欣永 | RO | 1 | 26 October 2021 | 12 July 2022 |
| CHAU Chung Yin, Samiel 周中彥 | RO | 2 | 19 August 2010 | 01 January 2011 |
| CHAU Chung Yin, Samiel 周中彥 | RO | 1 | 19 August 2010 | 01 January 2011 |
| CHEN Chen 陳辰 | RE | 4 | 02 April 2013 | 30 October 2015 |
| CHEN Chen 陳辰 | RE | 2 | 02 April 2013 | 30 October 2015 |
| CHEN Chen 陳辰 | RE | 1 | 02 April 2013 | 30 October 2015 |
| CHENG Kam Luen 鄭錦鑾 | RE | 1 | 12 September 2011 | 30 April 2013 |
| CHEUNG Amanda Sin Man 張善文 | RE | 1 | 12 November 2013 | 01 June 2016 |
| CHONG Pui Yee 莊貝怡 | RE | 1 | 16 December 2013 | 01 June 2016 |
| CUI Chi 崔馳 | RE | 1 | 19 June 2015 | 15 December 2015 |
| FENG Jun 馮軍 | RE | 4 | 10 September 2012 | 26 April 2013 |
| FENG Jun 馮軍 | RE | 1 | 02 August 2011 | 26 April 2013 |
| FENG Jun 馮軍 | RE | 2 | 22 August 2011 | 26 April 2013 |
| GUO Li 郭俐 | RE | 4 | 19 November 2012 | 15 May 2013 |
| GUO Li 郭俐 | RE | 2 | 19 November 2012 | 15 May 2013 |
| GUO Li 郭俐 | RE | 1 | 29 October 2012 | 15 May 2013 |
| HO Chak Sum 何澤森 | RE | 1 | 22 November 2010 | 11 May 2011 |
| HO Chi Ming 何志明 | RO | 4 | 16 April 2019 | 05 February 2021 |
| HO Chi Ming 何志明 | RO | 1 | 30 April 2014 | 05 February 2021 |
| HO Chi Ming 何志明 | RO | 2 | 05 September 2012 | 05 February 2021 |
| HO Chi Ming 何志明 | RE | 1 | 10 February 2011 | 30 April 2014 |
| HO Chi Ming 何志明 | RE | 2 | 10 February 2011 | 05 September 2012 |
| HO Kai Chun 何佳俊 | RE | 2 | 02 May 2017 | 29 November 2019 |
| HO Kai Chun 何佳俊 | RE | 1 | 27 March 2017 | 29 November 2019 |
| HO Kit Ming 何傑明 | RE | 2 | 19 April 2022 | 23 September 2022 |
| HO Kit Ming 何傑明 | RE | 1 | 19 April 2022 | 23 September 2022 |
| HO Ting Ting 何婷婷 | RE | 2 | 27 March 2017 | 28 June 2019 |
| HO Ting Ting 何婷婷 | RE | 1 | 27 March 2017 | 28 June 2019 |
| HUI Sai Tsun, Peter 許世駿 | RO | 1 | 19 August 2010 | 28 October 2012 |
| HUI Sai Tsun, Peter 許世駿 | RO | 2 | 19 August 2010 | 28 October 2012 |
| IEONG Ut Hong 楊月紅 | RE | 1 | 29 August 2011 | 01 September 2011 |
| IEONG Ut Hong 楊月紅 | RE | 2 | 29 August 2011 | 01 September 2011 |
| KOK Cho Yan 谷祖欣 | RE | 1 | 20 October 2010 | 16 September 2011 |
| KOK Cho Yan 谷祖欣 | RE | 2 | 10 January 2011 | 16 September 2011 |
| KONG Tat Sang 江達生 | RE | 2 | 28 February 2011 | 30 July 2011 |
| KONG Tat Sang 江達生 | RE | 1 | 28 February 2011 | 30 July 2011 |
| KWOK Kin Leung 郭建良 | RE | 2 | 26 February 2020 | |
| KWOK Kin Leung 郭建良 | RE | 1 | 26 February 2020 | |
| KWOK Ping Yam 郭秉鑫 | RE | 2 | 13 January 2011 | 10 June 2011 |
| KWOK Ping Yam 郭秉鑫 | RE | 1 | 10 November 2010 | 10 June 2011 |
| KWONG Joseph Gin Ming 鄺展明 | RE | 4 | 19 March 2013 | 20 May 2013 |
| KWONG Joseph Gin Ming 鄺展明 | RE | 1 | 19 March 2013 | 20 May 2013 |
| LAI Ka Kit 黎家傑 | RO | 4 | 10 May 2021 | 06 November 2021 |
| LAI Ka Kit 黎家傑 | RO | 2 | 10 May 2021 | 06 November 2021 |
| LAI Ka Kit 黎家傑 | RO | 1 | 10 May 2021 | 06 November 2021 |
| LAI Ka Kit 黎家傑 | RE | 4 | 12 April 2021 | 10 May 2021 |
| LAI Ka Kit 黎家傑 | RE | 2 | 12 April 2021 | 10 May 2021 |
| LAI Ka Kit 黎家傑 | RE | 1 | 12 April 2021 | 10 May 2021 |
| LAI Kwok Choi 賴國財 | RO | 4 | 20 May 2022 | 19 December 2023 |
| LAI Kwok Choi 賴國財 | RO | 2 | 01 March 2022 | 19 December 2023 |
| LAI Kwok Choi 賴國財 | RO | 1 | 01 March 2022 | 19 December 2023 |
| LAI Kwok Choi 賴國財 | RE | 2 | 13 March 2017 | 01 March 2022 |
| LAI Kwok Choi 賴國財 | RE | 1 | 13 March 2017 | 01 March 2022 |
| LAM Chi Wai, Benny 林志偉 | RE | 4 | 28 July 2023 | 23 February 2024 |
| LAM Chi Wai, Benny 林志偉 | RE | 1 | 28 July 2023 | 23 February 2024 |
| LAU Pak Kin 劉百堅 | RE | 1 | 04 May 2012 | 20 September 2013 |
| LAU Sze Hang 劉思行 | RE | 2 | 17 February 2011 | 30 September 2011 |
| LAU Sze Hang 劉思行 | RE | 1 | 17 February 2011 | 30 September 2011 |
| LAW Hing Wo 羅慶和 | RE | 1 | 03 January 2011 | 30 March 2011 |
| LEE Kam Kuen 李錦權 | RO | 1 | 15 December 2022 | |
| LEE Kam Kuen 李錦權 | RE | 1 | 21 July 2022 | 15 December 2022 |
| LEE Ping, Diana 李萍 | RE | 1 | 22 September 2010 | 18 May 2011 |
| LEE Yu Hin 利宇軒 | RO | 4 | 17 May 2021 | |
| LEE Yu Hin 利宇軒 | RO | 2 | 12 June 2020 | |
| LEE Yu Hin 利宇軒 | RO | 1 | 08 January 2019 | |
| LEUNG Tat Wai 梁達偉 | RE | 1 | 05 March 2015 | 26 November 2021 |
| LEUNG Wan Hung 梁雲雄 | RE | 1 | 12 September 2011 | 10 December 2015 |
| LI Tak Wa 李德華 | RE | 2 | 03 February 2016 | 03 August 2016 |
| LI Tak Wa 李德華 | RE | 1 | 03 February 2016 | 03 August 2016 |
| LI Weinian 黎偉念 | RE | 1 | 03 June 2015 | 02 July 2015 |
| LI Yao Jun 李耀君 | RE | 1 | 17 November 2010 | 31 March 2013 |
| LIU Lai Sum Christina 廖麗心 | RO | 4 | 07 March 2022 | |
| LIU Lai Sum Christina 廖麗心 | RO | 2 | 07 March 2022 | |
| LIU Lai Sum Christina 廖麗心 | RO | 1 | 07 March 2022 | |
| LIU Xin 劉欣 | RE | 1 | 27 March 2019 | |
| LO Chi Yan 盧紫茵 | RE | 1 | 29 September 2010 | 17 December 2010 |
| LO Chi Yan 盧紫茵 | RE | 2 | 29 September 2010 | 17 December 2010 |
| LO Kam Kong 盧淦江 | RE | 1 | 10 December 2015 | 19 June 2019 |
| LOK Chiu Chan 駱昭塵 | RE | 1 | 22 April 2013 | 30 September 2013 |
| LOK Chiu Chan 駱昭塵 | RE | 2 | 22 April 2013 | 30 September 2013 |
| LOK Chiu Chan 駱昭塵 | RE | 4 | 22 April 2013 | 30 September 2013 |
| LOK Wan Wai, Sam 駱穩威 | RO | 1 | 25 October 2012 | 05 May 2014 |
| LOK Wan Wai, Sam 駱穩威 | RE | 4 | 25 October 2012 | 04 January 2013 |
| LOK Wan Wai, Sam 駱穩威 | RO | 4 | 04 January 2013 | 05 May 2014 |
| NG Ka Kin 吳家健 | RO | 2 | 20 June 2016 | 08 September 2016 |
| NG Ka Kin 吳家健 | RO | 1 | 20 June 2016 | 08 September 2016 |
| NG Ka Kin 吳家健 | RE | 1 | 12 May 2016 | 20 June 2016 |
| NG King Yuk 吳琼玉 | RE | 1 | 23 November 2015 | 29 February 2016 |
| NGAI Tak Shun 倪德順 | RE | 1 | 05 January 2023 | |
| NGAN Chi Po 顏志波 | RO | 4 | 05 July 2012 | 18 May 2021 |
| NGAN Chi Po 顏志波 | RO | 1 | 29 December 2010 | 18 May 2021 |
| NGAN Chi Po 顏志波 | RE | 1 | 02 December 2010 | 29 December 2010 |
| NGAN Chi Po 顏志波 | RE | 2 | 02 December 2010 | 29 December 2010 |
| NGAN Chi Po 顏志波 | RO | 2 | 29 December 2010 | 18 May 2021 |
| NIU Fangxing 牛昉星 | RE | 2 | 18 November 2013 | 01 June 2016 |
| NIU Fangxing 牛昉星 | RE | 1 | 18 November 2013 | 01 June 2016 |
| PANG Hin Sang 彭獻生 | RE | 1 | 15 September 2011 | 15 June 2012 |
| PANG Hin Tung, Tony 彭衍彤 | RE | 2 | 15 April 2013 | 29 October 2015 |
| PANG Hin Tung, Tony 彭衍彤 | RE | 1 | 15 April 2013 | 29 October 2015 |
| POON Suk Ying 潘淑英 | RE | 1 | 29 June 2015 | 21 June 2019 |
| SONG Xiao Feng | RE | 1 | 26 June 2014 | 30 December 2015 |
| SZE Nga Chun, Jeannie 舒雅珍 | RE | 1 | 16 March 2015 | 31 December 2015 |
| TAM Luen Kai 譚聯佳 | RE | 1 | 09 January 2014 | |
| TANG Siu Chung 鄧肇宗 | RE | 1 | 04 May 2012 | 11 May 2012 |
| TANG Yee Yuk, Alex 鄧以旭 | RO | 4 | 05 July 2012 | 21 May 2019 |
| TANG Yee Yuk, Alex 鄧以旭 | RE | 2 | 25 July 2011 | 21 May 2019 |
| TANG Yee Yuk, Alex 鄧以旭 | RE | 1 | 25 July 2011 | 21 May 2019 |
| WAN Hoi Ning, Angie 溫凱寧 | RE | 1 | 23 February 2011 | 30 September 2011 |
| WAN Tat Shing 尹達城 | RE | 1 | 02 December 2011 | 01 June 2016 |
| WANG Xingxing 王星星 | RE | 4 | 10 September 2012 | 15 December 2015 |
| WANG Xingxing 王星星 | RE | 1 | 14 February 2011 | 15 December 2015 |
| WANG Xingxing 王星星 | RE | 2 | 20 June 2011 | 15 December 2015 |
| WONG Hiu Chun 黃曉珍 | RE | 2 | 22 December 2015 | 17 May 2016 |
| WONG Hiu Chun 黃曉珍 | RE | 1 | 22 December 2015 | 17 May 2016 |
| WONG Kin Chun, Gilbert 黃健俊 | RE | 4 | 09 June 2022 | |
| WONG Kin Chun, Gilbert 黃健俊 | RE | 1 | 09 June 2022 | |
| WONG Kwok Wai 黃國偉 | RE | 2 | 09 May 2012 | |
| WONG Kwok Wai 黃國偉 | RE | 1 | 24 November 2011 | |
| WONG Sze Wah 黃思華 | RE | 1 | 31 January 2011 | 10 June 2011 |
| WUN Yiu Wa 尹耀華 | RE | 1 | 06 September 2011 | 05 June 2012 |
| YUEN Pak Cheung 阮栢祥 | RE | 1 | 01 May 2013 | 08 May 2013 |