SFC Licenceholders of ICBC International Research Limited 工銀國際證券研究有限公司
- centralcompliance@icbci.icbc.com.cn
- Website
- www.icbci.com.hk
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Licenceholders | Role | Licences | Start date | End date |
---|---|---|---|---|
AN Liyan 安麗艷 | RO | 4 | 20 February 2018 | 29 September 2021 |
BAO Rencheng 包仁誠 | RE | 4 | 05 April 2017 | 30 June 2021 |
CAI Yi 蔡乙 | RE | 4 | 21 December 2015 | 28 July 2017 |
CHAN Ka Yeung 陳家揚 | RE | 4 | 22 June 2010 | 17 October 2013 |
CHAN Tsz Man 陳梓汶 | RO | 4 | 10 July 2009 | 27 July 2012 |
CHEN Guowen 陳國文 | RE | 4 | 22 February 2012 | 29 January 2016 |
CHEN Zhenfeng 陳振鋒 | RO | 4 | 27 April 2015 | 30 July 2021 |
CHEN Zhenfeng 陳振鋒 | RE | 4 | 25 March 2015 | 27 April 2015 |
CHENG Chun Hei 鄭鎮禧 | RE | 4 | 19 January 2010 | 27 July 2012 |
CHENG Shi 程實 | RO | 4 | 19 July 2016 | |
CHENG Shi 程實 | RE | 4 | 02 September 2015 | 19 July 2016 |
CHENG Yuen Hong 鄭元匡 | RE | 4 | 19 January 2010 | 15 June 2013 |
CHOW Long Ching 周朗程 | RE | 4 | 10 October 2017 | 28 January 2022 |
CONG Lin 叢林 | RO | 4 | 08 March 2018 | 12 March 2019 |
FAN Kwan Ming 范均明 | RO | 4 | 08 March 2010 | 05 July 2013 |
FAN Kwan Ming 范均明 | RE | 4 | 28 September 2009 | 08 March 2010 |
FANG Tongtong 方瞳瞳 | RE | 4 | 28 July 2017 | 08 September 2017 |
FENG Liran 馮立然 | RE | 4 | 08 June 2017 | |
GAO Xinhong 高欣弘 | RE | 4 | 22 August 2019 | 26 August 2022 |
HAN Han 韓涵 | RE | 4 | 17 September 2019 | 28 December 2021 |
HON Chi Lap 韓致立 | RO | 4 | 10 July 2009 | 22 December 2010 |
JI Chunhua 紀春華 | RE | 4 | 16 May 2022 | |
KONG Lingjie 孔令捷 | RE | 4 | 30 April 2010 | 01 October 2010 |
LAM Mei Ling 林美玲 | RE | 4 | 09 February 2010 | 01 October 2010 |
LEE Kai Ho 李啟浩 | RO | 4 | 22 May 2020 | |
LEE Kai Ho 李啟浩 | RE | 4 | 08 May 2017 | 22 May 2020 |
LEE Kam Chiu 李錦超 | RE | 4 | 10 July 2009 | 01 May 2010 |
LEUNG Wai Sze, Alice 梁卉施 | RO | 4 | 15 April 2011 | 27 July 2012 |
LEUNG Wai Sze, Alice 梁卉施 | RE | 4 | 09 October 2009 | 15 April 2011 |
LI Cheuk Yin 李卓賢 | RE | 4 | 09 May 2018 | 24 October 2018 |
LI Xingwen 李興文 | RO | 4 | 13 July 2018 | |
LI Xingwen 李興文 | RE | 4 | 12 September 2013 | 13 July 2018 |
LI Ying 李鷹 | RO | 4 | 25 September 2012 | 01 December 2014 |
LI Yue 李月 | RE | 4 | 13 July 2016 | |
LIN Ka Chun 連嘉俊 | RO | 4 | 11 July 2013 | 05 September 2013 |
LIN Ka Chun 連嘉俊 | RE | 4 | 31 December 2009 | 11 July 2013 |
LIU Jiaji 劉佳驥 | RE | 4 | 28 September 2017 | 11 September 2020 |
LIU Jun 劉俊 | RE | 4 | 09 December 2010 | 26 July 2013 |
LIU Qingli 劉青俐 | RE | 4 | 31 March 2022 | |
LIU Xinxing 劉新星 | RE | 4 | 29 August 2017 | 19 March 2018 |
LIU Yuhan 劉雨寒 | RE | 4 | 29 August 2017 | 25 August 2021 |
LO Kai Pong 盧啟邦 | RE | 4 | 16 February 2011 | 17 August 2012 |
LU Shali 盧莎麗 | RE | 4 | 09 March 2018 | 23 July 2021 |
LUK Ka Chi 陸加馳 | RE | 4 | 10 May 2018 | 24 April 2019 |
LUO Jiaming 羅佳明 | RE | 4 | 14 June 2011 | 21 May 2012 |
LUO Yixin 羅藝鑫 | RE | 4 | 10 March 2015 | 08 June 2018 |
MA Rui 馬蕊 | RE | 4 | 18 February 2019 | 12 September 2019 |
MA Yunpeng 馬云鵬 | RE | 4 | 08 February 2010 | 12 September 2014 |
QIAN Zhijun 錢智俊 | RE | 4 | 25 July 2017 | 19 February 2021 |
QIAO Jinsheng 喬晋声 | RO | 4 | 20 December 2021 | |
QIN Ai Jun 秦艾君 | RE | 4 | 21 February 2017 | 15 September 2017 |
QIU Zhicheng 邱志承 | RE | 4 | 10 November 2015 | |
QU Hong 曲鴻 | RE | 4 | 15 November 2016 | 11 August 2017 |
SEI Tat Fai 史達輝 | RO | 4 | 04 January 2011 | 26 April 2013 |
SEI Tat Fai 史達輝 | RE | 4 | 10 September 2009 | 04 January 2011 |
SHI Ye 施曄 | RE | 4 | 19 December 2013 | 28 February 2018 |
SIU Chun San 蕭俊燊 | RE | 4 | 26 April 2022 | 06 July 2023 |
SO Shun Tak 蘇淳德 | RE | 4 | 10 July 2009 | 28 June 2010 |
SUN Hanyue 孫含越 | RE | 4 | 01 February 2012 | 26 August 2015 |
SUN Kin Kong, James 孫健崗 | RO | 4 | 19 February 2019 | |
SUN Lingxiao 孫凌霄 | RE | 4 | 17 May 2018 | 11 January 2019 |
SUN Yi 孫毅 | RE | 4 | 21 October 2013 | 15 February 2014 |
TAN Minling 譚敏鈴 | RE | 4 | 20 February 2019 | 20 August 2021 |
TANG Long Yin 鄧朗言 | RE | 4 | 31 August 2018 | 13 January 2023 |
TAO Xijin 陶希晋 | RE | 4 | 29 August 2017 | |
TO Chun Sing 涂振聲 | RO | 4 | 29 December 2014 | |
TO Chun Sing 涂振聲 | RE | 4 | 14 June 2010 | 29 December 2014 |
TSE Kay Chung 謝騏聰 | RE | 4 | 14 June 2010 | 25 May 2013 |
WANG Baoying 王寶熒 | RE | 4 | 31 March 2022 | 20 December 2023 |
WANG Wanyi 王菀宜 | RE | 4 | 17 July 2013 | 03 June 2015 |
WANG Xiaoe 王小娥 | RE | 4 | 04 January 2013 | 20 May 2013 |
WANG Yaowu 汪要武 | RO | 4 | 18 September 2018 | |
WANG Yaowu 汪要武 | RE | 4 | 26 October 2015 | 17 March 2017 |
WANG Yuzhe 王宇哲 | RE | 4 | 25 September 2017 | 27 September 2023 |
WEN Hong 聞宏 | RO | 4 | 06 September 2012 | 15 July 2016 |
WEN Hong 聞宏 | RE | 4 | 11 July 2012 | 06 September 2012 |
WONG Shing Kit 黃承杰 | RE | 4 | 08 March 2018 | 27 October 2021 |
WU Kaiyi 吳愷奕 | RE | 4 | 16 July 2019 | |
WU Weijia 吳維佳 | RE | 4 | 24 June 2016 | 30 September 2020 |
WU Yue Teng Zi | RE | 4 | 27 September 2021 | |
XIAO Yuqiang 肖玉强 | RO | 4 | 31 August 2022 | |
XIE Qiangming 謝強明 | RE | 4 | 20 July 2016 | 20 October 2017 |
XU Jie 徐婕 | RE | 4 | 28 July 2021 | |
YAN Yonglin 顏涌林 | RE | 4 | 04 May 2018 | 21 May 2021 |
YANG Lin 楊林 | RE | 4 | 24 December 2014 | 30 July 2021 |
YANG Ruizhi 楊睿智 | RE | 4 | 25 July 2013 | 28 September 2013 |
YEUNG Sau San, Eric 楊秀臣 | RO | 4 | 31 March 2015 | 09 June 2017 |
YOU Na 尤娜 | RE | 4 | 05 November 2013 | 30 June 2015 |
YU Jianpeng 于健鵬 | RE | 4 | 01 December 2014 | 11 May 2018 |
YU Xiaoyu 余曉毓 | RE | 4 | 15 August 2017 | |
YU Xiaoyu 余曉毓 | RE | 4 | 19 May 2010 | 01 August 2013 |
YUAN Zhicheng 袁志成 | RO | 4 | 21 November 2014 | 16 August 2015 |
YUAN Zhicheng 袁志成 | RE | 4 | 19 August 2013 | 21 November 2014 |
ZHANG Haoyuan 張皓淵 | RE | 4 | 30 November 2023 | |
ZHANG Hongxu 張弘頊 | RE | 4 | 23 July 2021 | |
ZHANG Jialin 張佳林 | RE | 4 | 30 July 2015 | 17 September 2021 |
ZHANG Jian 张健 | RE | 4 | 29 July 2021 | |
ZHANG Tiansheng 張天晟 | RE | 4 | 06 August 2021 | 16 September 2022 |
ZHANG Xiaotong 張小桐 | RE | 4 | 18 September 2018 | 23 July 2021 |
ZHAO Dongchen 趙東晨 | RO | 4 | 27 June 2019 | |
ZHAO Dongchen 趙東晨 | RE | 4 | 25 February 2019 | 27 June 2019 |
ZHAO Dongchen 趙東晨 | RO | 4 | 06 August 2018 | 25 February 2019 |
ZHAO Dongchen 趙東晨 | RE | 4 | 17 July 2017 | 06 August 2018 |
ZHAO Dongchen 趙東晨 | RE | 4 | 10 May 2016 | 25 January 2017 |
ZHAO Jianan 趙嘉楠 | RE | 4 | 30 August 2018 | 24 September 2021 |
ZHAO Zeping 趙澤平 | RE | 4 | 30 August 2018 | |
ZHOU Qin 周琴 | RE | 4 | 18 June 2015 | |
ZHOU Ye 周燁 | RE | 4 | 13 September 2023 | |
ZHU Shuai 朱帥 | RE | 4 | 09 April 2019 | |
ZHU Xiaodan 朱曉丹 | RE | 4 | 14 August 2015 | 30 December 2016 |
ZONG Jiaying 宗佳穎 | RE | 4 | 10 October 2018 | 18 August 2021 |
ZUO Linyuan 左邻源 | RE | 4 | 26 November 2013 | 16 November 2014 |