SFC Licenceholders of Trafalgar Capital Management (HK) Limited
- chris.aarons@trafalgarcapital.com
- Website
- www.trafalgarcapital.com
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Licenceholders | Role | Licences | Start date | End date |
---|---|---|---|---|
AARONS Christopher James | RO | 9 | 01 February 2010 | |
ARNAVUT Alev Mete | RO | 9 | 08 November 2022 | |
ARNAVUT Alev Mete | RE | 9 | 27 February 2017 | 08 November 2022 |
BAYES Jonathan Sutton | RO | 9 | 18 August 2011 | 31 March 2012 |
BAYES Jonathan Sutton | RE | 9 | 10 January 2011 | 18 August 2011 |
DUNWOODY Ross | RE | 9 | 19 August 2021 | |
EDWARDS Alexander Tristan | RO | 9 | 01 February 2010 | 31 December 2010 |
GOVE Jennifer Anne | RE | 9 | 04 March 2010 | 05 July 2010 |
HICKMAN Laura Katherine | RE | 9 | 11 June 2012 | 18 September 2015 |
LORD Hanna | RE | 9 | 12 February 2014 | 31 January 2023 |
MILLARD Michael Ashley | RO | 9 | 30 December 2010 | 11 February 2017 |
MILLARD Michael Ashley | RE | 9 | 26 May 2010 | 30 December 2010 |
SCOTT Andrew David | RE | 9 | 30 October 2015 | 12 April 2021 |
SCOTT Julian Bowd | RE | 9 | 14 October 2014 | 31 December 2015 |
SMITH Anthony Graham | RO | 9 | 08 October 2014 | 06 March 2015 |
SZWAGRZAK Richard Conrad | RO | 9 | 17 December 2015 | |
UPTON Adam Boyd | RE | 9 | 14 October 2014 | 29 September 2017 |