SFC Licenceholders of China Universal Asset Management (Hong Kong) Company Limited 匯添富資產管理(香港)有限公司
- hkcompliance@chinauniversalasset.com
- Website
- www.99fund.com.hk
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Licenceholders | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CHAN Kin Wai Kenny 陳健瑋 | RE | 9 | 10 May 2017 | |
| CHAN Kin Wai Kenny 陳健瑋 | RE | 4 | 10 May 2017 | |
| CHANG Che-Ming 張哲明 | RE | 9 | 01 September 2014 | 18 November 2014 |
| CHANG Che-Ming 張哲明 | RE | 4 | 01 September 2014 | 18 November 2014 |
| CHEN Churan 陳楚然 | RE | 1 | 19 November 2019 | 02 December 2020 |
| CHEN Churan 陳楚然 | RE | 4 | 19 November 2019 | 02 December 2020 |
| CHEN Qing 陳青 | RE | 4 | 06 June 2016 | 14 December 2020 |
| CHEN Qing 陳青 | RE | 1 | 06 June 2016 | 14 December 2020 |
| CHEN Qing 陳青 | RE | 9 | 06 June 2016 | 14 December 2020 |
| CHEN Shi 陳實 | RE | 9 | 14 January 2011 | 11 March 2011 |
| CHEN Shi 陳實 | RE | 4 | 14 January 2011 | 11 March 2011 |
| CHEN Suqiao 陳蘇橋 | RE | 4 | 30 January 2012 | |
| CHEN Suqiao 陳蘇橋 | RE | 9 | 30 January 2012 | |
| CHEN Tong 陳通 | RE | 9 | 17 September 2021 | |
| CHEN Tong 陳通 | RE | 4 | 17 September 2021 | |
| CHEN Yiran 陳依然 | RE | 9 | 22 August 2017 | 04 December 2018 |
| CHEN Yiran 陳依然 | RE | 4 | 22 August 2017 | 04 December 2018 |
| CHENG Tao 成濤 | RO | 9 | 28 December 2023 | |
| CHENG Tao 成濤 | RO | 4 | 28 December 2023 | |
| CHENG Tao 成濤 | RE | 9 | 12 May 2023 | 28 December 2023 |
| CHENG Tao 成濤 | RE | 4 | 12 May 2023 | 28 December 2023 |
| CHU Ting Fung, Timothy 朱霆峰 | RE | 4 | 17 May 2011 | 21 March 2014 |
| CHU Ting Fung, Timothy 朱霆峰 | RE | 9 | 17 May 2011 | 21 March 2014 |
| DENG Yun 鄧云 | RE | 9 | 14 August 2014 | 07 November 2015 |
| DENG Yun 鄧云 | RO | 1 | 19 August 2015 | 07 November 2015 |
| DENG Yun 鄧云 | RE | 4 | 12 May 2014 | 07 November 2015 |
| DONG Liqing 董黎清 | RO | 9 | 28 February 2017 | |
| DONG Liqing 董黎清 | RO | 4 | 28 February 2017 | |
| DONG Liqing 董黎清 | RO | 1 | 19 August 2015 | |
| DONG Liqing 董黎清 | RE | 4 | 19 February 2010 | 28 February 2017 |
| DONG Liqing 董黎清 | RE | 9 | 19 February 2010 | 28 February 2017 |
| FONG Kwan Ming, Winson 方君明 | RE | 4 | 26 August 2010 | 30 September 2010 |
| FONG Kwan Ming, Winson 方君明 | RE | 9 | 26 August 2010 | 30 September 2010 |
| FONG Kwan Ming, Winson 方君明 | RO | 4 | 30 September 2010 | 18 November 2011 |
| FONG Kwan Ming, Winson 方君明 | RO | 9 | 30 September 2010 | 18 November 2011 |
| FU Ruiming 符銳明 | RE | 4 | 18 January 2021 | |
| FU Ruiming 符銳明 | RE | 9 | 18 January 2021 | |
| GAO Sheldon | RO | 4 | 19 February 2010 | 31 May 2012 |
| GAO Sheldon | RO | 9 | 19 February 2010 | 31 May 2012 |
| GAO Xin 高欣 | RE | 9 | 17 October 2012 | 31 August 2021 |
| GAO Xin 高欣 | RE | 4 | 17 October 2012 | 31 August 2021 |
| GENG Jiachen 耿家琛 | RE | 4 | 06 December 2019 | 16 April 2021 |
| GENG Jiachen 耿家琛 | RE | 9 | 06 December 2019 | 16 April 2021 |
| GUNNS Christopher Michael Adrian | RE | 9 | 12 March 2014 | 22 November 2015 |
| GUNNS Christopher Michael Adrian | RE | 4 | 12 March 2014 | 22 November 2015 |
| HAN Xianwang 韓賢旺 | RO | 9 | 19 February 2010 | 30 April 2013 |
| HAN Xianwang 韓賢旺 | RO | 4 | 19 February 2010 | 30 April 2013 |
| HE Min 何旻 | RO | 4 | 17 August 2012 | |
| HE Min 何旻 | RO | 9 | 17 August 2012 | |
| HE Min 何旻 | RE | 4 | 27 May 2011 | 17 August 2012 |
| HE Min 何旻 | RE | 9 | 27 May 2011 | 17 August 2012 |
| HE Zijing 何子婧 | RE | 9 | 23 March 2021 | 27 January 2023 |
| HE Zijing 何子婧 | RE | 4 | 23 March 2021 | 27 January 2023 |
| HU Huiying 胡慧穎 | RE | 9 | 11 April 2023 | |
| HU Huiying 胡慧穎 | RE | 4 | 11 April 2023 | |
| JIANG Johnny Ning 姜寧 | RE | 4 | 21 August 2014 | 01 April 2016 |
| JIANG Johnny Ning 姜寧 | RE | 9 | 21 August 2014 | 01 April 2016 |
| JIANG Johnny Ning 姜寧 | RE | 1 | 22 September 2015 | 01 April 2016 |
| KALMAR Mathias Martin | RE | 1 | 22 September 2015 | 11 August 2017 |
| KALMAR Mathias Martin | RE | 4 | 03 August 2015 | 11 August 2017 |
| KALMAR Mathias Martin | RE | 9 | 03 August 2015 | 11 August 2017 |
| KONG Lingbing 孔令兵 | RE | 4 | 16 April 2014 | 31 July 2020 |
| KONG Lingbing 孔令兵 | RE | 9 | 16 April 2014 | 31 July 2020 |
| KWAN Ka Tung 關家棟 | RE | 9 | 17 May 2011 | 31 July 2013 |
| KWAN Ka Tung 關家棟 | RE | 4 | 17 May 2011 | 31 July 2013 |
| LAM Ka Chun 林家駿 | RE | 4 | 07 March 2011 | 04 November 2013 |
| LAM Ka Chun 林家駿 | RE | 9 | 07 March 2011 | 04 November 2013 |
| LEI Jiming 雷繼明 | RO | 4 | 25 March 2013 | 25 September 2013 |
| LEI Jiming 雷繼明 | RE | 9 | 25 March 2013 | 25 September 2013 |
| LI Zhiwei 李芷薇 | RE | 9 | 22 September 2023 | |
| LI Zhiwei 李芷薇 | RE | 4 | 22 September 2023 | |
| LIN Lijun 林利軍 | RO | 9 | 25 March 2013 | 10 June 2015 |
| LIN Lijun 林利軍 | RO | 4 | 25 March 2013 | 10 June 2015 |
| LIU Pu 劉璞 | RE | 9 | 18 April 2016 | 27 December 2017 |
| LIU Pu 劉璞 | RE | 4 | 18 April 2016 | 27 December 2017 |
| LIU Pu 劉璞 | RE | 1 | 18 April 2016 | 27 December 2017 |
| LIU Teng 劉騰 | RO | 9 | 21 December 2015 | 07 September 2018 |
| LIU Teng 劉騰 | RO | 4 | 21 December 2015 | 07 September 2018 |
| LIU Teng 劉騰 | RO | 1 | 21 December 2015 | 07 September 2018 |
| LIU Teng 劉騰 | RE | 9 | 09 November 2015 | 21 December 2015 |
| LIU Teng 劉騰 | RE | 4 | 09 November 2015 | 21 December 2015 |
| LIU Teng 劉騰 | RE | 1 | 09 November 2015 | 21 December 2015 |
| LOU Yan 娄焱 | RO | 9 | 25 March 2013 | 25 September 2013 |
| LOU Yan 娄焱 | RO | 4 | 25 March 2013 | 25 September 2013 |
| LUI Shek Chi 雷錫滋 | RE | 4 | 17 January 2011 | 24 June 2011 |
| LUI Shek Chi 雷錫滋 | RE | 9 | 17 January 2011 | 24 June 2011 |
| NI Jian 倪健 | RE | 4 | 21 September 2015 | 13 July 2019 |
| NI Jian 倪健 | RE | 9 | 21 September 2015 | 13 July 2019 |
| PENG Yongxing 彭永興 | RE | 1 | 13 September 2019 | 14 January 2021 |
| PENG Yongxing 彭永興 | RE | 4 | 13 September 2019 | 14 January 2021 |
| PENG Yongxing 彭永興 | RE | 9 | 13 September 2019 | 14 January 2021 |
| RU Yihan 茹奕菡 | RE | 9 | 25 May 2018 | 21 February 2022 |
| RU Yihan 茹奕菡 | RE | 4 | 25 May 2018 | 21 February 2022 |
| SO Shun Tak 蘇淳德 | RE | 4 | 13 December 2016 | |
| SO Shun Tak 蘇淳德 | RE | 9 | 13 December 2016 | |
| SUN Yufei 孫宇飛 | RO | 1 | 29 October 2019 | 31 August 2022 |
| SUN Yufei 孫宇飛 | RE | 1 | 22 September 2015 | 29 October 2019 |
| SUN Yufei 孫宇飛 | RE | 9 | 24 March 2014 | 31 August 2022 |
| SUN Yufei 孫宇飛 | RE | 4 | 24 March 2014 | 31 August 2022 |
| TAI Ho Ying 戴可迎 | RE | 4 | 09 June 2015 | 12 December 2015 |
| TAI Ho Ying 戴可迎 | RE | 9 | 09 June 2015 | 12 December 2015 |
| TAI Ho Ying 戴可迎 | RE | 1 | 22 September 2015 | 12 December 2015 |
| TAI Kwan Tat 戴君達 | RE | 9 | 25 May 2021 | 29 April 2022 |
| TAI Kwan Tat 戴君達 | RE | 1 | 25 May 2021 | 29 April 2022 |
| TAI Kwan Tat 戴君達 | RE | 4 | 25 May 2021 | 29 April 2022 |
| TIAN Tian 田甜 | RE | 1 | 02 February 2021 | 17 November 2023 |
| TIAN Tian 田甜 | RE | 4 | 02 February 2021 | 17 November 2023 |
| TIAN Tian 田甜 | RE | 9 | 02 February 2021 | 17 November 2023 |
| WAN Qing 萬青 | RO | 1 | 19 August 2015 | 31 May 2022 |
| WAN Qing 萬青 | RO | 4 | 29 May 2012 | 31 May 2022 |
| WAN Qing 萬青 | RO | 9 | 29 May 2012 | 31 May 2022 |
| WANG Bo 王博 | RE | 9 | 18 May 2017 | 31 March 2020 |
| WANG Bo 王博 | RE | 4 | 18 May 2017 | 31 March 2020 |
| WANG Bo 王波 | RE | 9 | 19 February 2010 | 01 March 2014 |
| WANG Bo 王波 | RE | 4 | 19 February 2010 | 01 March 2014 |
| WANG Qian 王騫 | RO | 9 | 13 April 2022 | |
| WANG Qian 王騫 | RO | 4 | 13 April 2022 | |
| WANG Qian 王騫 | RE | 9 | 17 November 2021 | 13 April 2022 |
| WANG Qian 王騫 | RE | 4 | 17 November 2021 | 13 April 2022 |
| WANG Shuo 王爍 | RE | 9 | 17 June 2016 | 31 December 2016 |
| WANG Shuo 王爍 | RE | 4 | 17 June 2016 | 31 December 2016 |
| WANG Yan 王琰 | RE | 4 | 06 May 2016 | 24 September 2016 |
| WANG Yan 王琰 | RE | 9 | 06 May 2016 | 24 September 2016 |
| WANG Yu 王玉 | RE | 9 | 28 October 2019 | 07 October 2021 |
| WANG Yu 王玉 | RE | 4 | 28 October 2019 | 07 October 2021 |
| WANG Zhihua 王志華 | RO | 9 | 12 August 2022 | |
| WANG Zhihua 王志華 | RO | 4 | 12 August 2022 | |
| WANG Zhihua 王志華 | RE | 9 | 01 June 2022 | 12 August 2022 |
| WANG Zhihua 王志華 | RE | 4 | 01 June 2022 | 12 August 2022 |
| WONG Doris Yuk Ying 黃玉瑩 | RO | 9 | 19 February 2010 | 09 October 2013 |
| WONG Doris Yuk Ying 黃玉瑩 | RO | 4 | 19 February 2010 | 09 October 2013 |
| WOO Yun Shing, Vincent 胡殷誠 | RE | 9 | 20 September 2010 | 29 September 2012 |
| WOO Yun Shing, Vincent 胡殷誠 | RE | 4 | 20 September 2010 | 29 September 2012 |
| WU Jing 吳晶 | RE | 9 | 12 August 2019 | 27 September 2019 |
| WU Jing 吳晶 | RE | 4 | 11 July 2019 | 27 September 2019 |
| WU Yufeng 吳宇峰 | RE | 4 | 13 April 2011 | 10 February 2012 |
| WU Yufeng 吳宇峰 | RE | 9 | 13 April 2011 | 10 February 2012 |
| WU Zhenxiang 吳振翔 | RE | 4 | 19 November 2012 | |
| WU Zhenxiang 吳振翔 | RE | 9 | 19 November 2012 | |
| XU Lingfei 徐凌飛 | RE | 4 | 26 September 2012 | 01 August 2015 |
| XU Lingfei 徐凌飛 | RE | 9 | 26 September 2012 | 01 August 2015 |
| XU Qing 徐青 | RE | 9 | 11 April 2023 | |
| XU Qing 徐青 | RE | 4 | 11 April 2023 | |
| XU Sheng 徐生 | RE | 4 | 24 July 2014 | 03 September 2014 |
| XU Sheng 徐生 | RE | 9 | 24 July 2014 | 03 September 2014 |
| YANG Dong 楊棟 | RE | 4 | 26 April 2016 | 19 November 2021 |
| YANG Dong 楊棟 | RE | 9 | 26 April 2016 | 19 November 2021 |
| YANG Jian | RE | 4 | 25 March 2013 | 01 July 2016 |
| YANG Jian | RE | 9 | 25 March 2013 | 01 July 2016 |
| YANG Shelley Xue Rui | RO | 1 | 19 August 2015 | 07 March 2017 |
| YANG Shelley Xue Rui | RE | 4 | 07 January 2014 | 07 March 2017 |
| YANG Shelley Xue Rui | RE | 9 | 07 January 2014 | 07 March 2017 |
| YANG Xudong 楊旭棟 | RE | 4 | 09 February 2021 | |
| YANG Xudong 楊旭棟 | RE | 9 | 09 February 2021 | |
| YANG Xudong 楊旭棟 | RE | 1 | 01 March 2021 | |
| YANG Xudong 楊旭棟 | RE | 1 | 07 April 2016 | 21 December 2018 |
| YANG Xudong 楊旭棟 | RE | 4 | 07 April 2016 | 21 December 2018 |
| YANG Xudong 楊旭棟 | RE | 9 | 07 April 2016 | 21 December 2018 |
| YEUNG Wai Fung 楊威風 | RE | 9 | 08 January 2018 | 15 October 2021 |
| YEUNG Wai Fung 楊威風 | RE | 4 | 08 January 2018 | 15 October 2021 |
| YEUNG Wai Fung 楊威風 | RE | 9 | 19 September 2012 | 12 November 2016 |
| YEUNG Wai Fung 楊威風 | RE | 4 | 19 September 2012 | 12 November 2016 |
| YUNG Kim Keung 戎劍強 | RO | 9 | 28 December 2023 | |
| YUNG Kim Keung 戎劍強 | RO | 1 | 28 December 2023 | |
| YUNG Kim Keung 戎劍強 | RE | 9 | 22 May 2023 | 28 December 2023 |
| ZHANG Hui 張暉 | RO | 9 | 25 March 2013 | |
| ZHANG Hui 張暉 | RO | 4 | 25 March 2013 | |
| ZHANG Kenan 張柯楠 | RE | 1 | 18 March 2016 | 01 October 2016 |
| ZHANG Kenan 張柯楠 | RE | 4 | 18 March 2016 | 01 October 2016 |
| ZHANG Kenan 張柯楠 | RE | 9 | 18 March 2016 | 01 October 2016 |
| ZHANG Lihang 張黎航 | RE | 9 | 10 October 2019 | |
| ZHANG Lihang 張黎航 | RE | 4 | 10 October 2019 | |
| ZHANG Lihang 張黎航 | RE | 1 | 10 October 2019 | |
| ZHANG Yun 張雲 | RO | 1 | 13 June 2019 | |
| ZHANG Yun 張雲 | RE | 9 | 24 August 2017 | |
| ZHANG Yun 張雲 | RE | 4 | 24 August 2017 | |
| ZHANG Yun 張雲 | RE | 9 | 09 September 2011 | 19 August 2015 |
| ZHANG Yun 張雲 | RE | 4 | 09 September 2011 | 19 August 2015 |
| ZHAO Mingyue 趙明月 | RE | 9 | 27 April 2015 | 25 January 2016 |
| ZHAO Mingyue 趙明月 | RE | 4 | 27 April 2015 | 25 January 2016 |
| ZHU Jiayuan 朱佳沅 | RE | 9 | 20 February 2017 | 30 April 2021 |
| ZHU Jiayuan 朱佳沅 | RE | 1 | 30 December 2016 | 30 April 2021 |
| ZHU Jiayuan 朱佳沅 | RE | 4 | 30 December 2016 | 30 April 2021 |