SFC Licenceholders of Sunrise Brokers (Hong Kong) Limited
- compliancehk@sunrisebrokers.com
- Website
- www.sunrisebrokers.com
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Licenceholders | Role | Licences | Start date | End date |
|---|---|---|---|---|
| ALLEN William David Macdonald | RE | 2 | 30 July 2015 | 22 September 2017 |
| ALLEN William David Macdonald | RE | 1 | 06 September 2013 | 22 September 2017 |
| ARTHEY Oliver Peter William | RE | 1 | 15 June 2011 | 06 September 2011 |
| ARTHEY Oliver Peter William | RE | 2 | 15 June 2011 | 06 September 2011 |
| AUBIN Louis Raphael Jules | RE | 2 | 17 November 2021 | 27 May 2022 |
| AUBIN Louis Raphael Jules | RE | 1 | 17 November 2021 | 27 May 2022 |
| AUGIAS Cedric Alain Nicolas Marie | RE | 2 | 01 June 2023 | 25 July 2023 |
| AUGIAS Cedric Alain Nicolas Marie | RE | 1 | 01 June 2023 | 25 July 2023 |
| AUGIAS Cedric Alain Nicolas Marie | RE | 1 | 13 October 2015 | 14 July 2020 |
| AUGIAS Cedric Alain Nicolas Marie | RE | 2 | 13 October 2015 | 14 July 2020 |
| AURELLE Antoine Alexandre | RO | 1 | 09 December 2009 | 18 January 2019 |
| AURELLE Antoine Alexandre | RO | 2 | 09 December 2009 | 18 January 2019 |
| AZOUT Yohann Victor | RE | 1 | 10 May 2022 | |
| AZOUT Yohann Victor | RE | 2 | 10 May 2022 | |
| AZOUT Yohann Victor | RE | 1 | 21 September 2015 | 28 September 2018 |
| AZOUT Yohann Victor | RE | 2 | 21 September 2015 | 28 September 2018 |
| BAKER Edward James | RE | 1 | 21 December 2009 | 07 April 2014 |
| BAKER Edward James | RE | 2 | 21 December 2009 | 07 April 2014 |
| BARTHES Johann Brian Robin | RE | 1 | 05 March 2010 | 21 March 2011 |
| BARTHES Johann Brian Robin | RE | 2 | 05 March 2010 | 21 March 2011 |
| BEDINADE Jeremie Maleki | RE | 2 | 04 January 2024 | |
| BEDINADE Jeremie Maleki | RE | 1 | 04 January 2024 | |
| BONAMY Ludivine Madeleine Chantal | RE | 1 | 02 March 2010 | 24 August 2011 |
| BONAMY Ludivine Madeleine Chantal | RE | 2 | 02 March 2010 | 24 August 2011 |
| BOURMAYAN Vahe Olivier | RE | 1 | 17 October 2011 | 31 March 2014 |
| BOURMAYAN Vahe Olivier | RE | 2 | 17 October 2011 | 31 March 2014 |
| BRAUDE Noam | RE | 1 | 28 June 2023 | 30 September 2023 |
| BRAUDE Noam | RE | 2 | 28 June 2023 | 30 September 2023 |
| BRIDGEFORD Shannon Richard | RO | 2 | 01 August 2018 | |
| BRIDGEFORD Shannon Richard | RO | 1 | 01 August 2018 | |
| BRIDGEFORD Shannon Richard | RE | 1 | 12 January 2010 | 01 August 2018 |
| BRIDGEFORD Shannon Richard | RE | 2 | 12 January 2010 | 01 August 2018 |
| CANVIN Roderick Ewen | RE | 2 | 15 January 2016 | 11 August 2016 |
| CANVIN Roderick Ewen | RE | 1 | 15 January 2016 | 11 August 2016 |
| CHAMOIS Pierrick | RE | 1 | 30 June 2014 | 22 September 2017 |
| CHAN May Yee, Julia 陳美儀 | RE | 2 | 05 July 2011 | 23 June 2012 |
| CHAN May Yee, Julia 陳美儀 | RE | 1 | 05 July 2011 | 23 June 2012 |
| CHAN Timothy William | RO | 1 | 18 December 2020 | 26 November 2021 |
| CHAN Timothy William | RO | 2 | 18 December 2020 | 26 November 2021 |
| CHAN Timothy William | RE | 1 | 07 January 2010 | 18 December 2020 |
| CHAN Timothy William | RE | 2 | 14 December 2009 | 18 December 2020 |
| CHANG Matthew 張祖聶 | RE | 2 | 22 December 2021 | 08 August 2022 |
| CHANG Matthew 張祖聶 | RE | 1 | 22 December 2021 | 08 August 2022 |
| CHEUNG Aaron Yik Hei 張亦希 | RE | 2 | 07 April 2021 | 30 September 2022 |
| CHEUNG Aaron Yik Hei 張亦希 | RE | 1 | 07 April 2021 | 30 September 2022 |
| CHEUNG Chung Yin 張仲言 | RE | 2 | 31 May 2021 | 21 October 2022 |
| CHEUNG Chung Yin 張仲言 | RE | 1 | 31 May 2021 | 21 October 2022 |
| CHO Wan 趙完 | RE | 2 | 16 January 2023 | |
| CHO Wan 趙完 | RE | 1 | 16 January 2023 | |
| CHO Wan 趙完 | RE | 1 | 09 March 2015 | 29 September 2017 |
| CHO Wan 趙完 | RE | 2 | 09 March 2015 | 29 September 2017 |
| CHO Yunhee 趙胤熙 | RE | 2 | 31 May 2021 | |
| CHO Yunhee 趙胤熙 | RE | 1 | 31 May 2021 | |
| CHOI O Hyun 崔午澴 | RE | 2 | 13 February 2019 | 23 January 2020 |
| CHOI O Hyun 崔午澴 | RE | 1 | 13 February 2019 | 23 January 2020 |
| CHOY Yin Nga 蔡燕雅 | RE | 2 | 24 July 2014 | 26 January 2022 |
| CHOY Yin Nga 蔡燕雅 | RE | 1 | 24 July 2014 | 26 January 2022 |
| CHUARD Benjamin | RE | 1 | 10 January 2014 | |
| CHUARD Benjamin | RE | 2 | 10 January 2014 | |
| COLLETT Benjamin Robert | RE | 1 | 10 April 2013 | 24 August 2016 |
| COLLETT Benjamin Robert | RE | 2 | 10 April 2013 | 24 August 2016 |
| COOPER Aaron Michael | RE | 1 | 27 September 2010 | 01 September 2012 |
| COWLEY Garrick James | RO | 2 | 28 June 2023 | |
| COWLEY Garrick James | RO | 1 | 28 June 2023 | |
| COWLEY Garrick James | RE | 2 | 17 April 2023 | 28 June 2023 |
| COWLEY Garrick James | RE | 1 | 17 April 2023 | 28 June 2023 |
| CREEDON Tom | RE | 1 | 30 August 2012 | 10 December 2014 |
| CREEDON Tom | RE | 2 | 30 August 2012 | 10 December 2014 |
| Cho Hye Jung | RE | 1 | 03 December 2015 | 29 September 2017 |
| Cho Hye Jung | RE | 2 | 03 December 2015 | 29 September 2017 |
| DANDINE Jerome Theodore | RE | 2 | 02 September 2019 | 30 October 2020 |
| DANDINE Jerome Theodore | RE | 1 | 02 September 2019 | 30 October 2020 |
| DANDINE Jerome Theodore | RE | 1 | 07 October 2011 | 30 June 2015 |
| DANDINE Jerome Theodore | RE | 2 | 07 October 2011 | 30 June 2015 |
| DELRUE Thibault Marc | RE | 1 | 17 December 2009 | 15 January 2016 |
| DELRUE Thibault Marc | RE | 2 | 17 December 2009 | 15 January 2016 |
| ETCHEVERRY Iker | RE | 1 | 21 January 2015 | |
| ETCHEVERRY Iker | RE | 2 | 21 January 2015 | |
| FENOT Guilhem Omar David | RE | 1 | 11 April 2012 | |
| FENOT Guilhem Omar David | RE | 2 | 11 April 2012 | |
| FLORENT Gabriel | RE | 2 | 03 June 2019 | |
| FLORENT Gabriel | RE | 1 | 03 June 2019 | |
| FOLEY Cathal Brendan | RE | 2 | 05 March 2013 | 21 October 2014 |
| FOLEY Cathal Brendan | RE | 1 | 05 March 2013 | 21 October 2014 |
| FREY Ambroise Georges | RE | 2 | 03 November 2020 | 14 February 2022 |
| FREY Ambroise Georges | RE | 1 | 03 November 2020 | 14 February 2022 |
| FUNG Yi Long 馮宜朗 | RE | 2 | 14 January 2021 | 31 March 2021 |
| FUNG Yi Long 馮宜朗 | RE | 1 | 14 January 2021 | 31 March 2021 |
| GATTACIECCA Julien | RE | 1 | 16 February 2012 | 16 October 2013 |
| GATTACIECCA Julien | RE | 2 | 16 February 2012 | 16 October 2013 |
| GEORGE Nicholas James | RE | 2 | 11 March 2010 | 13 October 2015 |
| GEORGE Nicholas James | RE | 1 | 11 March 2010 | 13 October 2015 |
| GOELEN Francois Marc O. | RE | 1 | 20 March 2014 | 01 December 2020 |
| GOELEN Francois Marc O. | RE | 2 | 20 March 2014 | 01 December 2020 |
| GORNALL Adrian Rubin | RE | 1 | 12 May 2016 | 28 February 2019 |
| GORTON III Doy Dewitt | RE | 2 | 13 October 2011 | 07 November 2011 |
| GORTON III Doy Dewitt | RE | 1 | 13 October 2011 | 07 November 2011 |
| GRIMALDI Edouard Jean Maurice | RE | 1 | 02 July 2019 | 31 October 2021 |
| GRIMALDI Edouard Jean Maurice | RE | 2 | 02 July 2019 | 31 October 2021 |
| GUENERON Pierre Alexandre Tudor | RE | 1 | 27 October 2015 | |
| GUENERON Pierre Alexandre Tudor | RE | 2 | 27 October 2015 | |
| GUENOUN Gregory Benjamin | RO | 1 | 05 May 2021 | 20 May 2022 |
| GUENOUN Gregory Benjamin | RO | 2 | 05 May 2021 | 20 May 2022 |
| GUENOUN Gregory Benjamin | RE | 2 | 15 May 2018 | 05 May 2021 |
| GUENOUN Gregory Benjamin | RE | 1 | 15 May 2018 | 05 May 2021 |
| HA Byoungno | RE | 2 | 08 January 2018 | 06 December 2019 |
| HA Byoungno | RE | 1 | 08 January 2018 | 06 December 2019 |
| HADDAD Eve Alice | RE | 1 | 16 July 2021 | |
| HADDAD Eve Alice | RE | 2 | 16 July 2021 | |
| HARMAN Simon Devereux Clement | RO | 2 | 09 December 2009 | 05 July 2017 |
| HARMAN Simon Devereux Clement | RO | 1 | 09 December 2009 | 05 July 2017 |
| HAYASE Takahiro | RE | 1 | 02 November 2020 | |
| HAYASE Takahiro | RE | 2 | 02 November 2020 | |
| HILL Victoria Margaret Nahathai | RE | 1 | 07 April 2020 | 31 October 2020 |
| HILL Victoria Margaret Nahathai | RE | 2 | 07 April 2020 | 31 October 2020 |
| HINO Dai | RE | 1 | 17 May 2021 | |
| HINO Dai | RE | 2 | 17 May 2021 | |
| HO Suk Man, Betty 何淑文 | RE | 2 | 02 March 2010 | 21 February 2011 |
| HO Suk Man, Betty 何淑文 | RE | 1 | 02 March 2010 | 21 February 2011 |
| HOLLANDS Richard Dudley | RE | 2 | 12 April 2011 | 31 December 2020 |
| HOLLANDS Richard Dudley | RE | 1 | 12 April 2011 | 31 December 2020 |
| HSIA Michael Chinsom 夏俊生 | RE | 1 | 24 January 2013 | 03 July 2017 |
| HUANG Tian 黃天 | RE | 1 | 22 August 2016 | 22 September 2017 |
| ISSELE Quentin Kevin Guillaume | RE | 1 | 11 January 2012 | 15 June 2012 |
| ISSELE Quentin Kevin Guillaume | RE | 2 | 11 January 2012 | 15 June 2012 |
| JANSON Valentin Stephane Bernard | RE | 2 | 19 November 2021 | 10 June 2022 |
| JANSON Valentin Stephane Bernard | RE | 1 | 19 November 2021 | 10 June 2022 |
| JASSAUD EB BESSOT Carine, Florence, Jeanne, Julie | RE | 2 | 28 March 2014 | 30 September 2015 |
| JASSAUD EB BESSOT Carine, Florence, Jeanne, Julie | RE | 1 | 28 March 2014 | 30 September 2015 |
| JIN Soo Yun | RE | 1 | 15 March 2018 | 05 March 2019 |
| JIN Soo Yun | RE | 2 | 15 March 2018 | 05 March 2019 |
| KAN Dingyue 闞丁越 | RE | 2 | 22 November 2023 | |
| KAN Dingyue 闞丁越 | RE | 1 | 22 November 2023 | |
| KAPUR Gautam Pradeep Kumar | RE | 1 | 01 August 2023 | |
| KELT Simon Edward Albert | RE | 1 | 25 February 2015 | 02 June 2016 |
| KHAN Imran | RE | 2 | 15 November 2010 | 29 August 2014 |
| KHAN Imran | RE | 1 | 15 November 2010 | 29 August 2014 |
| KHELIFI Amine | RE | 1 | 21 April 2022 | |
| KHELIFI Amine | RE | 2 | 21 April 2022 | |
| KIANG Yat Cheong Joseph 姜日昌 | RE | 2 | 01 February 2012 | 19 February 2013 |
| KIANG Yat Cheong Joseph 姜日昌 | RE | 1 | 01 February 2012 | 19 February 2013 |
| KIM Hanjae | RE | 2 | 28 October 2015 | 29 September 2017 |
| KIM Hanjae | RE | 1 | 28 October 2015 | 29 September 2017 |
| KIM Linha | RE | 2 | 23 April 2012 | 30 November 2012 |
| KIM Linha | RE | 1 | 23 April 2012 | 30 November 2012 |
| KIM Min Jung | RE | 1 | 01 September 2021 | 01 September 2022 |
| KIM Min Jung | RE | 2 | 01 September 2021 | 01 September 2022 |
| LAURENS Xavier Emmanuel | RO | 2 | 12 January 2016 | 04 December 2020 |
| LAURENS Xavier Emmanuel | RO | 1 | 12 January 2016 | 04 December 2020 |
| LAURENS Xavier Emmanuel | RE | 2 | 09 November 2015 | 12 January 2016 |
| LAURENS Xavier Emmanuel | RE | 1 | 09 November 2015 | 12 January 2016 |
| LAW Nga Ying 羅雅盈 | RE | 1 | 03 December 2020 | |
| LAW Nga Ying 羅雅盈 | RE | 2 | 03 December 2020 | |
| LAWRENCE Nicholas Spencer Parslo | RE | 2 | 21 December 2011 | 07 November 2013 |
| LAWRENCE Nicholas Spencer Parslo | RE | 1 | 21 December 2011 | 07 November 2013 |
| LEE Chaeeun | RE | 2 | 20 March 2014 | 03 March 2015 |
| LEE Chaeeun | RE | 1 | 20 March 2014 | 03 March 2015 |
| LEE Jin Kyung 李真卿 | RE | 1 | 09 March 2015 | 29 September 2017 |
| LEE Jin Kyung 李真卿 | RE | 2 | 09 March 2015 | 29 September 2017 |
| LEE Pak San Jonathan 李柏燊 | RE | 2 | 21 October 2022 | |
| LEE Pak San Jonathan 李柏燊 | RE | 1 | 21 October 2022 | |
| LEE Seung Joo | RE | 1 | 03 July 2014 | 03 March 2015 |
| LEE Seung Joo | RE | 2 | 03 July 2014 | 03 March 2015 |
| LEUNG Chun Chuen 梁真銓 | RE | 1 | 16 November 2012 | 28 September 2018 |
| LEUNG Chun Chuen 梁真銓 | RE | 2 | 16 November 2012 | 28 September 2018 |
| LEUNG Hei Chun Michael 梁曦雋 | RE | 1 | 16 May 2019 | 07 October 2022 |
| LEUNG Hei Chun Michael 梁曦雋 | RE | 2 | 16 May 2019 | 07 October 2022 |
| LEUNG Sze Man 梁思敏 | RE | 1 | 01 April 2011 | 28 November 2011 |
| LEUNG Sze Man 梁思敏 | RE | 2 | 01 April 2011 | 28 November 2011 |
| LEVENSTON Anthony Paul | RE | 1 | 03 July 2012 | 11 May 2014 |
| LEVENSTON Anthony Paul | RE | 2 | 03 July 2012 | 11 May 2014 |
| LIN Hung Yu 林鴻宇 | RE | 2 | 14 September 2022 | 30 December 2022 |
| LIN Hung Yu 林鴻宇 | RE | 1 | 14 September 2022 | 30 December 2022 |
| LO Titus Tin-Li 盧天理 | RE | 2 | 15 February 2016 | 21 April 2017 |
| LO Titus Tin-Li 盧天理 | RE | 1 | 15 February 2016 | 21 April 2017 |
| MALLOTT Timothy Charles | RO | 1 | 08 August 2023 | |
| MARK Daniel Nicholas | RE | 1 | 21 July 2021 | 26 January 2022 |
| MARK Daniel Nicholas | RE | 2 | 21 July 2021 | 26 January 2022 |
| MASUOKA Hiroshi | RE | 1 | 28 July 2014 | 20 April 2015 |
| MASUOKA Hiroshi | RE | 2 | 28 July 2014 | 20 April 2015 |
| MEENAN Raymond David | RE | 2 | 12 May 2023 | |
| MEENAN Raymond David | RE | 1 | 12 May 2023 | |
| MEGRET-MERGER David Sacha | RE | 1 | 26 June 2012 | 31 December 2013 |
| MEGRET-MERGER David Sacha | RE | 2 | 26 June 2012 | 31 December 2013 |
| MOSES Anthony Soloman | RE | 1 | 15 December 2009 | 26 January 2024 |
| MOSES Anthony Soloman | RE | 2 | 15 December 2009 | 26 January 2024 |
| NARASAKI Shuya 楢崎修也 | RE | 2 | 04 January 2012 | 19 June 2013 |
| NARASAKI Shuya 楢崎修也 | RE | 1 | 04 January 2012 | 19 June 2013 |
| NISHITANI Tsubasa | RE | 1 | 01 December 2010 | 09 July 2014 |
| NISHITANI Tsubasa | RE | 2 | 01 December 2010 | 09 July 2014 |
| OKANO Ryuta | RE | 1 | 11 November 2020 | |
| OKANO Ryuta | RE | 2 | 11 November 2020 | |
| ORR Alwin 柯百聰 | RE | 1 | 30 September 2015 | 29 December 2017 |
| ORR Alwin 柯百聰 | RE | 2 | 30 September 2015 | 29 December 2017 |
| OUNES Faouzi | RE | 2 | 29 January 2024 | |
| OUNES Faouzi | RE | 1 | 29 January 2024 | |
| OZAWA Aya | RE | 1 | 21 January 2016 | 14 June 2021 |
| OZAWA Aya | RE | 2 | 21 January 2016 | 14 June 2021 |
| PARK Hoon Ju | RE | 1 | 06 November 2012 | 20 January 2014 |
| PARK Hoon Ju | RE | 2 | 06 November 2012 | 20 January 2014 |
| PARK Kwihwan | RE | 2 | 23 January 2018 | 10 December 2020 |
| PARK Kwihwan | RE | 1 | 23 January 2018 | 10 December 2020 |
| PAROT Matthieu William Christian Henri | RE | 2 | 25 November 2010 | 29 August 2014 |
| PAROT Matthieu William Christian Henri | RE | 1 | 25 November 2010 | 29 August 2014 |
| PRIEST James David | RE | 2 | 15 August 2016 | 07 April 2017 |
| PRIEST James David | RE | 1 | 15 August 2016 | 07 April 2017 |
| ROBINE Charles-Antoine, Marie, Godfroy | RE | 2 | 19 May 2014 | 31 August 2017 |
| ROBINE Charles-Antoine, Marie, Godfroy | RE | 1 | 19 May 2014 | 31 August 2017 |
| ROMA Olivier Norbert Gaston | RE | 1 | 21 December 2009 | 25 September 2011 |
| ROMA Olivier Norbert Gaston | RE | 2 | 21 December 2009 | 25 September 2011 |
| SAJNANI Roshan | RE | 1 | 12 April 2010 | 16 July 2010 |
| SEAWARD Richard John | RE | 1 | 03 November 2016 | 30 June 2017 |
| SEBAG Jonathan Abraham Robert | RE | 1 | 11 March 2015 | 15 October 2015 |
| SEBAG Jonathan Abraham Robert | RE | 2 | 11 March 2015 | 15 October 2015 |
| STODDART Mark | RE | 1 | 23 November 2010 | 20 February 2012 |
| STRADMOOR Jessie 沈嘉怡 | RE | 1 | 01 November 2012 | 10 June 2022 |
| STRADMOOR Jessie 沈嘉怡 | RE | 2 | 01 November 2012 | 10 June 2022 |
| TAGAWA Ichiro | RE | 1 | 15 June 2023 | |
| TAGAWA Ichiro | RE | 2 | 15 June 2023 | |
| TAYLOR Stuart Andrew | RO | 1 | 25 October 2022 | 29 June 2023 |
| TAYLOR Stuart Andrew | RO | 2 | 25 October 2022 | 29 June 2023 |
| TLILI Mourad | RE | 2 | 21 December 2009 | 16 August 2013 |
| TLILI Mourad | RE | 1 | 21 December 2009 | 16 August 2013 |
| TRENTINI Lionel Christophe | RE | 2 | 18 January 2018 | 15 August 2019 |
| TRENTINI Lionel Christophe | RE | 1 | 18 January 2018 | 15 August 2019 |
| VERSFELD Martin Metcalfe | RE | 2 | 28 November 2017 | 15 May 2020 |
| VERSFELD Martin Metcalfe | RE | 1 | 28 November 2017 | 15 May 2020 |
| VINCELLI Stefano | RE | 1 | 27 January 2017 | 29 September 2017 |
| WALSH Ashley Paul Jeffery James | RO | 1 | 20 January 2021 | |
| WALSH Ashley Paul Jeffery James | RO | 2 | 20 January 2021 | |
| WANE Mohamed Sada | RE | 2 | 21 January 2019 | |
| WANE Mohamed Sada | RE | 1 | 21 January 2019 | |
| WATTEZ Philippe Marc Alfred | RE | 1 | 11 January 2023 | |
| WATTEZ Philippe Marc Alfred | RE | 2 | 11 January 2023 | |
| WONG Adrian Kin Man | RE | 2 | 15 September 2021 | |
| WONG Adrian Kin Man | RE | 1 | 15 September 2021 | |
| WONG Philippe 黃志輝 | RE | 1 | 03 December 2020 | |
| WONG Philippe 黃志輝 | RE | 2 | 03 December 2020 | |
| YOUNG Timothy | RE | 1 | 16 October 2013 | 29 July 2014 |