SFC Licenceholders of Liquid Capital Markets Hong Kong Limited
- dsparrowhawk@liquidcapital.com
- Website
- www.liquidcapital.com
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Licenceholders | Role | Licences | Start date | End date |
---|---|---|---|---|
CHA Je Hoon | RE | 2 | 09 September 2015 | 25 April 2017 |
CHAN Ka Hung 陳家鴻 | RO | 2 | 23 December 2013 | 21 December 2016 |
CHAN Ka Hung 陳家鴻 | RO | 1 | 29 October 2009 | 01 June 2012 |
CHAN Ka Hung 陳家鴻 | RO | 2 | 29 October 2009 | 01 June 2012 |
CHENG Yuan 程源 | RE | 2 | 05 August 2013 | 07 August 2017 |
CHENG Yuan 程源 | RE | 1 | 05 August 2013 | 12 May 2014 |
CHEUNG Kam Fai, Alan 張錦輝 | RE | 2 | 20 May 2010 | 21 March 2011 |
CHEUNG Kam Fai, Alan 張錦輝 | RE | 1 | 20 May 2010 | 21 March 2011 |
CLEARY Stuart Alexander | RO | 1 | 12 July 2019 | 30 November 2022 |
CLEARY Stuart Alexander | RO | 2 | 13 January 2015 | 30 November 2022 |
CLEARY Stuart Alexander | RE | 2 | 23 December 2013 | 13 January 2015 |
FRANKLIN Christopher Blen Stuart | RE | 2 | 05 August 2013 | 21 October 2016 |
FRANKLIN Christopher Blen Stuart | RE | 1 | 05 August 2013 | 12 May 2014 |
HEE John Alexander | RO | 2 | 26 January 2011 | 14 July 2011 |
HEE John Alexander | RO | 1 | 26 January 2011 | 14 July 2011 |
HSU Edward Ming Yu 徐明宇 | RO | 2 | 28 May 2010 | 21 March 2011 |
HSU Edward Ming Yu 徐明宇 | RO | 1 | 28 May 2010 | 21 March 2011 |
JONES John Francis | RO | 2 | 28 October 2021 | 30 November 2022 |
JONES John Francis | RO | 1 | 28 October 2021 | 30 November 2022 |
JONES John Francis | RE | 2 | 28 October 2021 | 28 October 2021 |
JONES John Francis | RE | 1 | 28 October 2021 | 28 October 2021 |
LEUNG Yiu Tai 梁耀泰 | RE | 2 | 17 June 2014 | 12 April 2017 |
MAK Chi Liang 麥子亮 | RO | 1 | 12 July 2019 | 24 August 2020 |
MIHAJLOVSKI Martin | RE | 2 | 19 January 2017 | 23 January 2017 |
PLUNKETT Timothy John | RO | 2 | 18 August 2020 | 24 August 2021 |
PLUNKETT Timothy John | RO | 1 | 18 August 2020 | 24 August 2021 |
PSARIS John Nicholas | RE | 2 | 19 May 2010 | 30 May 2012 |
PSARIS John Nicholas | RE | 1 | 19 May 2010 | 30 May 2012 |
QIAN Mingwei 錢明威 | RO | 2 | 12 January 2012 | 28 February 2013 |
QIAN Mingwei 錢明威 | RO | 1 | 12 January 2012 | 28 February 2013 |
ROH Michael Suk | RO | 2 | 14 October 2016 | 05 September 2017 |
ROH Michael Suk | RE | 2 | 22 October 2015 | 14 October 2016 |
SHAPIRO Michael Christopher | RO | 1 | 12 July 2019 | 12 June 2020 |
SHAPIRO Michael Christopher | RO | 2 | 11 August 2017 | 12 June 2020 |
SHIH Jeffrey Jiun-du 石君度 | RE | 2 | 14 September 2015 | 25 April 2017 |
SIEPMAN Gregg Steven | RO | 2 | 29 October 2009 | 24 October 2016 |
SIEPMAN Gregg Steven | RO | 1 | 29 October 2009 | 12 May 2014 |
TANG Kam Ming, Calvin 鄧鑑明 | RE | 2 | 19 May 2010 | 30 June 2011 |
TANG Kam Ming, Calvin 鄧鑑明 | RE | 1 | 19 May 2010 | 30 June 2011 |
TRAN Andrew | RE | 2 | 29 September 2015 | 07 August 2017 |
WEBB Anthony Patrick | RE | 1 | 27 July 2020 | 25 June 2021 |
WEBB Anthony Patrick | RE | 2 | 19 October 2015 | 12 April 2017 |
WU Johnson 胡宗迅 | RE | 2 | 19 May 2010 | 21 March 2011 |
WU Johnson 胡宗迅 | RE | 1 | 19 May 2010 | 21 March 2011 |
YUNG Chris Ken 翁梓健 | RE | 2 | 05 August 2013 | 12 April 2017 |
YUNG Chris Ken 翁梓健 | RE | 1 | 05 August 2013 | 12 May 2014 |
ZUO Yu 左宇 | RO | 2 | 12 January 2012 | 18 September 2013 |
ZUO Yu 左宇 | RO | 1 | 12 January 2012 | 18 September 2013 |