SFC Licenceholders of StormHarbour Securities (Hong Kong) Limited 思博資本(香港) 有限公司
- compliancehk@stormharbour.com.hk
- Website
- www.stormharbour.com.hk
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Licenceholders | Role | Licences | Start date | End date |
|---|---|---|---|---|
| AN Bin 安斌 | RE | 6 | 26 March 2013 | 01 August 2017 |
| AN Bin 安斌 | RE | 4 | 26 March 2013 | 01 August 2017 |
| AN Bin 安斌 | RE | 1 | 26 March 2013 | 01 August 2017 |
| BERY Varun Kumar 栢禮嘉 | RE | 9 | 14 October 2020 | |
| BERY Varun Kumar 栢禮嘉 | RO | 9 | 25 January 2017 | 14 October 2020 |
| BERY Varun Kumar 栢禮嘉 | RE | 6 | 08 April 2016 | |
| BERY Varun Kumar 栢禮嘉 | RE | 4 | 08 April 2016 | |
| BERY Varun Kumar 栢禮嘉 | RE | 1 | 08 April 2016 | |
| BUSARAKAMWONG Justin | RO | 1 | 18 March 2010 | 01 September 2011 |
| BUSARAKAMWONG Justin | RO | 4 | 18 March 2010 | 01 September 2011 |
| BUSARAKAMWONG Justin | RO | 6 | 18 March 2010 | 01 September 2011 |
| CHAN Bill 陳銘勳 | RE | 6 | 01 September 2014 | 12 August 2016 |
| CHAN Bill 陳銘勳 | RE | 4 | 01 September 2014 | 12 August 2016 |
| CHAN Bill 陳銘勳 | RE | 1 | 01 September 2014 | 12 August 2016 |
| CHAN Chun Hung, Vincent 陳鎮洪 | RE | 9 | 15 March 2022 | 28 March 2023 |
| CHAN Chun Hung, Vincent 陳鎮洪 | RE | 4 | 15 March 2022 | 28 March 2023 |
| CHAN Wing Kwong, Nicholas 陳永江 | RE | 1 | 09 March 2020 | 17 October 2021 |
| CHAN Wing Kwong, Nicholas 陳永江 | RE | 9 | 09 March 2020 | 17 October 2021 |
| CHAN Wing Kwong, Nicholas 陳永江 | RE | 4 | 09 March 2020 | 17 October 2021 |
| CHEN Xiao 陳曉 | RE | 6 | 16 April 2010 | 15 April 2011 |
| CHEN Xiao 陳曉 | RE | 4 | 16 April 2010 | 15 April 2011 |
| CHEN Xiao 陳曉 | RE | 1 | 16 April 2010 | 15 April 2011 |
| CHEUNG Chung Wing, Water 張宗永 | RO | 9 | 23 June 2016 | |
| CHEUNG Chung Wing, Water 張宗永 | RO | 6 | 04 August 2010 | |
| CHEUNG Chung Wing, Water 張宗永 | RO | 4 | 04 August 2010 | |
| CHEUNG Chung Wing, Water 張宗永 | RO | 1 | 04 August 2010 | |
| CHEUNG Hei 張曦 | RO | 9 | 05 June 2023 | |
| CHEUNG Hei 張曦 | RO | 4 | 05 June 2023 | |
| CHEUNG Hei 張曦 | RE | 9 | 14 April 2023 | 05 June 2023 |
| CHEUNG Hei 張曦 | RE | 1 | 14 April 2023 | |
| CHEUNG Hei 張曦 | RE | 6 | 31 October 2016 | 18 August 2018 |
| CHEUNG Hei 張曦 | RE | 4 | 31 October 2016 | 18 August 2018 |
| CHEUNG Hei 張曦 | RE | 1 | 31 October 2016 | 18 August 2018 |
| CHEUNG Ka Kiu 張家喬 | RE | 9 | 11 April 2022 | |
| CHEUNG Ka Kiu 張家喬 | RE | 4 | 11 April 2022 | |
| CHEUNG Ka Kiu 張家喬 | RE | 1 | 11 April 2022 | |
| CHING Tak Chiu Stephen 程德昭 | RE | 6 | 22 November 2017 | 22 March 2020 |
| CHING Tak Chiu Stephen 程德昭 | RE | 4 | 22 November 2017 | 22 March 2020 |
| CHING Tak Chiu Stephen 程德昭 | RE | 1 | 22 November 2017 | 22 March 2020 |
| CHU Cheuk Yin 朱卓賢 | RE | 4 | 24 November 2016 | |
| CHU Cheuk Yin 朱卓賢 | RE | 1 | 24 November 2016 | |
| DESAI Mohan Kumar | RE | 6 | 28 May 2014 | 10 May 2016 |
| DESAI Mohan Kumar | RE | 4 | 28 May 2014 | 10 May 2016 |
| DESAI Mohan Kumar | RE | 1 | 28 May 2014 | 10 May 2016 |
| DING Nan 丁楠 | RE | 6 | 09 August 2016 | 20 February 2017 |
| DING Nan 丁楠 | RE | 4 | 09 August 2016 | 20 February 2017 |
| DING Nan 丁楠 | RE | 1 | 27 June 2016 | 20 February 2017 |
| FAN Lei 范磊 | RE | 4 | 31 December 2019 | 03 February 2020 |
| FAN Lei 范磊 | RE | 9 | 31 December 2019 | 03 February 2020 |
| FAN Lei 范磊 | RO | 4 | 03 February 2020 | |
| FAN Lei 范磊 | RO | 9 | 03 February 2020 | |
| FAN Xinyun 范心云 | RE | 4 | 10 May 2019 | |
| FAN Xinyun 范心云 | RE | 9 | 10 May 2019 | |
| FAN Xinyun 范心云 | RE | 1 | 31 May 2019 | |
| LABROUSSE Michel Eric | RO | 6 | 16 November 2011 | |
| LABROUSSE Michel Eric | RE | 6 | 14 July 2010 | 16 November 2011 |
| LABROUSSE Michel Eric | RO | 4 | 14 July 2010 | |
| LABROUSSE Michel Eric | RO | 1 | 14 July 2010 | |
| LAI Ming Hon, Justin 黎明瀚 | RO | 6 | 08 September 2011 | 06 June 2016 |
| LAI Ming Hon, Justin 黎明瀚 | RO | 4 | 08 September 2011 | 06 June 2016 |
| LAI Ming Hon, Justin 黎明瀚 | RO | 1 | 08 September 2011 | 06 June 2016 |
| LAI Ming Hon, Justin 黎明瀚 | RE | 4 | 08 March 2011 | 08 September 2011 |
| LAI Ming Hon, Justin 黎明瀚 | RE | 1 | 08 March 2011 | 08 September 2011 |
| LAI Ming Hon, Justin 黎明瀚 | RE | 6 | 08 March 2011 | 08 September 2011 |
| LAM Ka Keung 林家強 | RE | 9 | 24 August 2022 | 21 February 2024 |
| LAM Ka Keung 林家強 | RE | 4 | 24 August 2022 | 21 February 2024 |
| LAM Shung Yau, Andy 林崇有 | RE | 1 | 14 February 2019 | |
| LAU Yiu Wai 劉耀威 | RO | 9 | 23 June 2016 | 15 August 2016 |
| LAU Yiu Wai 劉耀威 | RO | 4 | 23 June 2016 | 15 August 2016 |
| LAU Yiu Wai 劉耀威 | RO | 1 | 23 June 2016 | 15 August 2016 |
| LI James Ziming 李子鳴 | RE | 6 | 26 July 2011 | 30 May 2014 |
| LI James Ziming 李子鳴 | RE | 4 | 26 July 2011 | 30 May 2014 |
| LI James Ziming 李子鳴 | RE | 1 | 26 July 2011 | 30 May 2014 |
| LI James Ziming 李子鳴 | RE | 6 | 22 April 2010 | 22 February 2011 |
| LI James Ziming 李子鳴 | RE | 1 | 22 April 2010 | 22 February 2011 |
| LI James Ziming 李子鳴 | RE | 4 | 22 April 2010 | 22 February 2011 |
| LIANG Bing 梁兵 | RE | 1 | 07 April 2010 | 15 March 2011 |
| LIANG Bing 梁兵 | RE | 4 | 07 April 2010 | 15 March 2011 |
| LIANG Bing 梁兵 | RE | 6 | 07 April 2010 | 15 March 2011 |
| LIM Seng Chong, Terence 林成忠 | RE | 6 | 17 January 2013 | 04 April 2015 |
| LIM Seng Chong, Terence 林成忠 | RE | 4 | 17 January 2013 | 04 April 2015 |
| LIM Seng Chong, Terence 林成忠 | RE | 1 | 17 January 2013 | 04 April 2015 |
| LIM Siok Cheng, Irene 林淑貞 | RE | 1 | 18 March 2010 | 31 August 2013 |
| LIM Siok Cheng, Irene 林淑貞 | RE | 6 | 18 March 2010 | 31 August 2013 |
| LIM Siok Cheng, Irene 林淑貞 | RE | 4 | 18 March 2010 | 31 August 2013 |
| LIU Nuo 劉諾 | RE | 9 | 28 September 2017 | 23 November 2018 |
| LIU Nuo 劉諾 | RE | 4 | 28 September 2017 | 23 November 2018 |
| LIU Nuo 劉諾 | RE | 1 | 28 September 2017 | 23 November 2018 |
| LUI Jeffrey Ka-wing 呂嘉榮 | RE | 1 | 12 January 2015 | 01 May 2018 |
| LUI Jeffrey Ka-wing 呂嘉榮 | RE | 4 | 12 January 2015 | 01 May 2018 |
| LUI Jeffrey Ka-wing 呂嘉榮 | RE | 6 | 12 January 2015 | 01 May 2018 |
| MA Hei Tung Fiona 馬希彤 | RE | 1 | 17 June 2020 | 09 May 2021 |
| MA Hei Tung Fiona 馬希彤 | RE | 4 | 17 June 2020 | 09 May 2021 |
| MA Hei Tung Fiona 馬希彤 | RE | 9 | 17 June 2020 | 09 May 2021 |
| MENG Weihuan 孟維歡 | RE | 1 | 18 March 2010 | 04 January 2011 |
| MENG Weihuan 孟維歡 | RE | 6 | 18 March 2010 | 04 January 2011 |
| MENG Weihuan 孟維歡 | RE | 4 | 18 March 2010 | 04 January 2011 |
| MIN Kyeung Won 閔庚元 | RE | 1 | 18 March 2010 | 01 January 2013 |
| MIN Kyeung Won 閔庚元 | RE | 4 | 18 March 2010 | 01 January 2013 |
| MIN Kyeung Won 閔庚元 | RE | 6 | 18 March 2010 | 01 January 2013 |
| MOON Hong Hoo 文洪厚 | RE | 1 | 13 May 2011 | |
| MOON Hong Hoo 文洪厚 | RE | 4 | 13 May 2011 | |
| MOON Hong Hoo 文洪厚 | RE | 6 | 13 May 2011 | |
| NG Kai Sum Houston 吳啟琛 | RO | 6 | 15 November 2017 | 09 November 2022 |
| NG Kai Sum Houston 吳啟琛 | RO | 4 | 15 November 2017 | 09 November 2022 |
| NG Kai Sum Houston 吳啟琛 | RO | 1 | 15 November 2017 | 09 November 2022 |
| NG Kai Sum Houston 吳啟琛 | RE | 6 | 13 April 2010 | 15 November 2017 |
| NG Kai Sum Houston 吳啟琛 | RE | 4 | 13 April 2010 | 15 November 2017 |
| NG Kai Sum Houston 吳啟琛 | RE | 1 | 13 April 2010 | 15 November 2017 |
| NURTANIO Livius | RE | 6 | 24 October 2011 | 28 November 2013 |
| NURTANIO Livius | RE | 4 | 24 October 2011 | 28 November 2013 |
| NURTANIO Livius | RE | 1 | 24 October 2011 | 28 November 2013 |
| PANG Kit Fa 彭洁花 | RE | 9 | 24 January 2018 | 10 August 2018 |
| PANG Kit Fa 彭洁花 | RE | 4 | 24 January 2018 | 10 August 2018 |
| PANG Veronica Lai Mei | RE | 1 | 13 August 2010 | 01 June 2011 |
| PANG Veronica Lai Mei | RE | 4 | 13 August 2010 | 01 June 2011 |
| PANG Veronica Lai Mei | RE | 6 | 13 August 2010 | 01 June 2011 |
| REN Guohua 任國華 | RE | 6 | 19 September 2019 | |
| REN Guohua 任國華 | RE | 4 | 19 September 2019 | |
| REN Guohua 任國華 | RE | 1 | 19 September 2019 | |
| REN Guohua 任國華 | RE | 6 | 31 May 2011 | 02 October 2018 |
| REN Guohua 任國華 | RE | 1 | 31 May 2011 | 02 October 2018 |
| REN Guohua 任國華 | RE | 4 | 31 May 2011 | 02 October 2018 |
| SU Dan 蘇丹 | RE | 9 | 20 November 2019 | 01 January 2021 |
| SU Dan 蘇丹 | RE | 4 | 20 November 2019 | 01 January 2021 |
| SU Dan 蘇丹 | RE | 1 | 20 November 2019 | 01 January 2021 |
| SZEKELY Peter James | RO | 6 | 18 March 2010 | 19 August 2011 |
| SZEKELY Peter James | RO | 4 | 18 March 2010 | 19 August 2011 |
| SZEKELY Peter James | RO | 1 | 18 March 2010 | 19 August 2011 |
| TAN Leng Cheng, Aaron 陳龍清 | RE | 1 | 07 April 2011 | 24 December 2020 |
| TAN Leng Cheng, Aaron 陳龍清 | RE | 4 | 07 April 2011 | 24 December 2020 |
| TAN Leng Cheng, Aaron 陳龍清 | RE | 6 | 07 April 2011 | 24 December 2020 |
| TANIYA Mamoru | RE | 9 | 23 February 2021 | 31 March 2021 |
| TANIYA Mamoru | RO | 9 | 23 June 2016 | 23 February 2021 |
| TSE Man Kit, Gilbert 謝文杰 | RO | 9 | 04 October 2017 | |
| TSE Man Kit, Gilbert 謝文杰 | RO | 4 | 04 October 2017 | |
| TSE Man Kit, Gilbert 謝文杰 | RO | 1 | 04 October 2017 | |
| TSE Sai Tung Stones 謝世東 | RE | 9 | 03 June 2020 | |
| WONG Kam Piu 黃錦標 | RE | 1 | 14 September 2022 | |
| WONG Kam Piu 黃錦標 | RE | 4 | 14 September 2022 | |
| WONG Kam Piu 黃錦標 | RE | 9 | 14 September 2022 | |
| YANG Shuenn-yuh 楊順裕 | RE | 6 | 16 April 2010 | 01 April 2014 |
| YANG Shuenn-yuh 楊順裕 | RE | 4 | 16 April 2010 | 01 April 2014 |
| YANG Shuenn-yuh 楊順裕 | RE | 1 | 16 April 2010 | 01 April 2014 |
| YIM Po Ling 嚴寶玲 | RE | 1 | 09 July 2021 | 20 November 2021 |
| YIM Po Ling 嚴寶玲 | RE | 4 | 09 July 2021 | 20 November 2021 |
| YIM Po Ling 嚴寶玲 | RE | 9 | 09 July 2021 | 20 November 2021 |